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GOLDMAN SACHS & CO. LLC

NEW YORK, NY · CRD 361 · IAPD ↗ · goldmansachs.com · 212-902-1000

$133.64BRegulatory AUM
1765Advisory reps
2268Employees
2355Clients
1-10Planning clients
0Private funds
53States
771Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
July 2026 — GOLDMAN SACHS & CO. LLC's Item 11 disclosure-reporting entries rose by 1 (770 -> 771).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2026 — GOLDMAN SACHS & CO. LLC's Item 11 disclosure-reporting entries rose by 3 (767 -> 770).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2026 — GOLDMAN SACHS & CO. LLC shrank from 2318 to 1765 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
January 2026 — GOLDMAN SACHS & CO. LLC reported RAUM down 51% ($233.16B -> $114.90B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
January 2026 — GOLDMAN SACHS & CO. LLC's Item 11 disclosure-reporting entries rose by 1 (766 -> 767).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
December 2025 — GOLDMAN SACHS & CO. LLC's Item 11 disclosure-reporting entries rose by 1 (765 -> 766).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — GOLDMAN SACHS & CO. LLC shrank from 2406 to 2318 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — GOLDMAN SACHS & CO. LLC added office(s): 24 -> 35 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
December 2024 — GOLDMAN SACHS & CO. LLC's Item 11 disclosure-reporting entries rose by 2 (763 -> 765).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
November 2024 — GOLDMAN SACHS & CO. LLC's Item 11 disclosure-reporting entries rose by 2 (761 -> 763).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
October 2024 — GOLDMAN SACHS & CO. LLC's Item 11 disclosure-reporting entries rose by 2 (759 -> 761).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
July 2024 — GOLDMAN SACHS & CO. LLC's Item 11 disclosure-reporting entries rose by 1 (758 -> 759).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
June 2024 — GOLDMAN SACHS & CO. LLC's Item 11 disclosure-reporting entries rose by 1 (757 -> 758).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — GOLDMAN SACHS & CO. LLC added office(s): 20 -> 24 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2024 — GOLDMAN SACHS & CO. LLC grew from 2260 to 2406 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
March 2024 — GOLDMAN SACHS & CO. LLC's Item 11 disclosure-reporting entries rose by 13 (747 -> 760).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.