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TRINITY STRATEGIC WEALTH

TULSA, OK · CRD 337956 · IAPD ↗ · trinitystrategicwealth.com · 918-492-2150

$1.54BRegulatory AUM
16Advisory reps
27Employees
0Clients
0Planning clients
0Private funds
23States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
August 2026 — TRINITY STRATEGIC WEALTH notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
January 2026 — TRINITY STRATEGIC WEALTH now reports custody of client assets ($3.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
75
January 2026 — TRINITY STRATEGIC WEALTH's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
December 2025 — TRINITY STRATEGIC WEALTH (TULSA, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 16 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.