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KCD FINANCIAL, INC.

GREEN BAY, WI · CRD 127473 · IAPD ↗ · kcdfinancial.com · 920-347-3400

$202.1MRegulatory AUM
27Advisory reps
29Employees
75Clients
51-100Planning clients
0Private funds
36States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
September 2026 — KCD FINANCIAL, INC. notice-filed in AR, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
August 2026 — KCD FINANCIAL, INC. notice-filed in ME.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
June 2026 — KCD FINANCIAL, INC. notice-filed in AL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2026 — KCD FINANCIAL, INC. notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2026 — KCD FINANCIAL, INC. reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
46
March 2026 — KCD FINANCIAL, INC. notice-filed in NJ, NM, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
February 2026 — KCD FINANCIAL, INC. notice-filed in GA, IN, MO, NY, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
December 2025 — KCD FINANCIAL, INC. notice-filed in SC, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
June 2025 — KCD FINANCIAL, INC. notice-filed in NC, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
46
March 2025 — KCD FINANCIAL, INC. notice-filed in ID, LA, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
March 2025 — KCD FINANCIAL, INC. added office(s): 15 -> 17 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
May 2024 — KCD FINANCIAL, INC. notice-filed in KY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
46
April 2024 — KCD FINANCIAL, INC. notice-filed in NY, PA, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — KCD FINANCIAL, INC. reported RAUM up 41% ($123.8M -> $175.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.