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SAX WEALTH ADVISORS, LLC

PARSIPPANY, NJ · CRD 119193 · IAPD ↗ · 973-859-2199

$3.60BRegulatory AUM
37Advisory reps
39Employees
59Clients
51-100Planning clients
1Private funds
35States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
September 2026 — SAX WEALTH ADVISORS, LLC notice-filed in MN, NM.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
September 2026 — SAX WEALTH ADVISORS, LLC added office(s): 9 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
June 2026 — SAX WEALTH ADVISORS, LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2026 — SAX WEALTH ADVISORS, LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
69
April 2026 — SAX WEALTH ADVISORS, LLC reported RAUM up 47% ($2.44B -> $3.60B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
April 2026 — SAX WEALTH ADVISORS, LLC now reports 1 private fund(s) ($19.3M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
83
April 2026 — SAX WEALTH ADVISORS, LLC grew from 24 to 37 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
March 2026 — SAX WEALTH ADVISORS, LLC notice-filed in IN, RI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
December 2025 — SAX WEALTH ADVISORS, LLC notice-filed in DE, MI, NV, OR, UT, WA, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
August 2025 — SAX WEALTH ADVISORS, LLC notice-filed in MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
March 2025 — SAX WEALTH ADVISORS, LLC added office(s): 6 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
March 2025 — SAX WEALTH ADVISORS, LLC notice-filed in CO, DC, GA, IL, ME, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
March 2025 — SAX WEALTH ADVISORS, LLC reported RAUM up 40% ($1.74B -> $2.44B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
79
March 2025 — SAX WEALTH ADVISORS, LLC grew from 15 to 24 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
January 2025 — SAX WEALTH ADVISORS, LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
August 2024 — SAX WEALTH ADVISORS, LLC added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — SAX WEALTH ADVISORS, LLC added office(s): 3 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
April 2024 — SAX WEALTH ADVISORS, LLC reported RAUM up 35% ($1.29B -> $1.74B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
72
April 2024 — SAX WEALTH ADVISORS, LLC reports 51-100 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.