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COPPERLINE WEALTH MANAGEMENT & PLANNING

CODY, WY · CRD 335796 · IAPD ↗ · copperlinewealth.com · 307-586-1880

$126.6MRegulatory AUM
2Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
April 2026 — COPPERLINE WEALTH MANAGEMENT & PLANNING reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
February 2026 — COPPERLINE WEALTH MANAGEMENT & PLANNING's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
50
December 2025 — COPPERLINE WEALTH MANAGEMENT & PLANNING notice-filed in CA, CO, FL, KS, MN, NC, NV, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
December 2025 — COPPERLINE WEALTH MANAGEMENT & PLANNING, LLC is now doing business as COPPERLINE WEALTH MANAGEMENT & PLANNING.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
60
December 2025 — COPPERLINE WEALTH MANAGEMENT & PLANNING began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
95
July 2025 — COPPERLINE WEALTH MANAGEMENT & PLANNING, LLC (CODY, WY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.