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ECHELONS CAPITAL, LLC

PARK CITY, UT · CRD 325781 · IAPD ↗ · echelonscapital.com · 706-372-4218

$174.4MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

40
April 2026 — ECHELONS CAPITAL, LLC filed an Item 4A succession naming ECHELONS CAPITAL, LLC (CRD 325781) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
62
April 2026 — ECHELONS CAPITAL, LLC reported RAUM up 37% ($127.1M -> $174.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
44
December 2025 — ECHELONS CAPITAL, LLC notice-filed in NY, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
August 2025 — ECHELONS CAPITAL, LLC notice-filed in IL, LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
August 2025 — ECHELONS CAPITAL, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
44
April 2025 — ECHELONS CAPITAL, LLC notice-filed in NC, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
March 2024 — ECHELONS CAPITAL, LLC now reports custody of client assets ($10.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.