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BROOKFIELD ASSET MANAGEMENT PIC US, LLC

NEW YORK, NY · CRD 151599 · IAPD ↗ · brookfield.com · 212-417-7000

$105.30BRegulatory AUM
1790Advisory reps
1790Employees
5Clients
n/aPlanning clients
116Private funds
1States
6Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — BROOKFIELD ASSET MANAGEMENT PIC US, LLC added office(s): 44 -> 46 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2026 — BROOKFIELD ASSET MANAGEMENT PIC US, LLC grew from 1610 to 1790 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
December 2025 — BROOKFIELD ASSET MANAGEMENT PIC US, LLC's Item 11 disclosure-reporting entries rose by 2 (4 -> 6).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
35
April 2025 — BROOKFIELD ASSET MANAGEMENT PIC US, LLC reported RAUM down 46% ($170.92B -> $92.29B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
40
April 2025 — BROOKFIELD ASSET MANAGEMENT PIC US, LLC added office(s): 41 -> 44 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2025 — BROOKFIELD ASSET MANAGEMENT PIC US, LLC grew from 1592 to 1610 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2024 — BROOKFIELD ASSET MANAGEMENT PIC US, LLC shrank from 1681 to 1592 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.