← Tributary

STOREN FINANCIAL

ZIONSVILLE, IN · CRD 339197 · IAPD ↗ · storenfinancial.com · 317-733-1000

$438.3MRegulatory AUM
6Advisory reps
14Employees
2Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
May 2026 — STOREN FINANCIAL's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
61
April 2026 — STOREN FINANCIAL reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
April 2026 — STOREN FINANCIAL now reports custody of client assets ($257.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
46
February 2026 — STOREN FINANCIAL notice-filed in CO, FL, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
February 2026 — STOREN LEGACY PARTNERS, LLC is now doing business as STOREN FINANCIAL.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
95
December 2025 — STOREN LEGACY PARTNERS, LLC (ZIONSVILLE, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.