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OPENARC CORPORATE ADVISORY, LLC

ATLANTA, GA · CRD 336837 · IAPD ↗ · 844-648-6001

$10.09BRegulatory AUM
80Advisory reps
146Employees
0Clients
0Planning clients
0Private funds
52States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
August 2026 — OPENARC CORPORATE ADVISORY, LLC notice-filed in ND, SD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — OPENARC CORPORATE ADVISORY, LLC shrank from 140 to 80 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2026 — OPENARC CORPORATE ADVISORY, LLC notice-filed in AK, AL, AR, AZ, CA, CO, CT, DC, DE, HI, IA, ID, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, VT, WA, WI, WV, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — OPENARC CORPORATE ADVISORY, LLC now reports custody of client assets ($820.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
85
April 2026 — OPENARC CORPORATE ADVISORY, LLC crossed $1B in regulatory AUM ($443.7M -> $10.09B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
48
December 2025 — OPENARC CORPORATE ADVISORY, LLC moved its main office from ST. PETERSBURG, FL to ATLANTA, GA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
51
December 2025 — OPENARC CORPORATE ADVISORY, LLC notice-filed in GA, IL, NJ, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
December 2025 — 1330 ADVISORS, LLC is now doing business as OPENARC CORPORATE ADVISORY, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
83
December 2025 — OPENARC CORPORATE ADVISORY, LLC grew from 1 to 140 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
95
August 2025 — 1330 ADVISORS, LLC (ST. PETERSBURG, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.