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SHERMAN ASSET MANAGEMENT, INC.

VENTURA, CA · CRD 170861 · IAPD ↗ · 805-530-5963

$140.8MRegulatory AUM
1Advisory reps
1Employees
6Clients
26-50Planning clients
1Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
March 2026 — SHERMAN ASSET MANAGEMENT, INC. reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
December 2025 — SHERMAN ASSET MANAGEMENT, INC. now reports 1 private fund(s) ($5.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
95
April 2024 — SHERMAN ASSET MANAGEMENT, INC. (VENTURA, CA) is newly SEC-registered with $121.8M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.