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RIDGELINE WEALTH PLANNING LLC

CENTERVILLE, OH · CRD 307702 · IAPD ↗ · ridgelinewealthplanning.com · (937)-739-3744

$259.6MRegulatory AUM
5Advisory reps
12Employees
1Clients
251-500Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
October 2026 — RIDGELINE WEALTH PLANNING LLC notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2026 — RIDGELINE WEALTH PLANNING LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
April 2026 — RIDGELINE WEALTH PLANNING LLC reported RAUM up 29% ($200.5M -> $259.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
December 2025 — RIDGELINE WEALTH PLANNING LLC grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
58
April 2025 — RIDGELINE WEALTH PLANNING LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
62
April 2025 — RIDGELINE WEALTH PLANNING LLC reported RAUM up 36% ($147.4M -> $200.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
October 2024 — RIDGELINE WEALTH PLANNING LLC notice-filed in KY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
May 2024 — RIDGELINE WEALTH PLANNING LLC (CENTERVILLE, OH) is newly SEC-registered with $147.4M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.