← Tributary

1832 ASSET MANAGEMENT U.S. INC.

TORONTO, ONTARIO, Canada · CRD 120836 · IAPD ↗ · jflglobal.com · 416-840-7986

$1.43BRegulatory AUM
113Advisory reps
251Employees
2Clients
0Planning clients
1Private funds
39States
18Disclosures
foreignSegment
ApprovedSEC status

Filing changes

25
October 2026 — 1832 ASSET MANAGEMENT U.S. INC.'s Item 11 disclosure-reporting entries rose by 1 (17 -> 18).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
21
June 2026 — 1832 ASSET MANAGEMENT U.S. INC. notice-filed in IN, ME, ND.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
25
January 2026 — 1832 ASSET MANAGEMENT U.S. INC. added office(s): 30 -> 37 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
25
January 2026 — 1832 ASSET MANAGEMENT U.S. INC. notice-filed in DE, HI, MS, MT, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
35
January 2026 — 1832 ASSET MANAGEMENT U.S. INC. began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
40
January 2026 — 1832 ASSET MANAGEMENT U.S. INC. now reports custody of client assets ($761.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
January 2026 — 1832 ASSET MANAGEMENT U.S. INC. now reports 1 private fund(s) ($25.9M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
55
January 2026 — 1832 ASSET MANAGEMENT U.S. INC. crossed $1B in regulatory AUM ($922.3M -> $1.43B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
55
January 2026 — 1832 ASSET MANAGEMENT U.S. INC. grew from 77 to 113 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
23
December 2025 — 1832 ASSET MANAGEMENT U.S. INC.'s Item 11 disclosure-reporting entries rose by 1 (16 -> 17).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
23
December 2025 — 1832 ASSET MANAGEMENT U.S. INC. added office(s): 13 -> 30 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
December 2025 — 1832 ASSET MANAGEMENT U.S. INC. grew from 23 to 77 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
15
June 2025 — 1832 ASSET MANAGEMENT U.S. INC. notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
17
February 2025 — 1832 ASSET MANAGEMENT U.S. INC. notice-filed in LA, MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
23
February 2025 — 1832 ASSET MANAGEMENT U.S. INC. added office(s): 11 -> 13 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
23
November 2024 — 1832 ASSET MANAGEMENT U.S. INC.'s Item 11 disclosure-reporting entries rose by 4 (12 -> 16).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
23
February 2024 — 1832 ASSET MANAGEMENT U.S. INC. added office(s): 9 -> 11 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
February 2024 — 1832 ASSET MANAGEMENT U.S. INC. grew from 18 to 22 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.