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ARISTIDES CAPITAL LLC

LOUISVILLE, KY · CRD 162368 · IAPD ↗ · aristidescapital.com · (502) 694-8001

$541.4MRegulatory AUM
8Advisory reps
11Employees
0Clients
n/aPlanning clients
4Private funds
2States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
June 2026 — ARISTIDES CAPITAL LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
70
April 2026 — ARISTIDES CAPITAL LLC crossed $500M in regulatory AUM ($472.8M -> $541.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
71
December 2025 — ARISTIDES CAPITAL LLC grew from 5 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
48
April 2025 — ARISTIDES CAPITAL LLC reported RAUM up 25% ($377.9M -> $472.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
30
November 2024 — ARISTIDES CAPITAL LLC notice-filed in KY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
April 2024 — ARISTIDES CAPITAL LLC reported RAUM up 26% ($300.5M -> $377.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.