Compliance — April 2024
Compliance platforms, consultants, archiving, and cyber (Hadrius, Greenboard, Smartria, COMPLY).
3692 firms opened this window in the April 2024 SEC roster: 1368 headcount up, 1243 state expansion, 329 aum crossed 1b, 324 custody started, 137 disclosure added, 132 new registration, 64 private funds started, 45 pending approved, 35 wrap program started, 14 reorganization, 1 acquisition.
98
TYME ADVISORS — (PLANO, TX) is newly SEC-registered with $532.2M RAUM and 1 advisory reps. IAPD ↗
95
OBERMEYER WOOD INVESTMENT COUNSEL, LLLP — filed an Item 4A succession naming BOOTH CREEK CAPITAL MANAGEMENT LP (CRD 154415) — one firm absorbed the other. IAPD ↗
95
M. E. ALLISON & CO., INC. — (SAN ANTONIO, TX) is newly SEC-registered with $145.9M RAUM and 10 advisory reps. IAPD ↗
95
HARGER AND COMPANY, INC. — (BATON ROUGE, LA) is newly SEC-registered with $101.9M RAUM and 3 advisory reps. IAPD ↗
95
MAIN STREET MANAGEMENT COMPANY — (AQUEBOGUE, NY) is newly SEC-registered with $51.8M RAUM and 2 advisory reps. IAPD ↗
95
LOYD FINANCIAL MANAGEMENT INC. — (CENTENNIAL, CO) is newly SEC-registered with $103.5M RAUM and 1 advisory reps. IAPD ↗
95
PACESETTER FINANCIAL GROUP, L.L.C. — (LINCOLN, IL) is newly SEC-registered with $125.0M RAUM and 4 advisory reps. IAPD ↗
95
BROADWING CAPITAL ADVISORS, INC. — (LARKSPUR, CA) is newly SEC-registered with $119.7M RAUM and 1 advisory reps. IAPD ↗
95
WHALEN CAPITAL, INC. — (WAUSAU, WI) is newly SEC-registered with $132.6M RAUM and 2 advisory reps. IAPD ↗
95
TRIPPON WEALTH MANAGEMENT GROUP LLC — (HOUSTON, TX) is newly SEC-registered with $134.3M RAUM and 4 advisory reps. IAPD ↗
95
FOUNDATION CAPITAL MANAGEMENT, LLC — (EAST NORRITON, PA) is newly SEC-registered with $134.4M RAUM and 2 advisory reps. IAPD ↗
95
SCHNEIDER WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $127.5M RAUM and 1 advisory reps. IAPD ↗
95
MAYA ADVISORS, INC. — (PALO ALTO, CA) is newly SEC-registered with $103.7M RAUM and 1 advisory reps. IAPD ↗
95
FLAVIN FINANCIAL SERVICES, INC. — (MELBOURNE, FL) is newly SEC-registered with $129.8M RAUM and 3 advisory reps. IAPD ↗
95
GBM WEALTH MANAGEMENT, INC. — (HOUSTON, TX) is newly SEC-registered with $128.4M RAUM and 4 advisory reps. IAPD ↗
95
HARDY & HARDY CO LLC — (LIMA, OH) is newly SEC-registered with $183.4M RAUM and 3 advisory reps. IAPD ↗
95
INVESTMENTHUNTER WEALTH SERVICES — (location n/a) is newly SEC-registered with $115.2M RAUM and 1 advisory reps. IAPD ↗
95
DELPHINUS FINANCIAL ADVISORS, LLC — (MANSFIELD, MA) is newly SEC-registered with $110.9M RAUM and 2 advisory reps. IAPD ↗
95
MY PORTFOLIO GUIDE, LLC — (SEAL BEACH, CA) is newly SEC-registered with $114.1M RAUM and 1 advisory reps. IAPD ↗
95
EASTSOUND CAPITAL ADVISORS, LLC — (location n/a) is newly SEC-registered with $152.2M RAUM and 6 advisory reps. IAPD ↗
95
INDELIBLE WEALTH GROUP — (location n/a) is newly SEC-registered with $120.4M RAUM and 5 advisory reps. IAPD ↗
95
SHERMAN ASSET MANAGEMENT, INC. — (VENTURA, CA) is newly SEC-registered with $121.8M RAUM and 1 advisory reps. IAPD ↗
95
SOMNIO FINANCIAL GROUP, LLC — (GLASTONBURY, CT) is newly SEC-registered with $116.8M RAUM and 2 advisory reps. IAPD ↗
95
KIRTLAND HILLS CAPITAL MANAGEMENT, LLC — (BRATENAHL, OH) is newly SEC-registered with $152.2M RAUM and 2 advisory reps. IAPD ↗
95
EPIC ADVISORY SERVICES CORP — (BOCA RATON, FL) is newly SEC-registered with $105.8M RAUM and 20 advisory reps. IAPD ↗
95
CYR FINANCIAL INC. — (HENNEPIN, IL) is newly SEC-registered with $112.1M RAUM and 4 advisory reps. IAPD ↗
95
RED CRANE WEALTH MANAGEMENT, LLC — (PALO ALTO, CA) is newly SEC-registered with $106.0M RAUM and 3 advisory reps. IAPD ↗
95
IMG WEALTH MANAGEMENT, INC. — (JACKSONVILLE, FL) is newly SEC-registered with $119.9M RAUM and 6 advisory reps. IAPD ↗
95
STEWARDS ADVISORY SERVICES — (location n/a) is newly SEC-registered with $100.5M RAUM and 2 advisory reps. IAPD ↗
95
CENTERPIECE WEALTH ADVISOR — (GREENWOOD VILLAGE, CO) is newly SEC-registered with $104.0M RAUM and 2 advisory reps. IAPD ↗
95
VESTED FINANCIAL PLANNING, LLC — (location n/a) is newly SEC-registered with $101.6M RAUM and 1 advisory reps. IAPD ↗
95
FOOTHILLS ADVISORS, LLC — (CAVE CREEK, AZ) is newly SEC-registered with $117.7M RAUM and 3 advisory reps. IAPD ↗
95
CAVU WEALTH MANAGEMENT — (LAKESIDE, CA) is newly SEC-registered with $114.5M RAUM and 8 advisory reps. IAPD ↗
95
GAMMA ASSET MANAGEMENT LLC — (SAN JUAN, PR) is newly SEC-registered with $100.6M RAUM and 3 advisory reps. IAPD ↗
95
ZENITH WEALTH PARTNERS — (PHILADELPHIA, PA) is newly SEC-registered with $81.6M RAUM and 6 advisory reps. IAPD ↗
95
STONE WEALTH PARTNERS LLC — (LAFAYETTE, LA) is newly SEC-registered with $102.1M RAUM and 5 advisory reps. IAPD ↗
95
PTM WEALTH MANAGEMENT, LLC — (NORTH WALES, PA) is newly SEC-registered with $124.1M RAUM and 2 advisory reps. IAPD ↗
95
CASSADY WEALTH & RETIREMENT PLANNING L.L.C. — (HENDERSON, NV) is newly SEC-registered with $105.1M RAUM and 4 advisory reps. IAPD ↗
95
GUIDED CAPITAL WEALTH MANAGEMENT, LLC — (HOUSTON, TX) is newly SEC-registered with $111.6M RAUM and 4 advisory reps. IAPD ↗
95
DIRECT FINANCIAL CARE — (location n/a) is newly SEC-registered with $150.0M RAUM and 1 advisory reps. IAPD ↗
95
CHROME ADVISORS — (SAN FRANCISCO, CA) is newly SEC-registered with $100.3M RAUM and 1 advisory reps. IAPD ↗
95
WISE WEALTH PARTNERS, LLC — (PHOENIX, AZ) is newly SEC-registered with $100.9M RAUM and 2 advisory reps. IAPD ↗
95
THE WEALTHGARDEN F.S. LLC — (EL SEGUNDO, CA) is newly SEC-registered with $139.2M RAUM and 3 advisory reps. IAPD ↗
95
ELYSIUM WEALTH MANAGEMENT, LLC — (SOUTH JORDAN, UT) is newly SEC-registered with $116.0M RAUM and 6 advisory reps. IAPD ↗
95
ELEVATION WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $113.4M RAUM and 2 advisory reps. IAPD ↗
95
BALLAST ROCK PRIVATE WEALTH — (CHARLESTON, SC) is newly SEC-registered with $170.6M RAUM and 6 advisory reps. IAPD ↗
95
ENDEAVOR ADVISORS, LLC — (THE WOODLANDS, TX) is newly SEC-registered with $106.1M RAUM and 2 advisory reps. IAPD ↗
95
95
BLALOCK WILLIAMS, LLC — (ALEXANDER CITY, AL) is newly SEC-registered with $105.5M RAUM and 2 advisory reps. IAPD ↗
95
THE PINES WEALTH MANAGEMENT, LLC — (SOUTHERN PINES, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
NINE30 ADVISORS LLC — (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
STIRLING FINANCIAL GROUP — (SAN DIEGO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
RICHMOND INVESTMENT SERVICES LLC — (MEQUON, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 11 advisory reps. IAPD ↗
95
BENJAMINS MONEY — (MCLEAN, VA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
1015 CAPITAL PARTNERS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MASTER'S WEALTH MANAGEMENT INC. — (LANCASTER, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
TRUST INVESTMENT ADVISORS WEALTH MANAGEMENT, LLC — (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
ANCHOR WEALTH MANAGEMENT GROUP LLC — (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
FIRESIDE CAPITAL ADVISORS — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PLATFORM WEALTH ADVISORS — (HOLLADAY, UT) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗
95
BLACK POINT WEALTH MANAGEMENT — (NAPLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
DEMETER TACTICAL INVESTMENTS CORP. — (SHERIDAN, WY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
INMAN JAGER WEALTH MANAGEMENT — (HATTIESBURG, MS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
YIELD WEALTH LTD. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ROCKBRIDGE CAPITAL MANAGEMENT — (ALEXANDRIA, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
HOLOS INTEGRATED WEALTH — (KENNETT SQUARE, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
WEALTHSTONE PRIVATE WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
FCIG WEALTH MANAGEMENT, LLC — (PLAINFIELD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TAIKO PRIVATE WEALTH — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
CARNEGIE LAKE ADVISORS LLC — (PRINCETON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
CORNERSTONE ALTERNATIVES — (GREENVILLE, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CRUSONIA WEALTH ADVISORS LLC — (DENVER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PONTA WEALTH PARTNERS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BLUEWATER WEALTH ADVISORS, LLC — (VESTAVIA, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
RATSON ADVISORY LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
95
MERKKURI WEALTH ADVISORS LLC — (HICKSVILLE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PORT CAPITAL MANAGEMENT — (MASSAPEQUA, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
AURDAN CAPITAL MANAGEMENT, LLC — (BERWYN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
FELLOWSHIP FINANCIAL PLANNING — (SPOKANE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
MINDSET WEALTH MANAGEMENT, LLC — (FISHERS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
LIGHTHOUSE — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
85
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED — crossed $1B in regulatory AUM ($972.1M -> $1.02B). IAPD ↗
85
SECURITY CAPITAL MANAGEMENT — crossed $1B in regulatory AUM ($982.7M -> $1.02B). IAPD ↗
85
GEORGE MCKELVEY CO., LLC — crossed $1B in regulatory AUM ($951.6M -> $1.05B). IAPD ↗
85
CENTENNIAL SECURITIES COMPANY INC — crossed $1B in regulatory AUM ($944.8M -> $1.07B). IAPD ↗
85
NORTHERN TRUST SECURITIES, INC — crossed $1B in regulatory AUM ($829.5M -> $1.03B). IAPD ↗
85
MOMENTUM INDEPENDENT NETWORK INC. — crossed $1B in regulatory AUM ($824.5M -> $1.12B). IAPD ↗
85
HUNTER ASSOCIATES LLC — crossed $1B in regulatory AUM ($832.7M -> $1.01B). IAPD ↗
85
ANCORA RETIREMENT PLAN ADVISORS, LLC — crossed $1B in regulatory AUM ($791.8M -> $1.06B). IAPD ↗
85
MIDDLETON & COMPANY INC. — crossed $1B in regulatory AUM ($895.2M -> $1.04B). IAPD ↗
85
PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC. — crossed $1B in regulatory AUM ($693.2M -> $1.05B). IAPD ↗
85
BLACKHILL CAPITAL, INC — crossed $1B in regulatory AUM ($904.5M -> $1.29B). IAPD ↗
85
CCM INVESTMENT ADVISERS, LLC — crossed $1B in regulatory AUM ($892.1M -> $1.09B). IAPD ↗
85
WELLINGTON CONSULTING SERVICES INC — crossed $1B in regulatory AUM ($969.7M -> $1.69B). IAPD ↗
85
RETIREMENT INVESTMENT ADVISORS INC — crossed $1B in regulatory AUM ($929.9M -> $1.11B). IAPD ↗
85
TSA MANAGEMENT INC — crossed $1B in regulatory AUM ($976.7M -> $1.11B). IAPD ↗
85
OPUS CAPITAL MANAGEMENT — crossed $1B in regulatory AUM ($894.4M -> $1.06B). IAPD ↗
85
SAROFIM TRUST CO — crossed $1B in regulatory AUM ($811.5M -> $7.14B). IAPD ↗
85
PROVIDENT INVESTMENT MANAGEMENT, INC. — crossed $1B in regulatory AUM ($950.2M -> $1.09B). IAPD ↗
85
PEKIN HARDY STRAUSS, INC. — crossed $1B in regulatory AUM ($922.5M -> $1.04B). IAPD ↗
85
CABOT WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($862.7M -> $1.01B). IAPD ↗
85
ARMSTRONG, FLEMING & MOORE, INC. — crossed $1B in regulatory AUM ($876.9M -> $1.04B). IAPD ↗
85
DELTA FINANCIAL GROUP, INC. — crossed $1B in regulatory AUM ($996.3M -> $1.20B). IAPD ↗
85
MATRIX ASSET ADVISORS INC — crossed $1B in regulatory AUM ($884.5M -> $1.02B). IAPD ↗
85
AGILI, P.C. — crossed $1B in regulatory AUM ($972.5M -> $1.10B). IAPD ↗
85
VISION CAPITAL MANAGEMENT INC — crossed $1B in regulatory AUM ($860.2M -> $1.02B). IAPD ↗
85
KLCM ADVISORS, INC. — crossed $1B in regulatory AUM ($974.0M -> $1.25B). IAPD ↗
85
HOWARD FINANCIAL SERVICES, LTD. — crossed $1B in regulatory AUM ($988.5M -> $1.28B). IAPD ↗
85
CADINHA & CO LLC — crossed $1B in regulatory AUM ($931.3M -> $1.01B). IAPD ↗
85
APRIEM ADVISORS — crossed $1B in regulatory AUM ($862.1M -> $1.05B). IAPD ↗
85
SUNCOAST EQUITY MANAGEMENT, LLC — crossed $1B in regulatory AUM ($840.6M -> $1.36B). IAPD ↗
85
PROFESSIONAL PLANNING GROUP — crossed $1B in regulatory AUM ($937.2M -> $1.06B). IAPD ↗
85
NEXT CENTURY GROWTH INVESTORS LLC — crossed $1B in regulatory AUM ($930.7M -> $1.17B). IAPD ↗
85
CAPITAL ADVANTAGE, INC. — crossed $1B in regulatory AUM ($905.2M -> $1.00B). IAPD ↗
85
EDGEMOOR INVESTMENT ADVISORS, INC. — crossed $1B in regulatory AUM ($969.4M -> $1.18B). IAPD ↗
85
CORRIGAN FINANCIAL INC — crossed $1B in regulatory AUM ($931.9M -> $1.03B). IAPD ↗
85
MOISAND FITZGERALD TAMAYO, LLC — crossed $1B in regulatory AUM ($901.4M -> $1.03B). IAPD ↗
85
REDW WEALTH LLC — crossed $1B in regulatory AUM ($896.4M -> $1.00B). IAPD ↗
85
COMPAK ASSET MANAGEMENT — crossed $1B in regulatory AUM ($895.0M -> $1.08B). IAPD ↗
85
GRIES FINANCIAL LLC — crossed $1B in regulatory AUM ($974.7M -> $1.22B). IAPD ↗
85
BEACON FINANCIAL GROUP — crossed $1B in regulatory AUM ($942.5M -> $1.00B). IAPD ↗
85
PARAGON ADVISORS, INC. — crossed $1B in regulatory AUM ($930.0M -> $1.00B). IAPD ↗
85
SLOY, DAHL & HOLST, LLC — crossed $1B in regulatory AUM ($944.2M -> $1.34B). IAPD ↗
85
GREENWOOD GEARHART INC. — crossed $1B in regulatory AUM ($877.8M -> $1.11B). IAPD ↗
85
BALLEW ADVISORS INC — crossed $1B in regulatory AUM ($839.7M -> $1.04B). IAPD ↗
85
STEIGERWALD, GORDON & KOCH - WEALTH ADVISORS — crossed $1B in regulatory AUM ($915.8M -> $1.05B). IAPD ↗
85
LYNX INVESTMENT ADVISORY, LLC — crossed $1B in regulatory AUM ($896.0M -> $1.08B). IAPD ↗
85
BOUCHEY FINANCIAL GROUP LTD — crossed $1B in regulatory AUM ($830.8M -> $1.16B). IAPD ↗
85
FINANCIAL PLANNING AND INFORMATION SERVICES, INC. — crossed $1B in regulatory AUM ($896.7M -> $1.08B). IAPD ↗
85
KOWAL INVESTMENT GROUP, LLC — crossed $1B in regulatory AUM ($934.8M -> $1.11B). IAPD ↗
85
WHITNEY & COMPANY — crossed $1B in regulatory AUM ($794.1M -> $1.02B). IAPD ↗
85
BURTON ENRIGHT WELCH — crossed $1B in regulatory AUM ($922.6M -> $1.13B). IAPD ↗
85
FINANCIAL SYMMETRY INC. — crossed $1B in regulatory AUM ($807.6M -> $1.00B). IAPD ↗
85
SANDERSON WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($898.7M -> $1.12B). IAPD ↗
85
ASPEN CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($850.4M -> $1.01B). IAPD ↗
85
WILLIS JOHNSON & ASSOCIATES, INC. — crossed $1B in regulatory AUM ($894.2M -> $1.17B). IAPD ↗
85
CHARTER OAK CAPITAL MANAGEMENT — crossed $1B in regulatory AUM ($983.4M -> $1.11B). IAPD ↗
85
SBC WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($878.3M -> $1.01B). IAPD ↗
85
NORTHEAST FINANCIAL GROUP, INC. — crossed $1B in regulatory AUM ($775.1M -> $1.00B). IAPD ↗
85
ICAPITAL, LLC — crossed $1B in regulatory AUM ($958.5M -> $1.12B). IAPD ↗
85
CRA FINANCIAL SERVICES, L.L.C. — crossed $1B in regulatory AUM ($966.1M -> $1.20B). IAPD ↗
85
GRANVILLE CAPITAL, INC. — crossed $1B in regulatory AUM ($911.3M -> $1.05B). IAPD ↗
85
SB CAPITAL MANAGEMENT, INC. — crossed $1B in regulatory AUM ($982.7M -> $1.09B). IAPD ↗
85
GREENROCK RESEARCH, INC. — crossed $1B in regulatory AUM ($965.1M -> $1.01B). IAPD ↗
85
CHATTERTON & ASSOCIATES — crossed $1B in regulatory AUM ($943.7M -> $1.05B). IAPD ↗
85
SBK FINANCIAL, INC. — crossed $1B in regulatory AUM ($994.4M -> $1.13B). IAPD ↗
85
ANCHOR INVESTMENT MANAGEMENT — crossed $1B in regulatory AUM ($935.5M -> $1.17B). IAPD ↗
85
PYA WALTMAN CAPITAL, LLC — crossed $1B in regulatory AUM ($864.0M -> $1.03B). IAPD ↗
85
GREENE WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($982.0M -> $1.11B). IAPD ↗
85
NAVY FEDERAL INVESTMENT SERVICES, LLC — crossed $1B in regulatory AUM ($852.4M -> $1.47B). IAPD ↗
85
TRAYNOR CAPITAL MANAGEMENT — crossed $1B in regulatory AUM ($823.1M -> $1.25B). IAPD ↗
85
MV CAPITAL MANAGEMENT, INC. — crossed $1B in regulatory AUM ($845.9M -> $1.07B). IAPD ↗
85
RVW WEALTH LLC — crossed $1B in regulatory AUM ($956.3M -> $1.11B). IAPD ↗
85
TRUENORTH WEALTH — crossed $1B in regulatory AUM ($879.9M -> $1.02B). IAPD ↗
85
BARNES PETTEY FINANCIAL ADVISORS, LLC — crossed $1B in regulatory AUM ($965.2M -> $1.09B). IAPD ↗
85
WALLINGTON ASSET MANAGEMENT — crossed $1B in regulatory AUM ($929.9M -> $1.05B). IAPD ↗
85
BENEFIT FINANCIAL SERVICES GROUP — crossed $1B in regulatory AUM ($977.0M -> $1.15B). IAPD ↗
85
HOLLOW BROOK WEALTH MANAGEMENT LLC — crossed $1B in regulatory AUM ($956.6M -> $1.05B). IAPD ↗
85
TBH GLOBAL ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($951.2M -> $1.11B). IAPD ↗
85
DEAN CAPITAL MANAGEMENT — crossed $1B in regulatory AUM ($845.9M -> $1.06B). IAPD ↗
85
PAYNE CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($895.0M -> $1.06B). IAPD ↗
85
EAGLE RIDGE INVESTMENT MANAGEMENT LLC — crossed $1B in regulatory AUM ($989.9M -> $1.16B). IAPD ↗
85
ROSEMAN WAGNER WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($986.4M -> $1.11B). IAPD ↗
85
STRATEGIC WEALTH PARTNERS, LTD. — crossed $1B in regulatory AUM ($795.8M -> $1.08B). IAPD ↗
85
EVERMAY WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($799.5M -> $1.06B). IAPD ↗
85
GUIDESTONE ADVISORS — crossed $1B in regulatory AUM ($992.1M -> $1.29B). IAPD ↗
85
HHM WEALTH ADVISORS, LLC — crossed $1B in regulatory AUM ($918.3M -> $1.07B). IAPD ↗
85
VERUS CAPITAL PARTNERS, LLC — crossed $1B in regulatory AUM ($948.2M -> $1.56B). IAPD ↗
85
TRIUNE FINANCIAL PARTNERS, LLC — crossed $1B in regulatory AUM ($939.7M -> $1.13B). IAPD ↗
85
EXPAND FINANCIAL, LLC — crossed $1B in regulatory AUM ($931.9M -> $1.40B). IAPD ↗
85
BAY COLONY ADVISORS — crossed $1B in regulatory AUM ($893.3M -> $1.07B). IAPD ↗
85
CAMPBELL WEALTH MANAGEMENT, INC. — crossed $1B in regulatory AUM ($799.7M -> $1.00B). IAPD ↗
85
SELECT MONEY MANAGEMENT, INC. — crossed $1B in regulatory AUM ($784.0M -> $1.11B). IAPD ↗
85
CAPITAL ADVISORS, LTD., LLC — crossed $1B in regulatory AUM ($956.8M -> $1.13B). IAPD ↗
85
TAMAR SECURITIES, LLC — crossed $1B in regulatory AUM ($874.3M -> $1.09B). IAPD ↗
85
CONWAY INVESTMENT SOLUTIONS — crossed $1B in regulatory AUM ($879.1M -> $1.00B). IAPD ↗
85
FOCUSED WEALTH MANAGEMENT, INC. — crossed $1B in regulatory AUM ($949.3M -> $1.18B). IAPD ↗
85
OBRA CAPITAL MANAGEMENT, LLC. — crossed $1B in regulatory AUM ($275.0M -> $2.68B). IAPD ↗
85
PETTINGA FINANCIAL ADVISORS, LLC — crossed $1B in regulatory AUM ($866.8M -> $1.00B). IAPD ↗
85
ZEGA FINANCIAL, LLC — crossed $1B in regulatory AUM ($513.4M -> $2.61B). IAPD ↗
85
KEARNS AND ASSOCIATES, LLC — crossed $1B in regulatory AUM ($601.8M -> $1.07B). IAPD ↗
85
MSH CAPITAL ADVISORS LLC — crossed $1B in regulatory AUM ($849.2M -> $1.04B). IAPD ↗
85
PERSONAL CFO SOLUTIONS LLC — crossed $1B in regulatory AUM ($960.5M -> $1.17B). IAPD ↗
85
REGAN CAPITAL — crossed $1B in regulatory AUM ($793.6M -> $1.21B). IAPD ↗
85
LEGACY FINANCIAL ADVISORS, INC. — crossed $1B in regulatory AUM ($987.6M -> $1.13B). IAPD ↗
85
ASCENT WEALTH PARTNERS, LLC — crossed $1B in regulatory AUM ($958.5M -> $1.11B). IAPD ↗
85
CGN ADVISORS, LLC — crossed $1B in regulatory AUM ($724.5M -> $1.14B). IAPD ↗
85
DELEGATE ADVISORS, LLC — crossed $1B in regulatory AUM ($902.4M -> $1.03B). IAPD ↗
85
CLARO ADVISORS, LLC — crossed $1B in regulatory AUM ($787.3M -> $1.02B). IAPD ↗
85
THE PINNACLE FINANCIAL GROUP — crossed $1B in regulatory AUM ($801.5M -> $1.20B). IAPD ↗
85
TRUE PRIVATE WEALTH ADVISORS, LLC — crossed $1B in regulatory AUM ($947.8M -> $1.24B). IAPD ↗
85
CANAL CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($916.9M -> $1.08B). IAPD ↗
85
SAVOIE CAPITAL LLC — crossed $1B in regulatory AUM ($966.9M -> $1.11B). IAPD ↗
85
FUSION FAMILY WEALTH, LLC — crossed $1B in regulatory AUM ($849.0M -> $1.01B). IAPD ↗
85
THRIVE WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($843.1M -> $1.09B). IAPD ↗
85
PRIVATE CAPITAL MANAGEMENT — crossed $1B in regulatory AUM ($956.5M -> $1.14B). IAPD ↗
85
SCARBOROUGH CAPITAL MANAGEMENT — crossed $1B in regulatory AUM ($987.1M -> $1.19B). IAPD ↗
85
FOURSTAR WEALTH ADVISORS, LLC — crossed $1B in regulatory AUM ($677.1M -> $1.02B). IAPD ↗
85
THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC — crossed $1B in regulatory AUM ($807.7M -> $1.18B). IAPD ↗
85
REVISOR WEALTH MANAGEMENT LLC — crossed $1B in regulatory AUM ($920.6M -> $1.72B). IAPD ↗
85
CAPITAL PLANNING ADVISORS LLC — crossed $1B in regulatory AUM ($985.7M -> $1.14B). IAPD ↗
85
CLEAR CREEK FINANCIAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($901.2M -> $1.18B). IAPD ↗
85
BOWIE CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($798.3M -> $1.03B). IAPD ↗
85
TWELVE POINTS WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($833.7M -> $1.21B). IAPD ↗
85
JOURNEY ADVISORY GROUP, LLC — crossed $1B in regulatory AUM ($837.4M -> $1.02B). IAPD ↗
85
RIVER WEALTH ADVISORS LLC — crossed $1B in regulatory AUM ($896.6M -> $1.06B). IAPD ↗
85
PINE VALLEY INVESTMENTS — crossed $1B in regulatory AUM ($964.6M -> $1.74B). IAPD ↗
85
HIGHMORE GROUP — crossed $1B in regulatory AUM ($613.8M -> $2.83B). IAPD ↗
85
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($632.0M -> $1.02B). IAPD ↗
85
MARIETTA WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($916.3M -> $1.15B). IAPD ↗
85
INVST, LLC — crossed $1B in regulatory AUM ($961.1M -> $1.35B). IAPD ↗
85
GILBERT & COOK, INC. — crossed $1B in regulatory AUM ($973.6M -> $1.20B). IAPD ↗
85
ALTRAVUE CAPITAL, LLC — crossed $1B in regulatory AUM ($907.8M -> $1.12B). IAPD ↗
85
LYELL WEALTH MANAGEMENT LP — crossed $1B in regulatory AUM ($862.9M -> $1.09B). IAPD ↗
85
MANHATTAN WEST ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($737.2M -> $1.04B). IAPD ↗
85
ONEASCENT FINANCIAL SERVICES LLC — crossed $1B in regulatory AUM ($456.4M -> $1.79B). IAPD ↗
85
THE FIDUCIARY ALLIANCE — crossed $1B in regulatory AUM ($864.8M -> $1.23B). IAPD ↗
85
PARKSIDE INVESTMENTS, LLC — crossed $1B in regulatory AUM ($914.3M -> $1.16B). IAPD ↗
85
PERENNIAL FINANCIAL SERVICES — crossed $1B in regulatory AUM ($686.4M -> $1.48B). IAPD ↗
85
SLATESTONE WEALTH LLC — crossed $1B in regulatory AUM ($952.3M -> $1.37B). IAPD ↗
85
AVESTAR CAPITAL, LLC — crossed $1B in regulatory AUM ($960.8M -> $1.14B). IAPD ↗
85
KINGSWOOD WEALTH ADVISORS, LLC — crossed $1B in regulatory AUM ($969.4M -> $1.04B). IAPD ↗
85
THE COURY FIRM — crossed $1B in regulatory AUM ($997.0M -> $1.14B). IAPD ↗
85
N.E.W. ADVISORY SERVICES, LLC — crossed $1B in regulatory AUM ($838.1M -> $1.10B). IAPD ↗
85
9258 WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($883.2M -> $1.03B). IAPD ↗
85
PASADENA PRIVATE WEALTH, LLC — crossed $1B in regulatory AUM ($917.2M -> $1.21B). IAPD ↗
85
CWS FINANCIAL ADVISORS LLC — crossed $1B in regulatory AUM ($988.5M -> $1.05B). IAPD ↗
85
GRAVES LIGHT LENHART — crossed $1B in regulatory AUM ($933.7M -> $1.09B). IAPD ↗
85
INDEPENDENCE SQUARE HOLDINGS, LLC — crossed $1B in regulatory AUM ($926.4M -> $1.15B). IAPD ↗
85
SIMPLICITY WEALTH — crossed $1B in regulatory AUM ($201.0M -> $3.17B). IAPD ↗
85
AUSTIN PRIVATE WEALTH, LLC — crossed $1B in regulatory AUM ($823.1M -> $1.06B). IAPD ↗
85
LEVEL FOUR CAPITAL MANAGEMENT — crossed $1B in regulatory AUM ($784.4M -> $1.01B). IAPD ↗
85
ALIYA CAPITAL PARTNERS LLC — crossed $1B in regulatory AUM ($890.2M -> $1.00B). IAPD ↗
85
OAKRIDGE MANAGEMENT GROUP LLC — crossed $1B in regulatory AUM ($597.7M -> $1.09B). IAPD ↗
85
FORGE FINANCIAL — crossed $1B in regulatory AUM ($854.0M -> $1.01B). IAPD ↗
85
ALLIE FAMILY OFFICE LLC — crossed $1B in regulatory AUM ($961.3M -> $1.12B). IAPD ↗
85
PINE GROVE FINANCIAL GROUP — crossed $1B in regulatory AUM ($699.8M -> $1.03B). IAPD ↗
85
GREAT WATERS FINANCIAL — crossed $1B in regulatory AUM ($957.6M -> $1.02B). IAPD ↗
85
UX WEALTH PARTNERS LLC — crossed $1B in regulatory AUM ($941.1M -> $1.50B). IAPD ↗
85
TRB WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($489.0M -> $1.19B). IAPD ↗
85
THE NEMES RUSH GROUP, LLC — crossed $1B in regulatory AUM ($913.7M -> $1.07B). IAPD ↗
85
ROLLINS FINANCIAL ADVISORS, LLC — crossed $1B in regulatory AUM ($848.3M -> $1.06B). IAPD ↗
85
CORNERSTONE PORTFOLIO RESEARCH — crossed $1B in regulatory AUM ($368.6M -> $1.35B). IAPD ↗
85
ADAMO CAPITAL — crossed $1B in regulatory AUM ($635.0M -> $1.17B). IAPD ↗
85
PRIVATE WEALTH ASSET MANAGEMENT — crossed $1B in regulatory AUM ($926.2M -> $1.61B). IAPD ↗
85
GODWIN CAPITAL GROUP, LLC — crossed $1B in regulatory AUM ($769.7M -> $1.07B). IAPD ↗
85
AS INVESTMENT MANAGEMENT — crossed $1B in regulatory AUM ($100.0M -> $2.84B). IAPD ↗
85
INVICTUS PRIVATE WEALTH, LLC — crossed $1B in regulatory AUM ($813.6M -> $1.07B). IAPD ↗
85
FLEISHER, MARTIN — crossed $1B in regulatory AUM ($124.9M -> $1.15B). IAPD ↗
85
PETREDIS INVESTMENT ADVISORS — crossed $1B in regulatory AUM ($881.9M -> $1.11B). IAPD ↗
85
TITLEIST ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($960.5M -> $1.40B). IAPD ↗
85
J.P. MORGAN SECURITIES LLC — grew from 6784 to 7426 advisory reps. IAPD ↗
85
OPPENHEIMER & CO. INC. — grew from 1073 to 1126 advisory reps. IAPD ↗
85
EDWARD JONES — grew from 19677 to 21219 advisory reps. IAPD ↗
85
GOLDMAN SACHS & CO. LLC — grew from 2260 to 2406 advisory reps. IAPD ↗
85
JANNEY MONTGOMERY SCOTT LLC — grew from 1202 to 1239 advisory reps. IAPD ↗
85
FIFTH THIRD SECURITIES, INC. — grew from 686 to 722 advisory reps. IAPD ↗
85
STIFEL, NICOLAUS & COMPANY, INCORPORATED — grew from 3012 to 3027 advisory reps. IAPD ↗
85
VOYA RETIREMENT ADVISORS, LLC — grew from 70 to 136 advisory reps. IAPD ↗
85
HORNOR, TOWNSEND & KENT, LLC — grew from 401 to 417 advisory reps. IAPD ↗
85
PRUDENTIAL FINANCIAL PLANNING SERVICES — grew from 2500 to 2700 advisory reps. IAPD ↗
85
LPL FINANCIAL LLC — grew from 25961 to 27045 advisory reps. IAPD ↗
85
EQUITABLE ADVISORS, LLC — grew from 3678 to 3955 advisory reps. IAPD ↗
85
CITIGROUP GLOBAL MARKETS INC. — grew from 4737 to 4880 advisory reps. IAPD ↗
85
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED — grew from 25573 to 26251 advisory reps. IAPD ↗
85
COMMONWEALTH FINANCIAL NETWORK — grew from 2900 to 3000 advisory reps. IAPD ↗
85
PRIMERICA ADVISORS — grew from 3420 to 3560 advisory reps. IAPD ↗
85
CETERA ADVISORS LLC — grew from 947 to 997 advisory reps. IAPD ↗
85
WELLS FARGO ADVISORS — grew from 1730 to 1978 advisory reps. IAPD ↗
85
HUNTINGTON FINANCIAL ADVISORS — grew from 366 to 408 advisory reps. IAPD ↗
85
U.S. BANCORP INVESTMENTS, INC. — grew from 862 to 951 advisory reps. IAPD ↗
85
WELLS FARGO ADVISORS — grew from 8496 to 8623 advisory reps. IAPD ↗
85
ADVICE AND PLANNING SERVICES — grew from 949 to 1115 advisory reps. IAPD ↗
85
OSAIC WEALTH, INC. — grew from 2075 to 4397 advisory reps. IAPD ↗
85
STIFEL INDEPENDENT ADVISORS, LLC — grew from 112 to 127 advisory reps. IAPD ↗
85
HANTZ FINANCIAL SERVICES, INC. — grew from 251 to 277 advisory reps. IAPD ↗
85
PARK AVENUE SECURITIES LLC — grew from 1805 to 1820 advisory reps. IAPD ↗
85
AVANTAX ADVISORY SERVICES — grew from 2433 to 2478 advisory reps. IAPD ↗
85
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC — grew from 904 to 946 advisory reps. IAPD ↗
85
MONETA GROUP INVESTMENT ADVISORS, LLC — grew from 188 to 214 advisory reps. IAPD ↗
85
SEI INVESTMENTS MANAGEMENT CORP — grew from 192 to 223 advisory reps. IAPD ↗
85
CREATIVE PLANNING — grew from 1086 to 1210 advisory reps. IAPD ↗
85
CETERA INVESTMENT ADVISERS LLC — grew from 2788 to 5928 advisory reps. IAPD ↗
85
BNY MELLON ADVISORS, INC. — grew from 8 to 43 advisory reps. IAPD ↗
85
F L PUTNAM INVESTMENT MANAGEMENT CO. — grew from 37 to 60 advisory reps. IAPD ↗
85
THE AYCO COMPANY, L.P. — grew from 875 to 997 advisory reps. IAPD ↗
85
UBS ASSET MANAGEMENT (AMERICAS) INC. — grew from 179 to 216 advisory reps. IAPD ↗
85
J.P. MORGAN INVESTMENT MANAGEMENT INC. — grew from 2070 to 2112 advisory reps. IAPD ↗
85
SAVANT WEALTH MANAGEMENT — grew from 116 to 185 advisory reps. IAPD ↗
85
TRANSAMERICA RETIREMENT ADVISORS, LLC — grew from 105 to 126 advisory reps. IAPD ↗
85
FISHER INVESTMENTS — grew from 1574 to 1613 advisory reps. IAPD ↗
85
GOLDMAN SACHS ASSET MANAGEMENT, L.P. — grew from 753 to 801 advisory reps. IAPD ↗
85
FIDELITY MANAGEMENT & RESEARCH COMPANY LLC — grew from 610 to 689 advisory reps. IAPD ↗
85
BRIGHTON JONES LLC — grew from 134 to 149 advisory reps. IAPD ↗
85
PRINCIPAL ASSET MANAGEMENT — grew from 683 to 700 advisory reps. IAPD ↗
85
PRINCIPAL REAL ESTATE — grew from 325 to 349 advisory reps. IAPD ↗
85
BROWN ADVISORY — grew from 249 to 267 advisory reps. IAPD ↗
85
EAGLE STRATEGIES LLC — grew from 1885 to 1982 advisory reps. IAPD ↗
85
EP WEALTH ADVISORS — grew from 176 to 195 advisory reps. IAPD ↗
85
ALLWORTH FINANCIAL, L.P. — grew from 133 to 156 advisory reps. IAPD ↗
85
CHOREO, LLC — grew from 105 to 129 advisory reps. IAPD ↗
85
APERIO GROUP, LLC — grew from 39 to 73 advisory reps. IAPD ↗
85
SPIRE WEALTH MANAGEMENT, LLC — grew from 68 to 93 advisory reps. IAPD ↗
85
CAZ INVESTMENTS L.P. — grew from 28 to 46 advisory reps. IAPD ↗
85
WAVERLY ADVISORS, LLC — grew from 69 to 84 advisory reps. IAPD ↗
85
SEQUOIA FINANCIAL GROUP, L.L.C. — grew from 116 to 143 advisory reps. IAPD ↗
85
BEACON POINTE ADVISORS, LLC — grew from 230 to 296 advisory reps. IAPD ↗
85
NFP RETIREMENT INC. — grew from 115 to 131 advisory reps. IAPD ↗
85
REGAL INVESTMENT ADVISORS LLC — grew from 90 to 117 advisory reps. IAPD ↗
85
CLIFFWATER LLC — grew from 56 to 76 advisory reps. IAPD ↗
85
GENERAL ATLANTIC SERVICE COMPANY, L.P. — grew from 180 to 209 advisory reps. IAPD ↗
85
CURI RMB CAPITAL, LLC — grew from 66 to 87 advisory reps. IAPD ↗
85
MARINER WEALTH — grew from 646 to 709 advisory reps. IAPD ↗
85
NATIONWIDE INVESTMENT ADVISORS, LLC — grew from 310 to 348 advisory reps. IAPD ↗
85
MERIT FINANCIAL ADVISORS — grew from 101 to 117 advisory reps. IAPD ↗
85
METLIFE INVESTMENT MANAGEMENT, LLC — grew from 660 to 695 advisory reps. IAPD ↗
85
BUCKINGHAM STRATEGIC PARTNERS, LLC — grew from 43 to 312 advisory reps. IAPD ↗
85
BUCKINGHAM STRATEGIC WEALTH, LLC — grew from 258 to 312 advisory reps. IAPD ↗
85
HIGHTOWER ADVISORS, LLC — grew from 777 to 792 advisory reps. IAPD ↗
85
GALLAGHER FIDUCIARY ADVISORS, LLC — grew from 122 to 160 advisory reps. IAPD ↗
85
MERCER GLOBAL ADVISORS INC. — grew from 400 to 727 advisory reps. IAPD ↗
85
KINGSVIEW WEALTH MANAGEMENT, LLC — grew from 70 to 85 advisory reps. IAPD ↗
85
NB ALTERNATIVES ADVISERS LLC — grew from 165 to 187 advisory reps. IAPD ↗
85
CERITY PARTNERS LLC — grew from 395 to 704 advisory reps. IAPD ↗
85
BTG PACTUAL ASSET MANAGEMENT US , LLC — grew from 32 to 68 advisory reps. IAPD ↗
85
EMPIRICAL WEALTH MANAGEMENT — grew from 34 to 59 advisory reps. IAPD ↗
85
INVESCO MANAGED ACCOUNTS, LLC — grew from 14 to 29 advisory reps. IAPD ↗
85
KESTRA PRIVATE WEALTH SERVICES, LLC — grew from 119 to 158 advisory reps. IAPD ↗
85
MODERA WEALTH MANAGEMENT, LLC — grew from 64 to 100 advisory reps. IAPD ↗
85
PROSPERITY CAPITAL ADVISORS — grew from 63 to 104 advisory reps. IAPD ↗
85
RWA WEALTH PARTNERS — grew from 52 to 71 advisory reps. IAPD ↗
85
THE COLONY GROUP, LLC — grew from 215 to 255 advisory reps. IAPD ↗
85
CAPITAL ANALYSTS — grew from 680 to 704 advisory reps. IAPD ↗
85
OSAIC ADVISORY SERVICES, LLC — grew from 119 to 141 advisory reps. IAPD ↗
85
GLOBAL RETIREMENT PARTNERS LLC — grew from 444 to 493 advisory reps. IAPD ↗
85
PFG ADVISORS — grew from 78 to 99 advisory reps. IAPD ↗
85
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC — grew from 170 to 206 advisory reps. IAPD ↗
85
PENSIONMARK FINANCIAL GROUP, LLC — grew from 130 to 166 advisory reps. IAPD ↗
85
CREATIVEONE WEALTH, LLC — grew from 157 to 188 advisory reps. IAPD ↗
85
BANKERS LIFE ADVISORY SERVICES, INC. — grew from 363 to 378 advisory reps. IAPD ↗
85
STEWARD PARTNERS INVESTMENT ADVISORY, LLC — grew from 207 to 327 advisory reps. IAPD ↗
85
MARINER INDEPENDENT — grew from 131 to 184 advisory reps. IAPD ↗
85
INTEGRATED WEALTH CONCEPTS LLC — grew from 178 to 423 advisory reps. IAPD ↗
85
FROST INVESTMENT SERVICES — grew from 73 to 94 advisory reps. IAPD ↗
85
JORDAN PARK GROUP LLC — grew from 62 to 86 advisory reps. IAPD ↗
85
FIDELITY PERSONAL AND WORKPLACE ADVISORS — grew from 13507 to 15424 advisory reps. IAPD ↗
85
ARKADIOS WEALTH ADVISORS — grew from 115 to 137 advisory reps. IAPD ↗
85
ROCKEFELLER CAPITAL MANAGEMENT — grew from 405 to 573 advisory reps. IAPD ↗
85
APOLLON WEALTH MANAGEMENT, LLC — grew from 71 to 93 advisory reps. IAPD ↗
85
ROCKEFELLER CAPITAL MANAGEMENT — grew from 122 to 161 advisory reps. IAPD ↗
85
DAKOTA WEALTH, LLC — grew from 38 to 54 advisory reps. IAPD ↗
85
SIMPLICITY WEALTH — grew from 132 to 159 advisory reps. IAPD ↗
85
IEQ CAPITAL, LLC — grew from 81 to 100 advisory reps. IAPD ↗
85
THRIVENT ADVISOR NETWORK, LLC — grew from 134 to 164 advisory reps. IAPD ↗
85
THE AMERIFLEX GROUP — grew from 85 to 149 advisory reps. IAPD ↗
85
CONNECTUS WEALTH — grew from 49 to 83 advisory reps. IAPD ↗
85
FOURTHOUGHT FINANCIAL PARTNERS, LLC. — grew from 6 to 21 advisory reps. IAPD ↗
85
CITI GLOBAL ALTERNATIVES, LLC — grew from 55 to 75 advisory reps. IAPD ↗
85
MODERN WEALTH MANAGEMENT, LLC — grew from 19 to 36 advisory reps. IAPD ↗
85
MIDLAND WEALTH MANAGEMENT — grew from 1 to 16 advisory reps. IAPD ↗
84
SAGE, RUTTY & CO., INC. — grew from 25 to 39 advisory reps. IAPD ↗
84
NORTHERN TRUST INVESTMENTS, INCORPORATED — grew from 194 to 208 advisory reps. IAPD ↗
84
BOSTON PARTNERS — grew from 41 to 55 advisory reps. IAPD ↗
84
FOURSTAR WEALTH ADVISORS, LLC — grew from 25 to 39 advisory reps. IAPD ↗
84
INSIGNEO ADVISORY SERVICES, LLC — grew from 154 to 168 advisory reps. IAPD ↗
84
ONEASCENT FINANCIAL SERVICES LLC — grew from 25 to 39 advisory reps. IAPD ↗
84
EVERSOURCE WEALTH ADVISORS, LLC — grew from 26 to 40 advisory reps. IAPD ↗
83
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC — grew from 25 to 471 advisory reps. IAPD ↗
83
ARVEST WEALTH MANAGEMENT — grew from 214 to 227 advisory reps. IAPD ↗
83
EDELMAN FINANCIAL ENGINES — grew from 478 to 491 advisory reps. IAPD ↗
83
GAMCO ASSET MANAGEMENT INC. — grew from 23 to 36 advisory reps. IAPD ↗
83
BOLTON GLOBAL ASSET MANAGEMENT — grew from 102 to 115 advisory reps. IAPD ↗
83
PARALLEL ADVISORS, LLC — grew from 43 to 56 advisory reps. IAPD ↗
83
PRIVATE ADVISOR GROUP, LLC — grew from 708 to 721 advisory reps. IAPD ↗
83
RFG ADVISORY, LLC — grew from 89 to 102 advisory reps. IAPD ↗
83
FUSE PARTNERS, LLC — grew from 19 to 36 advisory reps. IAPD ↗
83
INTRUA FINANCIAL — grew from 29 to 42 advisory reps. IAPD ↗
83
PRINCIPAL ADVISED SERVICES — grew from 43 to 58 advisory reps. IAPD ↗
83
INSPIRE ADVISORS, LLC — grew from 29 to 45 advisory reps. IAPD ↗
83
FIFTH THIRD WEALTH ADVISORS LLC — grew from 13 to 37 advisory reps. IAPD ↗
83
IMPACT PARTNERSHIP WEALTH, LLC — grew from 33 to 50 advisory reps. IAPD ↗
83
49 FINANCIAL — grew from 47 to 74 advisory reps. IAPD ↗
83
BLUESTEM WEALTH PARTNERS, LLC — grew from 3 to 33 advisory reps. IAPD ↗
82
NORTHERN TRUST SECURITIES, INC — grew from 58 to 70 advisory reps. IAPD ↗
82
HARBOUR INVESTMENTS, INC. — grew from 194 to 206 advisory reps. IAPD ↗
82
STRATEGIC ADVISERS LLC — grew from 146 to 158 advisory reps. IAPD ↗
82
CLEARSTEAD; HARTLAND & CO., LLC — grew from 48 to 60 advisory reps. IAPD ↗
82
NISA INVESTMENT ADVISORS, LLC — grew from 182 to 194 advisory reps. IAPD ↗
82
TA REALTY LLC — grew from 73 to 85 advisory reps. IAPD ↗
82
CREATIVE FINANCIAL DESIGNS, INC. — grew from 140 to 152 advisory reps. IAPD ↗
82
REDHAWK WEALTH ADVISORS, INC. — grew from 35 to 47 advisory reps. IAPD ↗
82
NORTHROCK PARTNERS, LLC — grew from 27 to 39 advisory reps. IAPD ↗
82
RITHOLTZ WEALTH MANAGEMENT — grew from 26 to 38 advisory reps. IAPD ↗
82
WEALTHCARE ADVISORY PARTNERS LLC — grew from 133 to 145 advisory reps. IAPD ↗
82
INVST, LLC — grew from 28 to 40 advisory reps. IAPD ↗
82
TCG ADVISORS, LLC A HUB INTERNATIONAL COMPANY — grew from 38 to 50 advisory reps. IAPD ↗
81
BOK FINANCIAL ADVISORS — grew from 138 to 151 advisory reps. IAPD ↗
81
MANULIFE INVESTMENT MANAGEMENT (US) LLC — grew from 127 to 138 advisory reps. IAPD ↗
81
PLANTE MORAN FINANCIAL ADVISORS — grew from 128 to 139 advisory reps. IAPD ↗
81
LEVEL FOUR ADVISORY SERVICES — grew from 109 to 120 advisory reps. IAPD ↗
81
AVIOR WEALTH MANAGEMENT, LLC — grew from 86 to 97 advisory reps. IAPD ↗
81
HUDSON ADVISORS — grew from 105 to 116 advisory reps. IAPD ↗
81
GOOD LIFE ADVISORS, LLC — grew from 89 to 100 advisory reps. IAPD ↗
81
THE WEALTH CONSULTING GROUP — grew from 149 to 160 advisory reps. IAPD ↗
81
CRESTWOOD ADVISORS — grew from 35 to 46 advisory reps. IAPD ↗
81
PERENNIAL FINANCIAL SERVICES — grew from 21 to 32 advisory reps. IAPD ↗
81
ATOMIC INVEST LLC — grew from 8 to 19 advisory reps. IAPD ↗
81
GATEWAY WEALTH PARTNERS, LLC — grew from 38 to 51 advisory reps. IAPD ↗
80
SMITH MOORE & CO. — grew from 40 to 50 advisory reps. IAPD ↗
80
W&S BROKERAGE SERVICES, INC. — grew from 56 to 73 advisory reps. IAPD ↗
80
LIFEMARK SECURITIES CORP. — grew from 70 to 86 advisory reps. IAPD ↗
80
FIRST HORIZON ADVISORS, INC — grew from 170 to 180 advisory reps. IAPD ↗
80
MEEDER ADVISORY SERVICES, INC. — grew from 26 to 36 advisory reps. IAPD ↗
80
MFS INSTITUTIONAL ADVISORS INC. — grew from 322 to 332 advisory reps. IAPD ↗
80
MORNINGSTAR INVESTMENT SERVICES LLC — grew from 31 to 41 advisory reps. IAPD ↗
80
AMERICAN PORTFOLIOS ADVISORS, INC — grew from 590 to 600 advisory reps. IAPD ↗
80
SCS CAPITAL MANAGEMENT LLC — grew from 35 to 45 advisory reps. IAPD ↗
80
BROOKSTONE WEALTH ADVISORS, LLC — grew from 198 to 225 advisory reps. IAPD ↗
80
PURE FINANCIAL ADVISORS, LLC — grew from 46 to 56 advisory reps. IAPD ↗
80
VECTORGLOBAL IAG, INC. — grew from 15 to 25 advisory reps. IAPD ↗
80
GRADIENT ADVISORS, LLC — grew from 137 to 152 advisory reps. IAPD ↗
80
ASHTON THOMAS PRIVATE WEALTH — grew from 37 to 47 advisory reps. IAPD ↗
80
SCHWAB WEALTH ADVISORY, INC. — grew from 801 to 898 advisory reps. IAPD ↗
80
FI3 FINANCIAL ADVISORS, LLC — grew from 6 to 18 advisory reps. IAPD ↗
80
APELLA WEALTH — grew from 30 to 40 advisory reps. IAPD ↗
80
CYNOSURE GROUP, LLC — grew from 25 to 35 advisory reps. IAPD ↗
80
PRIME CAPITAL INVESTMENT ADVISORS, LLC — grew from 188 to 198 advisory reps. IAPD ↗
80
FLORIDA FINANCIAL ADVISORS, LLC — grew from 170 to 294 advisory reps. IAPD ↗
80
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC — grew from 74 to 84 advisory reps. IAPD ↗
80
ADVISOR SHARE WEALTH MANAGEMENT — grew from 2 to 22 advisory reps. IAPD ↗
79
SILVER OAK SECURITIES, INC. — grew from 96 to 105 advisory reps. IAPD ↗
79
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC — grew from 35 to 44 advisory reps. IAPD ↗
79
1834 INVESTMENT ADVISORS CO. — grew from 8 to 17 advisory reps. IAPD ↗
79
AVANTAX PLANNING PARTNERS, INC. — grew from 239 to 248 advisory reps. IAPD ↗
79
FIRST TRUST ADVISORS LP — grew from 86 to 95 advisory reps. IAPD ↗
79
MISSIONSQUARE RETIREMENT — grew from 213 to 224 advisory reps. IAPD ↗
79
T. ROWE PRICE ADVISORY SERVICES, INC. — grew from 33 to 42 advisory reps. IAPD ↗
79
HAMILTON CAPITAL — grew from 46 to 55 advisory reps. IAPD ↗
79
LASALLE ST. INVESTMENT ADVISORS, L.L.C. — grew from 125 to 134 advisory reps. IAPD ↗
79
CAVANAL HILL INVESTMENT MANAGEMENT, INC. — grew from 29 to 38 advisory reps. IAPD ↗
79
JOHNSON INVESTMENT COUNSEL, INC. — grew from 70 to 79 advisory reps. IAPD ↗
79
PERIGON WEALTH MANAGEMENT, LLC — grew from 64 to 73 advisory reps. IAPD ↗
79
DAI WEALTH, LLC — grew from 14 to 28 advisory reps. IAPD ↗
79
FREESTONE CAPITAL MANAGEMENT, LLC — grew from 34 to 43 advisory reps. IAPD ↗
79
SOLTIS INVESTMENT ADVISORS, LLC — grew from 36 to 45 advisory reps. IAPD ↗
79
RAINE CAPITAL LLC — grew from 102 to 111 advisory reps. IAPD ↗
79
ROBERTSON STEPHENS — grew from 42 to 51 advisory reps. IAPD ↗
79
FORTIS CAPITAL ADVISORS, LLC — grew from 13 to 24 advisory reps. IAPD ↗
79
VICTORY FINANCIAL — grew from 1 to 12 advisory reps. IAPD ↗
78
MUZINICH & CO., INC. — grew from 58 to 66 advisory reps. IAPD ↗
78
POLEN CAPITAL MANAGEMENT, LLC — grew from 19 to 27 advisory reps. IAPD ↗
78
MWA FINANCIAL SERVICES, INC. — grew from 102 to 115 advisory reps. IAPD ↗
78
MORGAN STANLEY AIP GP LP — grew from 142 to 150 advisory reps. IAPD ↗
78
GREAT VALLEY ADVISOR GROUP, INC. — grew from 146 to 154 advisory reps. IAPD ↗
78
MERCER INVESTMENTS LLC — grew from 603 to 611 advisory reps. IAPD ↗
78
CONCORDE ASSET MANAGEMENT, LLC — grew from 57 to 67 advisory reps. IAPD ↗
78
FFT WEALTH MANAGEMENT — grew from 14 to 22 advisory reps. IAPD ↗
78
OBRA CAPITAL MANAGEMENT, LLC. — grew from 46 to 54 advisory reps. IAPD ↗
78
STEELPEAK WEALTH, LLC — grew from 20 to 28 advisory reps. IAPD ↗
78
KOVITZ INVESTMENT GROUP PARTNERS, LLC — grew from 44 to 52 advisory reps. IAPD ↗
78
QUEST PARTNERS LLC — grew from 17 to 25 advisory reps. IAPD ↗
78
LGL PARTNERS, LLC — grew from 14 to 22 advisory reps. IAPD ↗
78
MARINER INDEPENDENT — grew from 75 to 83 advisory reps. IAPD ↗
78
CASSADAY & COMPANY, INC. — grew from 19 to 27 advisory reps. IAPD ↗
78
SAPIENT CAPITAL LLC — grew from 11 to 19 advisory reps. IAPD ↗
77
HALBERT HARGROVE — grew from 29 to 36 advisory reps. IAPD ↗
77
NEW ENGLAND ASSET MANAGEMENT, INC. — grew from 42 to 49 advisory reps. IAPD ↗
77
ASSET PRESERVATION ADVISORS, LLC — grew from 13 to 20 advisory reps. IAPD ↗
77
MAIRS & POWER — grew from 19 to 26 advisory reps. IAPD ↗
77
BOUCHEY FINANCIAL GROUP LTD — grew from 12 to 19 advisory reps. IAPD ↗
77
PARTNERS CAPITAL INVESTMENT GROUP, LLP — grew from 76 to 83 advisory reps. IAPD ↗
77
CARY STREET PARTNERS — grew from 64 to 71 advisory reps. IAPD ↗
77
CSENGE ADVISORY GROUP, LLC — grew from 69 to 76 advisory reps. IAPD ↗
77
HOYLECOHEN, LLC — grew from 21 to 28 advisory reps. IAPD ↗
77
TOTAL CLARITY WEALTH MANAGEMENT, INC — grew from 14 to 23 advisory reps. IAPD ↗
77
CALAMOS WEALTH MANAGEMENT LLC — grew from 26 to 33 advisory reps. IAPD ↗
77
SCHRODERS CAPITAL MANAGEMENT (US) INC. — grew from 60 to 67 advisory reps. IAPD ↗
77
ARTISAN PARTNERS LIMITED PARTNERSHIP — grew from 114 to 121 advisory reps. IAPD ↗
77
IFG ADVISORY, LLC — grew from 68 to 75 advisory reps. IAPD ↗
77
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS — grew from 43 to 50 advisory reps. IAPD ↗
77
SANCTUARY ADVISORS, LLC — grew from 302 to 309 advisory reps. IAPD ↗
77
STRATOS WEALTH ADVISORS LLC — grew from 60 to 67 advisory reps. IAPD ↗
77
INTEROCEAN CAPITAL — grew from 23 to 30 advisory reps. IAPD ↗
77
CERCANO MANAGEMENT LLC — grew from 26 to 33 advisory reps. IAPD ↗
77
EVERGREEN MONEY ADVISORS — grew from 0 to 12 advisory reps. IAPD ↗
76
CAPITAL ADVISORS, INC. — grew from 32 to 38 advisory reps. IAPD ↗
76
DONALDSON CAPITAL MANAGEMENT LLC — grew from 30 to 36 advisory reps. IAPD ↗
76
PRIME BUCHHOLZ LLC — grew from 66 to 72 advisory reps. IAPD ↗
76
MIO PARTNERS, INC. — grew from 51 to 57 advisory reps. IAPD ↗
76
INDEX FUND ADVISORS, INC. — grew from 26 to 32 advisory reps. IAPD ↗
76
FINANCIAL PLANNING AND INFORMATION SERVICES, INC. — grew from 4 to 10 advisory reps. IAPD ↗
76
FINANCIAL & TAX ARCHITECTS, LLC — grew from 17 to 25 advisory reps. IAPD ↗
76
JOHNSON WEALTH INC. — grew from 57 to 63 advisory reps. IAPD ↗
76
APRIO WEALTH MANAGEMENT, LLC — grew from 17 to 23 advisory reps. IAPD ↗
76
SUMMITRY, LLC — grew from 13 to 19 advisory reps. IAPD ↗
76
WALDRON PRIVATE WEALTH — grew from 34 to 40 advisory reps. IAPD ↗
76
WESTWOOD WEALTH MANAGEMENT — grew from 17 to 25 advisory reps. IAPD ↗
76
MYCIO WEALTH PARTNERS, LLC — grew from 38 to 44 advisory reps. IAPD ↗
76
BIP WEALTH, LLC — grew from 21 to 27 advisory reps. IAPD ↗
76
CHICAGO PARTNERS INVESTMENT GROUP LLC — grew from 27 to 33 advisory reps. IAPD ↗
76
NORTH PIER FIDUCIARY MANAGEMENT, LLC — grew from 4 to 10 advisory reps. IAPD ↗
76
GEOWEALTH MANAGEMENT LLC — grew from 14 to 20 advisory reps. IAPD ↗
76
EURO PACIFIC ASSET MANAGEMENT, LLC — grew from 4 to 10 advisory reps. IAPD ↗
76
NORTHWEST FINANCIAL ADVISORS LLC — grew from 27 to 33 advisory reps. IAPD ↗
76
INTEGRATED ADVISORS NETWORK LLC — grew from 76 to 82 advisory reps. IAPD ↗
76
PINE VALLEY INVESTMENTS — grew from 24 to 30 advisory reps. IAPD ↗
76
TUCKER ASSET MANAGEMENT LLC — grew from 70 to 78 advisory reps. IAPD ↗
76
MANHATTAN WEST ASSET MANAGEMENT, LLC — grew from 27 to 33 advisory reps. IAPD ↗
76
LIFEWORKS ADVISORS, LLC — grew from 16 to 24 advisory reps. IAPD ↗
76
BLACKTOWER FINANCIAL MANAGEMENT (US) LLC — grew from 21 to 32 advisory reps. IAPD ↗
76
PRINCIPLE WEALTH — grew from 15 to 21 advisory reps. IAPD ↗
76
MAIA WEALTH — grew from 22 to 30 advisory reps. IAPD ↗
76
SUMMIT FINANCIAL, LLC — grew from 67 to 73 advisory reps. IAPD ↗
76
EVOKE ADVISORS — grew from 19 to 25 advisory reps. IAPD ↗
76
MAIN STREET FINANCIAL SOLUTIONS, LLC — grew from 29 to 35 advisory reps. IAPD ↗
76
WELLINGTON WEALTH STRATEGIES, LLC — grew from 7 to 15 advisory reps. IAPD ↗
76
MORAN WEALTH MANAGEMENT, LLC — grew from 20 to 26 advisory reps. IAPD ↗
76
SOLLINDA CAPITAL MANAGEMENT LLC — grew from 1 to 9 advisory reps. IAPD ↗
75
TFS ADVISORY SERVICES — grew from 110 to 115 advisory reps. IAPD ↗
75
GIRARD ADVISORY SERVICES, LLC — grew from 37 to 42 advisory reps. IAPD ↗
75
LOOMIS, SAYLES & COMPANY, L.P. — grew from 717 to 722 advisory reps. IAPD ↗
75
WEALTHSPIRE ADVISORS — grew from 135 to 140 advisory reps. IAPD ↗
75
FOSTER GROUP, INC. — grew from 42 to 47 advisory reps. IAPD ↗
75
ARIEL INVESTMENTS, LLC — grew from 24 to 29 advisory reps. IAPD ↗
75
TERRIL & COMPANY — grew from 5 to 12 advisory reps. IAPD ↗
75
CHEVY CHASE TRUST COMPANY — grew from 35 to 40 advisory reps. IAPD ↗
75
ROBERTSON INVESTMENT MANAGEMENT — grew from 9 to 16 advisory reps. IAPD ↗
75
SPRING MOUNTAIN CAPITAL, LP — grew from 18 to 23 advisory reps. IAPD ↗
75
RETIREMENT PLAN ADVISORS, LLC — grew from 37 to 42 advisory reps. IAPD ↗
75
CERTUITY, LLC — grew from 11 to 16 advisory reps. IAPD ↗
75
CHATTERTON & ASSOCIATES — grew from 4 to 9 advisory reps. IAPD ↗
75
1919 INVESTMENT COUNSEL, LLC — grew from 58 to 63 advisory reps. IAPD ↗
75
CANNON FINANCIAL STRATEGISTS, INC. — grew from 21 to 26 advisory reps. IAPD ↗
75
STAMOS CAPITAL PARTNERS, L.P. — grew from 9 to 14 advisory reps. IAPD ↗
75
MILL CREEK CAPITAL ADVISORS, LLC — grew from 25 to 30 advisory reps. IAPD ↗
75
GM ADVISORY GROUP, LLC — grew from 9 to 14 advisory reps. IAPD ↗
75
WHITE OAK GLOBAL ADVISORS, LLC — grew from 44 to 49 advisory reps. IAPD ↗
75
CREATIVEONE SECURITIES, LLC — grew from 118 to 123 advisory reps. IAPD ↗
75
LIBREMAX CAPITAL, LLC — grew from 33 to 38 advisory reps. IAPD ↗
75
ZEGA FINANCIAL, LLC — grew from 9 to 14 advisory reps. IAPD ↗
75
CWA ASSET MANAGEMENT GROUP — grew from 23 to 28 advisory reps. IAPD ↗
75
MOSAIC ADVISORS — grew from 7 to 14 advisory reps. IAPD ↗
75
FIRST ADVISORS NATIONAL, LLC — grew from 62 to 69 advisory reps. IAPD ↗
75
LION STREET ADVISORS, LLC — grew from 136 to 141 advisory reps. IAPD ↗
75
ORGEL WEALTH MANAGEMENT, LLC — grew from 26 to 31 advisory reps. IAPD ↗
75
KEYSTONE FINANCIAL GROUP, LLC — grew from 28 to 33 advisory reps. IAPD ↗
75
XP ADVISORY US, INC. — grew from 21 to 26 advisory reps. IAPD ↗
75
FOUNDATIONS INVESTMENT ADVISORS LLC — grew from 182 to 187 advisory reps. IAPD ↗
75
GYL FINANCIAL SYNERGIES, LLC — grew from 37 to 42 advisory reps. IAPD ↗
75
THE FIDUCIARY ALLIANCE — grew from 23 to 28 advisory reps. IAPD ↗
75
GRYPHON FINANCIAL PARTNERS — grew from 7 to 12 advisory reps. IAPD ↗
75
PROCYON ADVISORS, LLC — grew from 29 to 34 advisory reps. IAPD ↗
75
INNOVIA WEALTH, LLC — grew from 13 to 18 advisory reps. IAPD ↗
75
CORNERSTONE WEALTH — grew from 45 to 50 advisory reps. IAPD ↗
75
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS — grew from 54 to 59 advisory reps. IAPD ↗
75
PMA ASSET MANAGEMENT, LLC — grew from 59 to 64 advisory reps. IAPD ↗
75
PARCION PRIVATE WEALTH LLC — grew from 13 to 18 advisory reps. IAPD ↗
75
LEGACY KNIGHT MFO, LLC — grew from 8 to 13 advisory reps. IAPD ↗
75
NEW REPUBLIC PARTNERS — grew from 12 to 17 advisory reps. IAPD ↗
75
NAVITER WEALTH, LLC — grew from 5 to 10 advisory reps. IAPD ↗
75
GROVE POINT ADVISORS, LLC — grew from 317 to 322 advisory reps. IAPD ↗
75
AS INVESTMENT MANAGEMENT — grew from 5 to 10 advisory reps. IAPD ↗
75
ARTA FINANCE — grew from 8 to 18 advisory reps. IAPD ↗
75
ETHOS FINANCIAL GROUP, LLC — grew from 13 to 20 advisory reps. IAPD ↗
75
CATALYTIC WEALTH MANAGEMENT — grew from 10 to 15 advisory reps. IAPD ↗
75
STONEBRIDGE FINANCIAL GROUP, LLC — 's provisional registration is now fully approved. IAPD ↗
75
EP WEALTH ADVISORS — now reports 1 private fund(s) ($70.7M gross). IAPD ↗
75
TRAJAN WEALTH, L.L.C. — now reports 1 private fund(s) ($4.1M gross). IAPD ↗
75
FOURSTAR WEALTH ADVISORS, LLC — now reports 2 private fund(s) ($1.5M gross). IAPD ↗
75
THE CLARIUS GROUP, LLC — now reports 1 private fund(s) ($51.9M gross). IAPD ↗
75
LAKE STREET ADVISORS — now reports 1 private fund(s) ($0 gross). IAPD ↗
75
COLTER LEWIS INVESTMENT PARTNERS, LLC — now reports 1 private fund(s) ($7.5M gross). IAPD ↗
75
NILSINE PARTNERS, LLC — now reports 4 private fund(s) ($55.7M gross). IAPD ↗
74
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. — grew from 5 to 9 advisory reps. IAPD ↗
74
ALBION FINANCIAL GROUP — grew from 7 to 11 advisory reps. IAPD ↗
74
CHOATE INVESTMENT ADVISORS — grew from 13 to 17 advisory reps. IAPD ↗
74
ADVENT CAPITAL MANAGEMENT, LLC — grew from 19 to 23 advisory reps. IAPD ↗
74
CENTRAL PARK ADVISERS, LLC — grew from 9 to 13 advisory reps. IAPD ↗
74
VERIS WEALTH PARTNERS, LLC — grew from 10 to 14 advisory reps. IAPD ↗
74
BIENVILLE CAPITAL MANAGEMENT, LLC — grew from 12 to 16 advisory reps. IAPD ↗
74
AVEO CAPITAL PARTNERS, LLC — grew from 18 to 22 advisory reps. IAPD ↗
74
BCI SECURITIES, INC. — grew from 21 to 27 advisory reps. IAPD ↗
74
PANDOWEALTH. LLC — grew from 8 to 14 advisory reps. IAPD ↗
74
BOGART WEALTH, LLC — grew from 16 to 20 advisory reps. IAPD ↗
74
LIFEPRO ASSET MANAGEMENT — grew from 34 to 40 advisory reps. IAPD ↗
74
SHADE TREE ADVISORS LLC — grew from 17 to 23 advisory reps. IAPD ↗
74
CATALYST FINANCIAL PARTNERS — grew from 2 to 8 advisory reps. IAPD ↗
74
QUENT CAPITAL, LLC — grew from 8 to 12 advisory reps. IAPD ↗
74
BLUEPRINT FINANCIAL ADVISORS — grew from 3 to 12 advisory reps. IAPD ↗
74
ADAMO CAPITAL — grew from 2 to 6 advisory reps. IAPD ↗
74
LXG WEALTH ADVISORY LLC — grew from 3 to 7 advisory reps. IAPD ↗
74
BULL HARBOR CAPITAL LLC. — grew from 7 to 16 advisory reps. IAPD ↗
74
QUOTIENT WEALTH PARTNERS, LLC — grew from 17 to 21 advisory reps. IAPD ↗
73
PRIVATE MANAGEMENT GROUP INC — grew from 15 to 18 advisory reps. IAPD ↗
73
SHELTON CAPITAL MANAGEMENT — grew from 12 to 15 advisory reps. IAPD ↗
73
MEEDER ASSET MANAGEMENT, INC. — grew from 12 to 15 advisory reps. IAPD ↗
73
NORTHSTAR ASSET MANAGEMENT INC — grew from 10 to 15 advisory reps. IAPD ↗
73
WESTMINSTER FINANCIAL ADVISORY CORP — grew from 35 to 40 advisory reps. IAPD ↗
73
FINANCIAL SYMMETRY INC. — grew from 12 to 15 advisory reps. IAPD ↗
73
THE MILWAUKEE COMPANY — grew from 4 to 7 advisory reps. IAPD ↗
73
FREEDOM INVESTMENT MANAGEMENT, INC. — grew from 7 to 10 advisory reps. IAPD ↗
73
CENTRIC WEALTH MANAGEMENT, LLC — grew from 3 to 8 advisory reps. IAPD ↗
73
FIDUCIARYVEST, LLC — grew from 5 to 8 advisory reps. IAPD ↗
73
PYA WALTMAN CAPITAL, LLC — grew from 6 to 9 advisory reps. IAPD ↗
73
CLINTON INVESTMENT MANAGEMENT, LLC — grew from 7 to 10 advisory reps. IAPD ↗
73
TRADEWINDS CAPITAL MANAGEMENT, LLC — grew from 2 to 7 advisory reps. IAPD ↗
73
FORT POINT CAPITAL PARTNERS LLC — grew from 13 to 16 advisory reps. IAPD ↗
73
WINDROSE ADVISORS LLC — grew from 5 to 8 advisory reps. IAPD ↗
73
RAUB BROCK CAPITAL MANAGEMENT, LP — grew from 4 to 7 advisory reps. IAPD ↗
73
CREAND MANAGEMENT — grew from 12 to 17 advisory reps. IAPD ↗
73
WESTFULLER ADVISORS, LLC — grew from 9 to 12 advisory reps. IAPD ↗
73
SUMMIT GLOBAL INVESTMENTS, LLC — grew from 12 to 15 advisory reps. IAPD ↗
73
ULRICH INVESTMENT CONSULTANTS — grew from 9 to 12 advisory reps. IAPD ↗
73
CV ADVISORS LLC — grew from 12 to 15 advisory reps. IAPD ↗
73
COPPER FINANCIAL — grew from 38 to 43 advisory reps. IAPD ↗
73
FIRST LIGHT ASSET MANAGEMENT, LLC — grew from 5 to 8 advisory reps. IAPD ↗
73
1900 WEALTH — grew from 8 to 11 advisory reps. IAPD ↗
73
OREI ADVISORS LP — grew from 14 to 17 advisory reps. IAPD ↗
73
SLATESTONE WEALTH LLC — grew from 14 to 17 advisory reps. IAPD ↗
73
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC — grew from 13 to 16 advisory reps. IAPD ↗
73
MAGNUS FINANCIAL GROUP LLC — grew from 9 to 12 advisory reps. IAPD ↗
73
CAPITA FINANCIAL NETWORK, LLC — grew from 15 to 18 advisory reps. IAPD ↗
73
CENTURA WEALTH ADVISORY — grew from 15 to 20 advisory reps. IAPD ↗
73
RWM CAPITAL, LLC — grew from 4 to 12 advisory reps. IAPD ↗
73
NILSINE PARTNERS, LLC — grew from 7 to 10 advisory reps. IAPD ↗
73
GODWIN CAPITAL GROUP, LLC — grew from 1 to 4 advisory reps. IAPD ↗
73
IMPRINT WEALTH LLC — grew from 12 to 17 advisory reps. IAPD ↗
73
TURTLE CREEK WEALTH ADVISORS, LLC — grew from 12 to 17 advisory reps. IAPD ↗
73
CORE WEALTH PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗
73
GREATER MIDWEST FINANCIAL GROUP, LLC — 's provisional registration is now fully approved. IAPD ↗
73
INTERTIDE PARTNERS — 's provisional registration is now fully approved. IAPD ↗
73
EVERNEST FINANCIAL ADVISORS — 's provisional registration is now fully approved. IAPD ↗
73
CURIO WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
73
STIFEL CAPITAL MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
73
MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC — 's provisional registration is now fully approved. IAPD ↗
73
WEINAND FINANCIAL, INC. — 's provisional registration is now fully approved. IAPD ↗
73
GRATUS WEALTH ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
73
POSTROCK PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗
73
TORREYANA CAPITAL — 's provisional registration is now fully approved. IAPD ↗
73
ADAPT WEALTH ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
73
KNIGHTSBRIDGE WEALTH MANAGEMENT — now reports 1 private fund(s) ($0 gross). IAPD ↗
73
ALLEN CAPITAL GROUP, LLC — now reports 1 private fund(s) ($4.1M gross). IAPD ↗
73
FORT SHERIDAN ADVISORS LLC — now reports 1 private fund(s) ($0 gross). IAPD ↗
73
GOODHAVEN CAPITAL MANAGEMENT — now reports 1 private fund(s) ($9.6M gross). IAPD ↗
73
UNITED CAPITAL MANAGEMENT OF KANSAS, INC. — now reports 1 private fund(s) ($0 gross). IAPD ↗
73
LIQUID STRATEGIES, LLC — now reports 1 private fund(s) ($7.9M gross). IAPD ↗
73
ACCESS WEALTH MANAGEMENT, INC. — now reports 1 private fund(s) ($17.0M gross). IAPD ↗
73
STANSBERRY ASSET MANAGEMENT, LLC — now reports 1 private fund(s) ($0 gross). IAPD ↗
73
IN ON CAPITAL — now reports 5 private fund(s) ($20.4M gross). IAPD ↗
73
HOHIMER WEALTH MANAGEMENT, LLC — now reports 1 private fund(s) ($12.4M gross). IAPD ↗
73
ODEON CAPITAL ADVISORS LLC — now reports 1 private fund(s) ($10.1M gross). IAPD ↗
73
FIFTH THIRD WEALTH ADVISORS LLC — now reports 5 private fund(s) ($9.1M gross). IAPD ↗
73
TURTLE CREEK WEALTH ADVISORS, LLC — now reports 2 private fund(s) ($0 gross). IAPD ↗
73
HERITAGE FAMILY OFFICES, LLP — now reports 1 private fund(s) ($13.0M gross). IAPD ↗
73
A16Z PERENNIAL MANAGEMENT, L.P. — now reports 3 private fund(s) ($57.2M gross). IAPD ↗
72
DOMINARI SECURITIES LLC — grew from 1 to 8 advisory reps. IAPD ↗
72
MOUNTAIN PACIFIC INVESTMENT ADVISERS, LLC — grew from 3 to 5 advisory reps. IAPD ↗
72
NOTTINGHAM ADVISORS INC. — grew from 7 to 9 advisory reps. IAPD ↗
72
ALASKA PERMANENT CAPITAL MANAGEMENT CO — grew from 8 to 10 advisory reps. IAPD ↗
72
WRIGHT INVESTORS SERVICE INC — grew from 7 to 9 advisory reps. IAPD ↗
72
ENSEMBLE CAPITAL MANAGEMENT, LLC — grew from 8 to 10 advisory reps. IAPD ↗
72
BRIGHTHOUSE INVESTMENT ADVISERS, LLC — grew from 9 to 11 advisory reps. IAPD ↗
72
HANSON & DOREMUS INVESTMENT MANAGEMENT — grew from 7 to 11 advisory reps. IAPD ↗
72
CAPITAL ADVANTAGE, INC. — grew from 7 to 9 advisory reps. IAPD ↗
72
FINANCIAL COUNCIL, LLC — grew from 3 to 7 advisory reps. IAPD ↗
72
NEXT CAPITAL MANAGEMENT LLC — grew from 7 to 9 advisory reps. IAPD ↗
72
PLAN GROUP FINANCIAL, INC. — grew from 10 to 14 advisory reps. IAPD ↗
72
WINDSOR ADVISORY GROUP, LLC — grew from 9 to 11 advisory reps. IAPD ↗
72
NORTHEAST FINANCIAL GROUP, INC. — grew from 7 to 9 advisory reps. IAPD ↗
72
YOUR RETIREMENT COACH — grew from 4 to 8 advisory reps. IAPD ↗
72
STRAIGHTLINE — grew from 8 to 10 advisory reps. IAPD ↗
72
J. SAFRA ASSET MANAGEMENT CORPORATION — grew from 4 to 6 advisory reps. IAPD ↗
72
IWP WEALTH MANAGEMENT LLC — grew from 10 to 12 advisory reps. IAPD ↗
72
SWBC INVESTMENT COMPANY — grew from 15 to 19 advisory reps. IAPD ↗
72
TRUENORTH WEALTH — grew from 6 to 8 advisory reps. IAPD ↗
72
LEAFHOUSE FINANCIAL ADVISORS, LLC — grew from 6 to 8 advisory reps. IAPD ↗
72
ANDBANC ADVISORY LLC — grew from 5 to 9 advisory reps. IAPD ↗
72
CAHABA WEALTH MANAGEMENT, INC. — grew from 10 to 12 advisory reps. IAPD ↗
72
TRIUNE FINANCIAL PARTNERS, LLC — grew from 10 to 12 advisory reps. IAPD ↗
72
INDEPENDENCE ASSET ADVISORS, LLC — grew from 3 to 5 advisory reps. IAPD ↗
72
COMPASS FINANCIAL MANAGEMENT LLC — grew from 16 to 20 advisory reps. IAPD ↗
72
NAPLES GLOBAL ADVISORS — grew from 8 to 10 advisory reps. IAPD ↗
72
TEAMWORK FINANCIAL ADVISORS, LLC — grew from 12 to 16 advisory reps. IAPD ↗
72
FORMIDABLE ASSET MANAGEMENT, LLC — grew from 8 to 12 advisory reps. IAPD ↗
72
TRU INDEPENDENCE ASSET MANAGEMENT, LLC — grew from 5 to 9 advisory reps. IAPD ↗
72
OLD ORCHARD CAPITAL MANAGEMENT LP — grew from 7 to 9 advisory reps. IAPD ↗
72
ENVESTNET RETIREMENT SOLUTIONS, LLC — grew from 10 to 12 advisory reps. IAPD ↗
72
SCHOOLCRAFT CAPITAL LLC — grew from 7 to 9 advisory reps. IAPD ↗
72
ALIGN IMPACT, LLC — grew from 18 to 22 advisory reps. IAPD ↗
72
PARADIGM WEALTH ADVISORY LLC — grew from 8 to 12 advisory reps. IAPD ↗
72
HIGHLINE WEALTH PARTNERS — grew from 9 to 13 advisory reps. IAPD ↗
72
XYPN INVEST — grew from 3 to 10 advisory reps. IAPD ↗
72
ROOT FINANCIAL PARTNERS — grew from 5 to 9 advisory reps. IAPD ↗
72
ASSET ADVISORS — grew from 3 to 5 advisory reps. IAPD ↗
72
SEAVIEW INVESTMENT MANAGERS LLC — grew from 4 to 6 advisory reps. IAPD ↗
72
ONYX BRIDGE WEALTH GROUP LLC — grew from 11 to 15 advisory reps. IAPD ↗
72
SOCIAL INVESTMENT MANAGERS AND ADVISORS, LLC — grew from 29 to 36 advisory reps. IAPD ↗
72
CEDRUS LLC — grew from 13 to 17 advisory reps. IAPD ↗
72
BELZBERG & CO. — grew from 9 to 11 advisory reps. IAPD ↗
72
PROSPERITAS FINANCIAL, LLC — grew from 9 to 13 advisory reps. IAPD ↗
72
PACE FINANCIAL ADVISORS — grew from 5 to 9 advisory reps. IAPD ↗
72
KNOWN WEALTH LLC — grew from 3 to 10 advisory reps. IAPD ↗
72
RANGE ADVISORY, LLC — grew from 2 to 9 advisory reps. IAPD ↗
72
BUCK WEALTH STRATEGIES, LLC — grew from 16 to 20 advisory reps. IAPD ↗
71
UNITED BROKERAGE SERVICES INC — grew from 47 to 53 advisory reps. IAPD ↗
71
FRAZIER FINANCIAL ADVISORS, LLC — grew from 11 to 14 advisory reps. IAPD ↗
71
PEAK ASSET MANAGEMENT, LLC — grew from 11 to 14 advisory reps. IAPD ↗
71
AMERICAN FINANCIAL ADVISORS INC — grew from 6 to 9 advisory reps. IAPD ↗
71
GOODMAN FINANCIAL CORPORATION — grew from 13 to 16 advisory reps. IAPD ↗
71
COMMERCE STREET INVESTMENT MANAGEMENT — grew from 9 to 12 advisory reps. IAPD ↗
71
BRASADA CAPITAL MANAGEMENT, LP — grew from 7 to 10 advisory reps. IAPD ↗
71
A & I WEALTH MANAGEMENT — grew from 10 to 13 advisory reps. IAPD ↗
71
STRAIGHT PATH WEALTH MANAGEMENT — grew from 4 to 7 advisory reps. IAPD ↗
71
WELLINGTON SHIELDS & CO., LLC — grew from 13 to 16 advisory reps. IAPD ↗
71
RALEIGH CAPITAL MANAGEMENT INC. — grew from 5 to 8 advisory reps. IAPD ↗
71
QUADCAP WEALTH MANAGEMENT, LLC — grew from 8 to 11 advisory reps. IAPD ↗
71
MOSS, LUSE & WOMBLE, LLC — grew from 15 to 18 advisory reps. IAPD ↗
71
COVENANT WEALTH ADVISORS — grew from 6 to 9 advisory reps. IAPD ↗
71
PARADIEM, LLC — grew from 6 to 9 advisory reps. IAPD ↗
71
ALTERNATIVE INVESTMENT ADVISORS, LLC — grew from 6 to 9 advisory reps. IAPD ↗
71
AVIER WEALTH ADVISORS — grew from 11 to 14 advisory reps. IAPD ↗
71
ZEVIN ASSET MANAGEMENT, LLC — grew from 6 to 9 advisory reps. IAPD ↗
71
KERBERROSE WEALTH MANAGEMENT, LLC — grew from 9 to 12 advisory reps. IAPD ↗
71
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY — grew from 6 to 12 advisory reps. IAPD ↗
71
THRIVE CAPITAL MANAGEMENT, LLC — grew from 10 to 13 advisory reps. IAPD ↗
71
KINETIC INVESTMENT MANAGEMENT, INC. — grew from 13 to 16 advisory reps. IAPD ↗
71
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. — grew from 9 to 12 advisory reps. IAPD ↗
71
BERNARDO WEALTH PLANNING, LLC — grew from 6 to 9 advisory reps. IAPD ↗
71
BRIO FINANCIAL GROUP — grew from 8 to 11 advisory reps. IAPD ↗
71
JOURNEY WEALTH MANAGEMENT — grew from 9 to 12 advisory reps. IAPD ↗
71
LIGHTHOUSE WEALTH STRATEGIES, LLC — grew from 8 to 11 advisory reps. IAPD ↗
71
ADAMSBROWN WEALTH CONSULTANTS LLC — grew from 11 to 14 advisory reps. IAPD ↗
71
GREENUP STREET WEALTH MANAGEMENT LLC — grew from 11 to 14 advisory reps. IAPD ↗
71
MARIPAU WEALTH MANAGEMENT LLC — grew from 11 to 17 advisory reps. IAPD ↗
71
FYRA CAPITAL MANAGEMENT — grew from 3 to 6 advisory reps. IAPD ↗
71
SMART WEALTH, LLC — grew from 9 to 12 advisory reps. IAPD ↗
71
INTERGY PRIVATE WEALTH, LLC — grew from 3 to 6 advisory reps. IAPD ↗
71
OAK HILL WEALTH ADVISORS, LLC — grew from 2 to 5 advisory reps. IAPD ↗
71
HIBERNIA WEALTH PARTNERS, LLC — grew from 4 to 7 advisory reps. IAPD ↗
71
APOLLON FINANCIAL, LLC — grew from 4 to 7 advisory reps. IAPD ↗
71
FIDELIS CAPITAL — grew from 8 to 11 advisory reps. IAPD ↗
71
IDB LIDO WEALTH, LLC — grew from 8 to 14 advisory reps. IAPD ↗
71
CARAVELA ENERGY PARTNERS LP — grew from 2 to 5 advisory reps. IAPD ↗
71
SPECTRUM WEALTH MANAGEMENT — grew from 5 to 8 advisory reps. IAPD ↗
71
STENGER FAMILY OFFICE, LLC — grew from 2 to 5 advisory reps. IAPD ↗
70
FIRST CITIZENS INVESTOR SERVICES, INC. — now reports custody of client assets ($94.7M). IAPD ↗
70
COZAD ASSET MANAGEMENT INC — now reports custody of client assets ($1.9M). IAPD ↗
70
ATWOOD & PALMER, INC. — now reports custody of client assets ($799.0M). IAPD ↗
70
PARAGON CAPITAL MANAGEMENT — now reports custody of client assets ($631.9M). IAPD ↗
70
1834 INVESTMENT ADVISORS CO. — now reports custody of client assets ($61.9M). IAPD ↗
70
WEST CHESTER CAPITAL ADVISORS INC — now reports custody of client assets ($1.12B). IAPD ↗
70
CFS INVESTMENT ADVISORY SERVICES LLC — now reports custody of client assets ($106.3M). IAPD ↗
70
EMBREE FINANCIAL GROUP — now reports custody of client assets ($211.2M). IAPD ↗
70
GRIES FINANCIAL LLC — now reports custody of client assets ($95.4M). IAPD ↗
70
BUCKHEAD CAPITAL MANAGEMENT, LLC — now reports custody of client assets ($6.5M). IAPD ↗
70
ADVISORNET WEALTH PARTNERS — now reports custody of client assets ($1.58B). IAPD ↗
70
FINANCIAL PLANNING AND INFORMATION SERVICES, INC. — now reports custody of client assets ($694.1M). IAPD ↗
70
ASPEN CAPITAL MANAGEMENT, LLC — now reports custody of client assets ($588.7M). IAPD ↗
70
REHMANN WEALTH — now reports custody of client assets ($2.73B). IAPD ↗
70
BULLTICK WEALTH MANAGEMENT, LLC — now reports custody of client assets ($75.6M). IAPD ↗
70
BELPOINTE ASSET MANAGEMENT LLC — now reports custody of client assets ($20.4M). IAPD ↗
70
INSIGHT INVESTMENT — now reports custody of client assets ($156.12B). IAPD ↗
70
ARTEMIS WEALTH ADVISORS, LLC — now reports custody of client assets ($38.9M). IAPD ↗
70
CAMPBELL WEALTH MANAGEMENT, INC. — now reports custody of client assets ($217.8M). IAPD ↗
70
CGN ADVISORS, LLC — now reports custody of client assets ($377.7M). IAPD ↗
70
CV ADVISORS LLC — now reports custody of client assets ($184.2M). IAPD ↗
70
SCHECHTER INVESTMENT ADVISORS, LLC — now reports custody of client assets ($1.18B). IAPD ↗
70
GOOD LIFE ADVISORS, LLC — now reports custody of client assets ($888.3M). IAPD ↗
70
AB PRIVATE CREDIT INVESTORS LLC — now reports custody of client assets ($7.14B). IAPD ↗
70
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC — now reports custody of client assets ($68,453). IAPD ↗
70
SANCTUARY ADVISORS, LLC — now reports custody of client assets ($19.96B). IAPD ↗
70
HUMAN INTEREST ADVISORS LLC — now reports custody of client assets ($4.15B). IAPD ↗
70
INTRUA FINANCIAL — now reports custody of client assets ($1.66B). IAPD ↗
70
CONTINUUM ADVISORY, LLC — now reports custody of client assets ($130.9M). IAPD ↗
70
MARINER INDEPENDENT — now reports custody of client assets ($487.1M). IAPD ↗
70
THE COURY FIRM — now reports custody of client assets ($404.1M). IAPD ↗
70
INSCRIPTION CAPITAL, LLC — now reports custody of client assets ($386.5M). IAPD ↗
70
CORDOBA ADVISORY PARTNERS LLC — now reports custody of client assets ($43.0M). IAPD ↗
70
THE NEMES RUSH GROUP, LLC — now reports custody of client assets ($800.0M). IAPD ↗
70
MILL CAPITAL MANAGEMENT, LLC — now reports custody of client assets ($814.6M). IAPD ↗
70
THE ASCENT GROUP, LLC — now reports custody of client assets ($21.8M). IAPD ↗
70
DOYENNE WEALTH ADVISORS — now reports custody of client assets ($48.7M). IAPD ↗
70
GODWIN CAPITAL GROUP, LLC — now reports custody of client assets ($135.2M). IAPD ↗
70
SAPIENT CAPITAL LLC — now reports custody of client assets ($2.68B). IAPD ↗
70
STONEBRIDGE FINANCIAL GROUP, LLC — now reports custody of client assets ($306.2M). IAPD ↗
70
RICHARDS MERRILL WEALTH MANAGEMENT — grew from 6 to 8 advisory reps. IAPD ↗
70
WFA ASSET MANAGEMENT CORP — grew from 3 to 5 advisory reps. IAPD ↗
70
INNOVEST PORTFOLIO SOLUTIONS LLC — grew from 32 to 37 advisory reps. IAPD ↗
70
WHITENER CAPITAL MANAGEMENT, INC — grew from 3 to 5 advisory reps. IAPD ↗
70
FINANCIAL CONSULATE — grew from 10 to 12 advisory reps. IAPD ↗
70
PETRA FINANCIAL ADVISORS INC — grew from 6 to 8 advisory reps. IAPD ↗
70
LAFFER TENGLER INVESTMENTS, INC. — grew from 8 to 10 advisory reps. IAPD ↗
70
GUGGENHEIM INVESTMENT ADVISORS, LLC — grew from 8 to 10 advisory reps. IAPD ↗
70
U.S. FINANCIAL ADVISORS — grew from 6 to 8 advisory reps. IAPD ↗
70
GALLACHER CAPITAL MANAGEMENT, LLC — grew from 9 to 11 advisory reps. IAPD ↗
70
PACIFIC WEALTH MANAGEMENT — grew from 5 to 7 advisory reps. IAPD ↗
70
MADRONA FINANCIAL & CPAS — grew from 10 to 12 advisory reps. IAPD ↗
70
SYNERGY ASSET MANAGEMENT, LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
PROBITY ADVISORS, INC. — grew from 5 to 7 advisory reps. IAPD ↗
70
PILLAR FINANCIAL ADVISORS, LLC — grew from 3 to 5 advisory reps. IAPD ↗
70
FAI ADVISORS, INC. — grew from 6 to 8 advisory reps. IAPD ↗
70
FIFTH AVENUE FAMILY OFFICE — grew from 2 to 4 advisory reps. IAPD ↗
70
OAKMONT CAPITAL MANAGEMENT, LLC — grew from 5 to 7 advisory reps. IAPD ↗
70
SUGARLOAF WEALTH MANAGEMENT, LLC — grew from 8 to 10 advisory reps. IAPD ↗
70
UHLER VERTICH WHITE ADVISORS — grew from 3 to 5 advisory reps. IAPD ↗
70
DUPREE FINANCIAL GROUP, LLC — grew from 3 to 5 advisory reps. IAPD ↗
70
VERSANT CAPITAL MANAGEMENT, INC. — grew from 10 to 12 advisory reps. IAPD ↗
70
CHI-RHO FINANCIAL, LLC — grew from 6 to 8 advisory reps. IAPD ↗
70
STONE HOUSE INVESTMENT MANAGEMENT, LLC — grew from 10 to 12 advisory reps. IAPD ↗
70
TRUE WEALTH DESIGN, LLC — grew from 7 to 9 advisory reps. IAPD ↗
70
CYPRESS POINT WEALTH MANAGEMENT, LLC — grew from 1 to 3 advisory reps. IAPD ↗
70
BARRY INVESTMENT ADVISORS, LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
CONCISE CAPITAL MANAGEMENT, L.P. — grew from 5 to 7 advisory reps. IAPD ↗
70
SIGNALPOINT ASSET MANAGEMENT LLC — grew from 7 to 9 advisory reps. IAPD ↗
70
ILLUMINATION WEALTH MANAGEMENT — grew from 7 to 9 advisory reps. IAPD ↗
70
THE LLOYD GROUP — grew from 5 to 7 advisory reps. IAPD ↗
70
WOODWARD FINANCIAL ADVISORS, INC. — grew from 3 to 5 advisory reps. IAPD ↗
70
NIKULSKI FINANCIAL, INC. — grew from 2 to 4 advisory reps. IAPD ↗
70
TRINITY PORTFOLIO ADVISORS, LLC — grew from 10 to 12 advisory reps. IAPD ↗
70
DESERT ROSE CAPITAL MANAGEMENT, INC. — grew from 3 to 8 advisory reps. IAPD ↗
70
DRAKE & ASSOCIATES, LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
FIDATO WEALTH LLC — grew from 5 to 7 advisory reps. IAPD ↗
70
AOG WEALTH MANAGEMENT — grew from 6 to 8 advisory reps. IAPD ↗
70
ROTHSCHILD CAPITAL PARTNERS — grew from 3 to 5 advisory reps. IAPD ↗
70
OAKWELL PRIVATE WEALTH MANAGEMENT — grew from 6 to 8 advisory reps. IAPD ↗
70
SINGLE POINT PARTNERS — grew from 9 to 11 advisory reps. IAPD ↗
70
MONTIS FINANCIAL, LLC — grew from 8 to 10 advisory reps. IAPD ↗
70
CANTER WEALTH — grew from 7 to 9 advisory reps. IAPD ↗
70
PIER 88 INVESTMENT PARTNERS, LLC — grew from 3 to 5 advisory reps. IAPD ↗
70
BLUEPRINT INVESTMENT PARTNERS LLC — grew from 5 to 7 advisory reps. IAPD ↗
70
FLOURISH WEALTH MANAGEMENT INC. — grew from 2 to 4 advisory reps. IAPD ↗
70
SALVUS WEALTH MANAGEMENT, LLC — grew from 2 to 4 advisory reps. IAPD ↗
70
STRATEGAS ASSET MANAGEMENT, LLC — grew from 7 to 9 advisory reps. IAPD ↗
70
VANN EQUITY MANAGEMENT LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
SKYLINE ADVISORS, INC. — grew from 4 to 6 advisory reps. IAPD ↗
70
ELEVATED CAPITAL ADVISORS, LLC — grew from 7 to 9 advisory reps. IAPD ↗
70
EAGLE BAY FAMILY OFFICE — grew from 2 to 4 advisory reps. IAPD ↗
70
TWIN POINT CAPITAL LLC — grew from 7 to 9 advisory reps. IAPD ↗
70
XO WEALTH MANAGEMENT — grew from 5 to 7 advisory reps. IAPD ↗
70
ALTMAN ADVISORS — grew from 6 to 8 advisory reps. IAPD ↗
70
ARLINGTON FINANCIAL ADVISORS, LLC — grew from 6 to 8 advisory reps. IAPD ↗
70
PLUM STREET ADVISORS, LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
ONE CHARLES PRIVATE WEALTH — grew from 5 to 7 advisory reps. IAPD ↗
70
STORDAHL CAPITAL MANAGEMENT, INC. — grew from 4 to 6 advisory reps. IAPD ↗
70
STONE OAK WEALTH MANAGEMENT, LLC — grew from 5 to 7 advisory reps. IAPD ↗
70
KIMERY WEALTH MANAGEMENT, LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
LOGIX INVESTMENTS LLC — grew from 2 to 4 advisory reps. IAPD ↗
70
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC — grew from 7 to 9 advisory reps. IAPD ↗
70
CYPRESS CAPITAL ADVISORS, LLC — grew from 2 to 4 advisory reps. IAPD ↗
70
WIDMANN FINANCIAL SERVICES — grew from 8 to 10 advisory reps. IAPD ↗
70
OPAL WEALTH ADVISORS, LLC — grew from 6 to 8 advisory reps. IAPD ↗
70
CHICORY WEALTH — grew from 9 to 11 advisory reps. IAPD ↗
70
FELICITAS GLOBAL PARTNERS, LLC — grew from 8 to 10 advisory reps. IAPD ↗
70
CAPASSO PLANNING PARTNERS LLC — grew from 8 to 10 advisory reps. IAPD ↗
70
MACH-1 FINANCIAL GROUP, LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
MATTERN CAPITAL MANAGEMENT, LLC — grew from 3 to 5 advisory reps. IAPD ↗
70
EVERGREEN WEALTH SOLUTIONS, LLC — grew from 5 to 7 advisory reps. IAPD ↗
70
INVESTMENT RESEARCH PARTNERS — grew from 4 to 6 advisory reps. IAPD ↗
70
AXIOM FINANCIAL STRATEGIES GROUP, LLC — grew from 5 to 7 advisory reps. IAPD ↗
70
CORE ADVISORY GROUP — grew from 3 to 8 advisory reps. IAPD ↗
70
LANSING STREET ADVISORS — grew from 2 to 4 advisory reps. IAPD ↗
70
GLOBAL KANDOR ADVISORS, LLC — grew from 2 to 4 advisory reps. IAPD ↗
70
TRUE NORTH FINANCIAL — grew from 2 to 4 advisory reps. IAPD ↗
70
MILESTONE ASSET MANAGEMENT, LLC — grew from 7 to 9 advisory reps. IAPD ↗
70
SEASONS OF ADVICE WEALTH MANAGEMENT — grew from 10 to 12 advisory reps. IAPD ↗
70
CERRO PACIFIC WEALTH ADVISORS, LLC — grew from 3 to 5 advisory reps. IAPD ↗
70
PROALTUS USA — grew from 5 to 7 advisory reps. IAPD ↗
70
RETIREMENT PLANNING SOLUTIONS, LLC — grew from 9 to 11 advisory reps. IAPD ↗
70
WEST MICHIGAN ADVISORS, LLC — grew from 9 to 11 advisory reps. IAPD ↗
70
INSIGHT CAPITAL MANAGEMENT — grew from 2 to 4 advisory reps. IAPD ↗
70
TRG INVESTMENT ADVISORS, LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
VANTAGE FINANCIAL PARTNERS, LLC — grew from 9 to 11 advisory reps. IAPD ↗
70
QUANTUM FINANCIAL ADVISORS, LLC — grew from 9 to 11 advisory reps. IAPD ↗
70
STEVENS CAPITAL PARTNERS — grew from 4 to 6 advisory reps. IAPD ↗
70
ADDITION WEALTH — grew from 7 to 12 advisory reps. IAPD ↗
70
RIALTO WEALTH MANAGEMENT — grew from 3 to 5 advisory reps. IAPD ↗
70
STEWARD ADVISORS GROUP, LLC — grew from 1 to 6 advisory reps. IAPD ↗
70
LET BOB ADVISORY, LLC — grew from 1 to 6 advisory reps. IAPD ↗
70
A16Z PERENNIAL MANAGEMENT, L.P. — grew from 7 to 9 advisory reps. IAPD ↗
70
CANOPY PARTNERS — grew from 1 to 3 advisory reps. IAPD ↗
70
THE SALVETTI GROUP — grew from 4 to 6 advisory reps. IAPD ↗
70
KITCHING PARTNERS, LLC — grew from 3 to 5 advisory reps. IAPD ↗
70
EAGLE WEALTH MANAGEMENT GROUP INC. — grew from 2 to 4 advisory reps. IAPD ↗
70
ATLANTIC EDGE PRIVATE WEALTH MANAGEMENT — grew from 3 to 5 advisory reps. IAPD ↗
70
CURIO WEALTH, LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
TERRAFORM WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
70
NERDWALLET ADVISORY — 's provisional registration is now fully approved. IAPD ↗
70
EVERGREEN MONEY ADVISORS — 's provisional registration is now fully approved. IAPD ↗
70
INTER&CO US ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
70
SCHMIDT FINANCIAL MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
70
KELLY WEALTH MANAGEMENT, INC. — 's provisional registration is now fully approved. IAPD ↗
70
JB WEALTH ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
70
SL CAPITAL — 's provisional registration is now fully approved. IAPD ↗
70
PUREFI WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
70
MISSION HILLS FINANCIAL ADVISORY LLC — 's provisional registration is now fully approved. IAPD ↗
70
TAR RIVER WEALTH PLANNING, LLC — 's provisional registration is now fully approved. IAPD ↗
70
WAYSTONE ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
70
210 FINANCIAL — 's provisional registration is now fully approved. IAPD ↗
70
LEGACY BEYOND WEALTH LLC — 's provisional registration is now fully approved. IAPD ↗
70
GFG SOLUTIONS — 's provisional registration is now fully approved. IAPD ↗
70
TEAM FINANCIAL STRATEGIES — now reports 1 private fund(s) ($3.7M gross). IAPD ↗
70
KUBHERA ENTERPRISES LLC — now reports 1 private fund(s) ($0 gross). IAPD ↗
70
GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG — now reports 1 private fund(s) ($3.8M gross). IAPD ↗
70
SERAPH CAPITAL ASSOCIATES, LLC — now reports 2 private fund(s) ($10.2M gross). IAPD ↗
70
PREMIS ADVISORS, LLC — now reports 2 private fund(s) ($3.3M gross). IAPD ↗
70
ALPHA DNA INVESTMENT MANAGEMENT — now reports 1 private fund(s) ($325,000 gross). IAPD ↗
70
MARKLE FINANCIAL LLC — now reports 1 private fund(s) ($0 gross). IAPD ↗
70
CLP ASSET MANAGEMENT, LLC — now reports 11 private fund(s) ($20.4M gross). IAPD ↗
70
WEST POTOMAC CAPITAL LLC — now reports 1 private fund(s) ($0 gross). IAPD ↗
70
FREEDOM FAMILY OFFICE, LLC — now reports 1 private fund(s) ($4.9M gross). IAPD ↗
70
AVOS CAPITAL MANAGEMENT, LLC — now reports 1 private fund(s) ($15.4M gross). IAPD ↗
70
ONEWELTH INC — now reports 1 private fund(s) ($40.8M gross). IAPD ↗
70
16ROCK ASSET MANAGEMENT LLC — now reports 1 private fund(s) ($5.7M gross). IAPD ↗
69
SGL FINANCIAL, LLC — grew from 12 to 16 advisory reps. IAPD ↗
69
BANORTE ASSET MANAGEMENT, INC. — grew from 9 to 13 advisory reps. IAPD ↗
69
THEPARTNERS WEALTH MANAGEMENT — grew from 3 to 7 advisory reps. IAPD ↗
69
REVOLUT WEALTH INC. — grew from 2 to 6 advisory reps. IAPD ↗
68
KEYSTONE FINANCIAL PLANNING, INC — now reports custody of client assets ($174.2M). IAPD ↗
68
COORDINATED FINANCIAL PLANNING CORP — now reports custody of client assets ($105.2M). IAPD ↗
68
SANTORI & PETERS — now reports custody of client assets ($1.8M). IAPD ↗
68
BAXTER INVESTMENT MANAGEMENT — now reports custody of client assets ($26.3M). IAPD ↗
68
SIERRA INVESTMENT MANAGEMENT INC — now reports custody of client assets ($146.9M). IAPD ↗
68
HALL CAPITAL MANAGEMENT COMPANY, INC. — now reports custody of client assets ($56.1M). IAPD ↗
68
LEGEND FINANCIAL ADVISORS INC — now reports custody of client assets ($72.7M). IAPD ↗
68
FEE-ONLY FINANCIAL PLANNING, L.C. — now reports custody of client assets ($203.0M). IAPD ↗
68
NORTHEAST ADVISERS, INC. — now reports custody of client assets ($111.1M). IAPD ↗
68
DUMONT & BLAKE INVESTMENT ADVISORS LLC — now reports custody of client assets ($27.8M). IAPD ↗
68
GARRISON ASSET MANAGEMENT, LLC — now reports custody of client assets ($19.9M). IAPD ↗
68
OARSMAN CAPITAL, INC — now reports custody of client assets ($131.3M). IAPD ↗
68
KNIGHTSBRIDGE WEALTH MANAGEMENT — now reports custody of client assets. IAPD ↗
68
WINDHAM CAPITAL MANAGEMENT, LLC — now reports custody of client assets ($322.5M). IAPD ↗
68
FINANCIAL COUNCIL, LLC — now reports custody of client assets ($200.0M). IAPD ↗
68
TULL FINANCIAL GROUP, INC. — now reports custody of client assets ($63.1M). IAPD ↗
68
PROFESSIONAL FINANCIAL SOLUTIONS, LLC — now reports custody of client assets ($996,980). IAPD ↗
68
THE MCHUGH GROUP, LLC — now reports custody of client assets ($20.4M). IAPD ↗
68
AA FINANCIAL ADVISORS, LLC — now reports custody of client assets ($530.8M). IAPD ↗
68
ELIOS FINANCIAL GROUP, INC. — now reports custody of client assets ($8.5M). IAPD ↗
68
PREMIER WEALTH ADVISORS, LLC — now reports custody of client assets ($2.6M). IAPD ↗
68
DELTA FINANCIAL ADVISORS, L.L.C. — now reports custody of client assets ($110.1M). IAPD ↗
68
FAI ADVISORS, INC. — now reports custody of client assets ($97,878). IAPD ↗
68
MPS-LORIA FINANCIAL PLANNERS,LLC — now reports custody of client assets ($241.2M). IAPD ↗
68
MIGHTY OAK STRONG AMERICA INVESTMENT COMPANY — now reports custody of client assets ($45.9M). IAPD ↗
68
EICHNER INVESTMENT PLANNING, LLC — now reports custody of client assets ($240.4M). IAPD ↗
68
GOODWIN INVESTMENT ADVISORY — now reports custody of client assets ($12.5M). IAPD ↗
68
GENERATIONAL WEALTH ADVISORS — now reports custody of client assets ($154.3M). IAPD ↗
68
NORTH BERKELEY WEALTH MANAGEMENT, LLC — now reports custody of client assets ($31.0M). IAPD ↗
68
BROADLEAF PARTNERS, LLC — now reports custody of client assets ($29.3M). IAPD ↗
68
STONE HOUSE INVESTMENT MANAGEMENT, LLC — now reports custody of client assets ($74.0M). IAPD ↗
68
HEADINVEST — now reports custody of client assets ($688.7M). IAPD ↗
68
WHALEROCK POINT PARTNERS, LLC — now reports custody of client assets ($29.8M). IAPD ↗
68
WISE WEALTH, LLC — now reports custody of client assets ($190.9M). IAPD ↗
68
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC — now reports custody of client assets ($50.1M). IAPD ↗
68
PASI INVESTMENTS, LLC — now reports custody of client assets ($1.3M). IAPD ↗
68
FORTUNE FINANCIAL ADVISORS, LLC — now reports custody of client assets ($92.8M). IAPD ↗
68
HARLOW WEALTH MANAGEMENT, INC. — now reports custody of client assets ($237.1M). IAPD ↗
68
BLUECHIP WEALTH ADVISORS LLC — now reports custody of client assets ($87.5M). IAPD ↗
68
THE LLOYD GROUP — now reports custody of client assets ($4.0M). IAPD ↗
68
GOODHAVEN CAPITAL MANAGEMENT — now reports custody of client assets ($5,779). IAPD ↗
68
HOBBS GROUP ADVISORS LLC — now reports custody of client assets ($390.1M). IAPD ↗
68
CLARITY WEALTH ADVISORS — now reports custody of client assets ($15.0M). IAPD ↗
68
SENTINUS, LLC — now reports custody of client assets ($92.0M). IAPD ↗
68
IRON HORSE WEALTH MANAGEMENT, LLC — now reports custody of client assets ($80,178). IAPD ↗
68
TEAMWORK FINANCIAL ADVISORS, LLC — now reports custody of client assets ($78.1M). IAPD ↗
68
TCFG INVESTMENT ADVISORS, LLC — now reports custody of client assets ($442.1M). IAPD ↗
68
BENEDETTI, GUCER & ASSOCIATES — now reports custody of client assets ($1.2M). IAPD ↗
68
MILESTONE INVESTMENT ADVISORS, LLC — now reports custody of client assets ($12.8M). IAPD ↗
68
LIQUID STRATEGIES, LLC — now reports custody of client assets ($7.9M). IAPD ↗
68
CYPRESS CAPITAL, LLC — now reports custody of client assets ($56.1M). IAPD ↗
68
FORTIS CAPITAL MANAGEMENT LLC — now reports custody of client assets ($156.3M). IAPD ↗
68
AUOUR INVESTMENTS LLC — now reports custody of client assets ($11.5M). IAPD ↗
68
VANN EQUITY MANAGEMENT LLC — now reports custody of client assets ($7.8M). IAPD ↗
68
BLUE WATER ASSET MANAGEMENT — now reports custody of client assets ($112.9M). IAPD ↗
68
WEALTH MANAGEMENT CONSULTANTS COLORADO, LLC — now reports custody of client assets ($3.8M). IAPD ↗
68
OAK ROOT LLC — now reports custody of client assets ($30.0M). IAPD ↗
68
HUNGERFORD FINANCIAL LLC — now reports custody of client assets ($42.1M). IAPD ↗
68
ADDICUS ADVISORY, LLC — now reports custody of client assets ($121.6M). IAPD ↗
68
ONE WEALTH MANAGEMENT — now reports custody of client assets ($176.2M). IAPD ↗
68
QUARRY HILL ADVISORS — now reports custody of client assets ($157.5M). IAPD ↗
68
FSA WEALTH MANAGEMENT, LLC — now reports custody of client assets ($414.2M). IAPD ↗
68
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC — now reports custody of client assets ($213.1M). IAPD ↗
68
CYPRESS CAPITAL ADVISORS, LLC — now reports custody of client assets ($7.9M). IAPD ↗
68
KPP ADVISORY SERVICES LLC — now reports custody of client assets ($388.6M). IAPD ↗
68
BLACKSTON FINANCIAL ADVISORY GROUP, LLC — now reports custody of client assets ($252.0M). IAPD ↗
68
FELICITAS GLOBAL PARTNERS, LLC — now reports custody of client assets ($694.2M). IAPD ↗
68
CAPASSO PLANNING PARTNERS LLC — now reports custody of client assets ($78.2M). IAPD ↗
68
BLUE INVESTMENT PARTNERS LLC — now reports custody of client assets ($18.1M). IAPD ↗
68
CATALYST FINANCIAL PARTNERS — now reports custody of client assets ($184.4M). IAPD ↗
68
ACCRETIVE WEALTH PARTNERS, LLC — now reports custody of client assets ($42.4M). IAPD ↗
68
SKYOAK WEALTH — now reports custody of client assets ($113.3M). IAPD ↗
68
SIGNAL ADVISORS WEALTH, LLC — now reports custody of client assets ($194.8M). IAPD ↗
68
CAPITAL CREEK PARTNERS — now reports custody of client assets ($64.2M). IAPD ↗
68
TANNIN CAPITAL, LLC — now reports custody of client assets ($72,849). IAPD ↗
68
PLATFORM TECHNOLOGY PARTNERS — now reports custody of client assets ($567.0M). IAPD ↗
68
BLUE ZONE WEALTH ADVISORS, LLC — now reports custody of client assets ($10.7M). IAPD ↗
68
WELLINGTON WEALTH STRATEGIES, LLC — now reports custody of client assets ($50.8M). IAPD ↗
68
AXIOM FINANCIAL STRATEGIES GROUP, LLC — now reports custody of client assets ($13.9M). IAPD ↗
68
DECHTMAN WEALTH MANAGEMENT — now reports custody of client assets ($2.1M). IAPD ↗
68
ROBERTS WEALTH ADVISORS, LLC — now reports custody of client assets ($8.5M). IAPD ↗
68
TRUE NORTH FINANCIAL — now reports custody of client assets ($193.1M). IAPD ↗
68
PREPARED RETIREMENT INSTITUTE LLC — now reports custody of client assets ($1.1M). IAPD ↗
68
VANCE WEALTH — now reports custody of client assets ($280.2M). IAPD ↗
68
MILESTONE ASSET MANAGEMENT, LLC — now reports custody of client assets ($110.0M). IAPD ↗
68
OAK HARBOR WEALTH PARTNERS, LLC — now reports custody of client assets ($9.2M). IAPD ↗
68
RETIREMENT PLANNING SOLUTIONS, LLC — now reports custody of client assets ($281.2M). IAPD ↗
68
LANGLEY WEALTH MANAGEMENT, LLC — now reports custody of client assets ($8.1M). IAPD ↗
68
HILL ISLAND FINANCIAL LLC — now reports custody of client assets ($423.4M). IAPD ↗
68
HERR INVESTMENT GROUP LLC — now reports custody of client assets ($182.1M). IAPD ↗
68
GDS WEALTH MANAGEMENT — now reports custody of client assets ($348,000). IAPD ↗
68
STRATEGIC ADVOCATES, LLC — now reports custody of client assets ($124.7M). IAPD ↗
68
TRANSCE3ND LLC — now reports custody of client assets ($1.1M). IAPD ↗
68
HILLCREST FINANCIAL GROUP — now reports custody of client assets ($114.3M). IAPD ↗
68
SOLLINDA CAPITAL MANAGEMENT LLC — now reports custody of client assets ($183.7M). IAPD ↗
68
IMPRINT WEALTH LLC — now reports custody of client assets ($44.4M). IAPD ↗
68
LANDMARK WEALTH MANAGEMENT GROUP — now reports custody of client assets ($102.7M). IAPD ↗
68
ACCESS INVESTMENT MANAGEMENT, LLC — now reports custody of client assets ($136.4M). IAPD ↗
68
TURTLE CREEK WEALTH ADVISORS, LLC — now reports custody of client assets ($667.6M). IAPD ↗
68
GUIDANCE CAPITAL, INC. — now reports custody of client assets ($3.0M). IAPD ↗
68
SPECTRUM WEALTH MANAGEMENT — now reports custody of client assets ($653.0M). IAPD ↗
68
HERITAGE FAMILY OFFICES, LLP — now reports custody of client assets ($52.4M). IAPD ↗
68
THE NORDEN GROUP LLC — now reports custody of client assets ($561.4M). IAPD ↗
68
SEVEN MILE ADVISORY LLC — now reports custody of client assets ($328.0M). IAPD ↗
68
GILLILAND JETER WEALTH MANAGEMENT, LLC — now reports custody of client assets ($138.2M). IAPD ↗
68
A16Z PERENNIAL MANAGEMENT, L.P. — now reports custody of client assets ($812.9M). IAPD ↗
68
RAI WEALTH — now reports custody of client assets ($78.9M). IAPD ↗
68
CANOPY PARTNERS — now reports custody of client assets ($190.8M). IAPD ↗
68
PORTSIDE WEALTH GROUP, LLC — now reports custody of client assets ($134.8M). IAPD ↗
68
PRECEDENT WEALTH PARTNERS, LLC — now reports custody of client assets ($155.6M). IAPD ↗
68
PREMIER PATH WEALTH PARTNERS, LLC — now reports custody of client assets ($393.8M). IAPD ↗
68
CURIO WEALTH, LLC — now reports custody of client assets ($103.2M). IAPD ↗
68
MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC — now reports custody of client assets ($11.1M). IAPD ↗
68
TORREYANA CAPITAL — now reports custody of client assets ($736.0M). IAPD ↗
68
ADAPT WEALTH ADVISORS, LLC — now reports custody of client assets ($47.3M). IAPD ↗
68
LONGVIEW FINANCIAL ADVISORS, INC. — grew from 1 to 4 advisory reps. IAPD ↗
68
GREYBULL PARTNERS LLC — grew from 5 to 8 advisory reps. IAPD ↗
68
LD LOWE WEALTH ADVISORY — grew from 2 to 5 advisory reps. IAPD ↗
68
ACUTA CAPITAL PARTNERS, LLC — grew from 3 to 6 advisory reps. IAPD ↗
68
DEL-SETTE CAPITAL MANAGEMENT, LLC — grew from 2 to 5 advisory reps. IAPD ↗
68
J. HAGAN CAPITAL, INC. — grew from 3 to 6 advisory reps. IAPD ↗
68
Q3 ADVISORS, LLC — grew from 4 to 7 advisory reps. IAPD ↗
68
ELEVATE CAPITAL ADVISORS — grew from 3 to 6 advisory reps. IAPD ↗
68
BAJA WEALTH ADVISORS LLC — grew from 3 to 6 advisory reps. IAPD ↗
68
CROAK CAPITAL — grew from 4 to 7 advisory reps. IAPD ↗
68
SINECERA CAPITAL, LLC — grew from 3 to 6 advisory reps. IAPD ↗
68
NEXWEALTH LLC — grew from 1 to 4 advisory reps. IAPD ↗
68
FAITH INVESTOR SERVICES — grew from 2 to 5 advisory reps. IAPD ↗
68
INTEGRITY FINANCIAL ADVISORS, LLC — grew from 5 to 8 advisory reps. IAPD ↗
68
365 WEALTH MANAGEMENT GROUP — grew from 3 to 6 advisory reps. IAPD ↗
68
OPTIMIZE FINANCIAL INC. — grew from 2 to 5 advisory reps. IAPD ↗
68
EARNED WEALTH — grew from 4 to 7 advisory reps. IAPD ↗
68
ASSET MANAGEMENT GROUP — grew from 2 to 5 advisory reps. IAPD ↗
68
AURELIUS FAMILY OFFICE, LLC — grew from 2 to 5 advisory reps. IAPD ↗
68
BROADSTREET GLOBAL ADVISORS, INC. — grew from 1 to 4 advisory reps. IAPD ↗
68
SLP WEALTH — grew from 13 to 16 advisory reps. IAPD ↗
68
ALTAR ROCK — grew from 2 to 5 advisory reps. IAPD ↗
67
PETTEE INVESTORS INC — grew from 3 to 5 advisory reps. IAPD ↗
67
DONALD W. NICHOLSON & ASSOCIATES LTD — grew from 2 to 4 advisory reps. IAPD ↗
67
PKS INVESTMENT ADVISORS LLC — grew from 5 to 7 advisory reps. IAPD ↗
67
REGATTA RESEARCH & MONEY MANAGEMENT L.L.C. — grew from 4 to 6 advisory reps. IAPD ↗
67
SAGE FINANCIAL ADVISORS INC. — grew from 3 to 5 advisory reps. IAPD ↗
67
SMITH ASSET MANAGEMENT CO., LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
DRAWBRIDGE CAPITAL — grew from 7 to 9 advisory reps. IAPD ↗
67
FINANCIAL FUTURES — grew from 2 to 4 advisory reps. IAPD ↗
67
TURNER FINANCIAL GROUP, INC. — grew from 2 to 4 advisory reps. IAPD ↗
67
BRADESCO GLOBAL ADVISORS — grew from 6 to 8 advisory reps. IAPD ↗
67
ATS WEALTH MANAGEMENT — grew from 3 to 5 advisory reps. IAPD ↗
67
PROVIDENCE FINANCIAL AND INSURANCES, INC. — grew from 3 to 5 advisory reps. IAPD ↗
67
GUARDIAN WEALTH ADVISORS, LLC — grew from 3 to 5 advisory reps. IAPD ↗
67
MARMO FINANCIAL GROUP, LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
16TH AMENDMENT ADVISORS LLC — grew from 4 to 6 advisory reps. IAPD ↗
67
VERISAIL PARTNERS, LLC — grew from 3 to 5 advisory reps. IAPD ↗
67
CLARITY WEALTH DEVELOPMENT, LLC — grew from 3 to 5 advisory reps. IAPD ↗
67
FISCHER INVESTMENT STRATEGIES, LLC — grew from 3 to 5 advisory reps. IAPD ↗
67
TILIA FIDUCIARY PARTNERS, INC. — grew from 2 to 4 advisory reps. IAPD ↗
67
SEVERIN INVESTMENTS LLC — grew from 4 to 6 advisory reps. IAPD ↗
67
LUKEN INVESTMENT ANALYTICS, LLC — grew from 3 to 5 advisory reps. IAPD ↗
67
ATLANTIS WEALTH ADVISORS LLC — grew from 4 to 6 advisory reps. IAPD ↗
67
LEFT BRAIN WEALTH MANAGEMENT, LLC — grew from 4 to 6 advisory reps. IAPD ↗
67
WEALTHBUILDERS INVESTMENTS — grew from 3 to 5 advisory reps. IAPD ↗
67
TRADEMARK CAPITAL MANAGEMENT INC. — grew from 2 to 4 advisory reps. IAPD ↗
67
CULTIVATING WEALTH — grew from 3 to 5 advisory reps. IAPD ↗
67
SMITH & WYATT — grew from 4 to 6 advisory reps. IAPD ↗
67
JOURNEY BEYOND WEALTH — grew from 3 to 5 advisory reps. IAPD ↗
67
LYTLE INVESTMENTS — grew from 4 to 6 advisory reps. IAPD ↗
67
PROXY WEALTH ADVISORS LLC — grew from 9 to 11 advisory reps. IAPD ↗
67
IFB WEALTH MANAGEMENT LLC — grew from 5 to 7 advisory reps. IAPD ↗
67
EAGLEBROOK ADVISORS — grew from 2 to 4 advisory reps. IAPD ↗
67
ABUNDO WEALTH — grew from 6 to 8 advisory reps. IAPD ↗
67
MSP WEALTH MANAGEMENT, LLC — grew from 5 to 7 advisory reps. IAPD ↗
67
CARDEA CAPITAL ADVISORS, LLC — grew from 3 to 5 advisory reps. IAPD ↗
67
DRIVEN INVESTMENTS LLC — grew from 4 to 6 advisory reps. IAPD ↗
67
ELEVATION ADVISORY PARTNERS LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
ROOTED WEALTH ADVISORS — grew from 4 to 6 advisory reps. IAPD ↗
67
TRACTION FINANCIAL PARTNERS — grew from 6 to 8 advisory reps. IAPD ↗
67
FAMILY WEALTH PARTNERS, LLC — grew from 5 to 7 advisory reps. IAPD ↗
67
FUNDIFY ADVISORS LLC — grew from 1 to 3 advisory reps. IAPD ↗
67
LUMIERE FINANCIAL GROUP LLC — grew from 6 to 8 advisory reps. IAPD ↗
67
INTERNATIONAL PRIVATE WEALTH ADVISORS LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
OCHO INVESTMENT ADVISORS, LLC — grew from 1 to 3 advisory reps. IAPD ↗
67
PETROS FAMILY WEALTH, LLC — grew from 4 to 6 advisory reps. IAPD ↗
67
DOUBLE DUTY MONEY MANAGEMENT LLC — grew from 1 to 3 advisory reps. IAPD ↗
67
EXPRESSIVE WEALTH LLC — grew from 1 to 3 advisory reps. IAPD ↗
65
CALVERT WEALTH MANAGEMENT, INC. — now reports custody of client assets ($33.0M). IAPD ↗
65
VEACH FAMILY FINANCIAL — now reports custody of client assets ($25.0M). IAPD ↗
65
GODFREY FINANCIAL ASSOCIATES, INC. — now reports custody of client assets ($1.4M). IAPD ↗
65
STEWARDSHIP FINANCIAL PLANNING — now reports custody of client assets ($1.2M). IAPD ↗
65
KEYNOTE FINANCIAL SERVICES, LLC — now reports custody of client assets ($6.4M). IAPD ↗
65
STEVEN G. BLUM AND ASSOCIATES, LLC — now reports custody of client assets ($4.4M). IAPD ↗
65
DWR WEALTH MANAGEMENT, LLC — now reports custody of client assets ($9.3M). IAPD ↗
65
TURNER FINANCIAL GROUP, INC. — now reports custody of client assets ($7.0M). IAPD ↗
65
COLE WEALTH MANAGEMENT, LLC — now reports custody of client assets ($26.0M). IAPD ↗
65
TIETON CAPITAL MANAGEMENT — now reports custody of client assets ($16.0M). IAPD ↗
65
TAURUS CAPITAL ADVISORS, LLC — now reports custody of client assets ($96.5M). IAPD ↗
65
KINGSBURY CAPITAL INVESTMENT ADVISORS LLC — now reports custody of client assets ($88.4M). IAPD ↗
65
GUARDIAN WEALTH MANAGEMENT — now reports custody of client assets ($64.8M). IAPD ↗
65
PACIFIC VALUE, LLC — now reports custody of client assets ($27.0M). IAPD ↗
65
STRATEGIC FINANCIAL PARTNERS, LTD — now reports custody of client assets ($1.0M). IAPD ↗
65
BANKPLUS WEALTH ADVISORS — now reports custody of client assets ($43.6M). IAPD ↗
65
BULLSEYE ASSET MANAGEMENT LLC — now reports custody of client assets ($27.9M). IAPD ↗
65
COMPASS WEALTH MANAGEMENT, LLC — now reports custody of client assets ($709,353). IAPD ↗
65
ATLANTIS ASSET MANAGEMENT, LLC — now reports custody of client assets ($500,000). IAPD ↗
65
BYRNE & COMPANY WEALTH MANAGEMENT, LLC — now reports custody of client assets ($39.3M). IAPD ↗
65
SENTARA CAPITAL — now reports custody of client assets ($3.0M). IAPD ↗
65
STRATEGY FINANCIAL GROUP — now reports custody of client assets ($15.9M). IAPD ↗
65
OMICRON ADVISORS, LLC — now reports custody of client assets ($521,781). IAPD ↗
65
SUMMIT WEALTH GROUP, LLC — now reports custody of client assets ($91.0M). IAPD ↗
65
PURSINO ADVISORY GROUP LLC — now reports custody of client assets ($100,000). IAPD ↗
65
MILESTONE WEALTH, LLC — now reports custody of client assets ($102.9M). IAPD ↗
65
HGI CAPITAL MANAGEMENT, LLC. — now reports custody of client assets ($115.2M). IAPD ↗
65
IADVISE PARTNERS — now reports custody of client assets ($6.2M). IAPD ↗
65
COHEN INVESTMENT ADVISORS, LLC — now reports custody of client assets ($12.5M). IAPD ↗
65
O'CONNOR FINANCIAL GROUP LLC — now reports custody of client assets ($91.7M). IAPD ↗
65
MILLER WEALTH ADVISORS, LLC — now reports custody of client assets ($163.7M). IAPD ↗
65
NORTHEASTERN STAR ASSET MANAGEMENT, INC. — now reports custody of client assets ($55.5M). IAPD ↗
65
BARING FINANCIAL LLC — now reports custody of client assets ($6.4M). IAPD ↗
65
PROSPERITY WEALTH MANAGEMENT, INC. — now reports custody of client assets ($110.6M). IAPD ↗
65
GATES PASS ADVISORS, LLC — now reports custody of client assets ($75.1M). IAPD ↗
65
SIMMONS CAPITAL GROUP — now reports custody of client assets ($1.4M). IAPD ↗
65
CROSS STATE FINANCIAL GROUP LLC — now reports custody of client assets ($1.1M). IAPD ↗
65
ENTASIS ASSET MANAGEMENT LLC — now reports custody of client assets ($43.2M). IAPD ↗
65
GOLDEN RESERVE RETIREMENT, LLC — now reports custody of client assets ($142.3M). IAPD ↗
65
CAPSTONE WEALTH MANAGEMENT GROUP, LLC — now reports custody of client assets ($25,000). IAPD ↗
65
BANNERMAN WEALTH — now reports custody of client assets ($110.8M). IAPD ↗
65
GIBSON WEALTH ADVISORS, LLC — now reports custody of client assets ($52.6M). IAPD ↗
65
MOTIV8 INVESTMENTS LLC — now reports custody of client assets ($130.2M). IAPD ↗
65
WALLACE HART CAPITAL MANAGEMENT — now reports custody of client assets ($22.0M). IAPD ↗
65
DEFINE FINANCIAL, LLC — now reports custody of client assets ($205.2M). IAPD ↗
65
OAK STREET INVESTMENTS — now reports custody of client assets ($80.2M). IAPD ↗
65
AO WEALTH ADVISORY — now reports custody of client assets ($3.1M). IAPD ↗
65
BLACKTOWER FINANCIAL MANAGEMENT (US) LLC — now reports custody of client assets ($1.5M). IAPD ↗
65
ATLANTIC WEALTH PARTNERS, LLC — now reports custody of client assets ($25.6M). IAPD ↗
65
PRATO CAPITAL MANAGEMENT — now reports custody of client assets ($48.7M). IAPD ↗
65
SILVER OAK WEALTH ADVISORS SERVICES, LLC — now reports custody of client assets ($133.3M). IAPD ↗
65
CMC FINANCIAL GROUP, LLC — now reports custody of client assets ($1.9M). IAPD ↗
65
SINECERA CAPITAL, LLC — now reports custody of client assets ($33.3M). IAPD ↗
65
GOLDEN WEALTH MANAGEMENT — now reports custody of client assets ($46.2M). IAPD ↗
65
ERICKSON FINANCIAL GROUP, LLC — now reports custody of client assets ($8.0M). IAPD ↗
65
CWM PARTNERS, LLC — now reports custody of client assets ($44.9M). IAPD ↗
65
THREE SIXTY WEALTH MANAGEMENT, LLC — now reports custody of client assets ($11). IAPD ↗
65
INFINITY FINANCIAL SERVICES ADVISORY — now reports custody of client assets ($60.4M). IAPD ↗
65
VANTAGE POINT FINANCIAL, LLC — now reports custody of client assets ($58.9M). IAPD ↗
65
APRICUS WEALTH LLC — now reports custody of client assets ($50.5M). IAPD ↗
65
REVERE CAPITAL MANAGEMENT LP — now reports custody of client assets ($120.3M). IAPD ↗
65
WOLVERINE INVESTMENT ADVISORS, LLC — now reports custody of client assets ($129,644). IAPD ↗
65
VIAWEALTH, LLC — now reports custody of client assets ($66.7M). IAPD ↗
65
PACIFIC POINT ADVISORS, LLC — now reports custody of client assets ($61.8M). IAPD ↗
65
TETON WEALTH GROUP LLC — now reports custody of client assets ($42.2M). IAPD ↗
65
SHINING ROCK ADVISORS LLC — now reports custody of client assets ($1.5M). IAPD ↗
65
TRANSITUS WEALTH PARTNERS LLC — now reports custody of client assets ($2.0M). IAPD ↗
65
ENZA FINANCIAL, LLC — now reports custody of client assets ($24.1M). IAPD ↗
65
HEIGHTS LLC — now reports custody of client assets ($117.9M). IAPD ↗
65
IPSEN ADVISOR GROUP — now reports custody of client assets ($34.7M). IAPD ↗
65
CONSCIOUS WEALTH INVESTMENTS, LLC — now reports custody of client assets ($200,000). IAPD ↗
65
AMICORP WEALTH SERVICES — now reports custody of client assets ($2.5M). IAPD ↗
65
MIRRETTI PERRYMAN WEALTH STRATEGIES, LLC — now reports custody of client assets ($132.0M). IAPD ↗
65
OXFORD WEALTH GROUP, LLC — now reports custody of client assets ($20.8M). IAPD ↗
65
CONQUIS FINANCIAL LLC — now reports custody of client assets ($67.5M). IAPD ↗
65
CLARK WEALTH PARTNERS, LLC — now reports custody of client assets ($38.0M). IAPD ↗
65
STEWARD ADVISORS GROUP, LLC — now reports custody of client assets ($14.2M). IAPD ↗
65
AMERITY WEALTH MANAGEMENT, LLC — now reports custody of client assets ($5.1M). IAPD ↗
65
RM INVESTMENT STRATEGIES, LLC — now reports custody of client assets ($2.3M). IAPD ↗
65
ONEASCENT FAMILY OFFICES — now reports custody of client assets ($18.2M). IAPD ↗
65
LIGHT CAPITAL LLC — now reports custody of client assets ($74.8M). IAPD ↗
65
9823 CAPITAL, LP — now reports custody of client assets ($117.3M). IAPD ↗
65
ONEWELTH INC — now reports custody of client assets ($81.7M). IAPD ↗
65
EVERGREEN MONEY ADVISORS — now reports custody of client assets ($15,658). IAPD ↗
65
RASP WEALTH SOLUTIONS, LLC — now reports custody of client assets ($35.5M). IAPD ↗
65
PUREFI WEALTH, LLC — now reports custody of client assets ($19.6M). IAPD ↗
65
MONEY CONCEPTS ADVISORY SERVICE — began participating in a wrap-fee program. IAPD ↗
65
SANTANDER SECURITIES — began participating in a wrap-fee program. IAPD ↗
65
NISA INVESTMENT ADVISORS, LLC — began participating in a wrap-fee program. IAPD ↗
65
SEQUOIA FINANCIAL GROUP, L.L.C. — began participating in a wrap-fee program. IAPD ↗
65
KEEL POINT, LLC — began participating in a wrap-fee program. IAPD ↗
65
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC. — began participating in a wrap-fee program. IAPD ↗
65
NEW FRONTIER ADVISORS, LLC — began participating in a wrap-fee program. IAPD ↗
65
LYRICAL ASSET MANAGEMENT LP — began participating in a wrap-fee program. IAPD ↗
65
BTG PACTUAL ASSET MANAGEMENT US , LLC — began participating in a wrap-fee program. IAPD ↗
65
SPIDERROCK ADVISORS, LLC — began participating in a wrap-fee program. IAPD ↗
65
VESTMARK ADVISORY SOLUTIONS, INC. — began participating in a wrap-fee program. IAPD ↗
65
FIRST MANHATTAN CO. LLC — began participating in a wrap-fee program. IAPD ↗
63
TEALWOOD ASSET MANAGEMENT — began participating in a wrap-fee program. IAPD ↗
63
TILSON FINANCIAL GROUP INC — began participating in a wrap-fee program. IAPD ↗
63
CAPITAL INVESTMENT MANAGEMENT, INC — began participating in a wrap-fee program. IAPD ↗
63
THE LLOYD GROUP — began participating in a wrap-fee program. IAPD ↗
63
TRANSCE3ND LLC — began participating in a wrap-fee program. IAPD ↗
63
STIFEL CAPITAL MANAGEMENT, LLC — began participating in a wrap-fee program. IAPD ↗
60
SAVANT INVESTMENT ADVISERS, INC. — began participating in a wrap-fee program. IAPD ↗
60
MOLLOT & HARDY, INC. — began participating in a wrap-fee program. IAPD ↗
60
SCHWALLIER WEALTH MANAGEMENT — began participating in a wrap-fee program. IAPD ↗
60
SANCTUARY WEALTH MANAGEMENT, LLC — began participating in a wrap-fee program. IAPD ↗
60
FIRST AMERICAN ASSET ADVISORY, LLC — began participating in a wrap-fee program. IAPD ↗
60
AQUILANT ADVISORS — began participating in a wrap-fee program. IAPD ↗
60
BLUE RIDGE WEALTH PLANNERS — began participating in a wrap-fee program. IAPD ↗
60
BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC. — began participating in a wrap-fee program. IAPD ↗
60
TRACE WEALTH ADVISORS — began participating in a wrap-fee program. IAPD ↗
60
RAPID SCALE LLC — began participating in a wrap-fee program. IAPD ↗
60
DABA ADVISORS LLC — began participating in a wrap-fee program. IAPD ↗
60
KELLY WEALTH MANAGEMENT, INC. — began participating in a wrap-fee program. IAPD ↗
60
RELENTLESS RETURNS — began participating in a wrap-fee program. IAPD ↗
55
RAYMOND JAMES & ASSOCIATES, INC. — 's Item 11 disclosure-reporting entries rose by 6 (161 -> 167). IAPD ↗
55
LINCOLN FINANCIAL SECURITIES CORPORATION — 's Item 11 disclosure-reporting entries rose by 1 (7 -> 8). IAPD ↗
55
HORNOR, TOWNSEND & KENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗
55
UBS FINANCIAL SERVICES INC. — 's Item 11 disclosure-reporting entries rose by 3 (1088 -> 1091). IAPD ↗
55
U.S. BANCORP INVESTMENTS, INC. — 's Item 11 disclosure-reporting entries rose by 3 (10 -> 13). IAPD ↗
55
CUSO FINANCIAL SERVICES — 's Item 11 disclosure-reporting entries rose by 2 (10 -> 12). IAPD ↗
55
NEXT FINANCIAL GROUP, INC. — 's Item 11 disclosure-reporting entries rose by 5 (29 -> 34). IAPD ↗
55
DWS INVESTMENT MANAGEMENT AMERICAS, INC. — 's Item 11 disclosure-reporting entries rose by 3 (97 -> 100). IAPD ↗
55
ANCHOR CAPITAL ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
OPPENHEIMER ASSET MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 2 (8 -> 10). IAPD ↗
55
CETERA INVESTMENT ADVISERS LLC — 's Item 11 disclosure-reporting entries rose by 12 (26 -> 38). IAPD ↗
55
GRANTHAM MAYO VAN OTTERLOO & CO LLC — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗
55
UBS ASSET MANAGEMENT (AMERICAS) INC. — 's Item 11 disclosure-reporting entries rose by 5 (57 -> 62). IAPD ↗
55
MACKAY SHIELDS LLC — 's Item 11 disclosure-reporting entries rose by 1 (19 -> 20). IAPD ↗
55
NEW YORK LIFE INVESTMENT MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 1 (18 -> 19). IAPD ↗
55
RREEF AMERICA L.L.C. — 's Item 11 disclosure-reporting entries rose by 3 (97 -> 100). IAPD ↗
55
CIBC PRIVATE WEALTH ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 3 (5 -> 8). IAPD ↗
55
DELTA ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗
55
WAVERLY ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
SCF INVESTMENT ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 3 (4 -> 7). IAPD ↗
55
REGAL INVESTMENT ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 3 (3 -> 6). IAPD ↗
55
AVIDIAN WEALTH SOLUTIONS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
ABACUS WEALTH PARTNERS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
GWN SECURITIES INC. — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗
55
UBS HEDGE FUND SOLUTIONS — 's Item 11 disclosure-reporting entries rose by 6 (63 -> 69). IAPD ↗
55
KEY INVESTMENT SERVICES LLC — 's Item 11 disclosure-reporting entries rose by 3 (5 -> 8). IAPD ↗
55
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 3 (3 -> 6). IAPD ↗
55
EXECUTIVE WEALTH MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
55
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 3 (48 -> 51). IAPD ↗
55
INDEXIQ ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 1 (17 -> 18). IAPD ↗
55
HIGHTOWER ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (2 -> 4). IAPD ↗
55
NEW FRONTIER ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
MERIDIAN WEALTH MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗
55
WINDROSE ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
ALIGHT FINANCIAL ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗
55
ADVISOR RESOURCE COUNCIL — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗
55
FOURSTAR WEALTH ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
COMPOUND PLANNING — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗
55
GOOD LIFE ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗
55
SPIDERROCK ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗
55
PENSIONMARK FINANCIAL GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 6 (2 -> 8). IAPD ↗
55
AE WEALTH MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 4 (52 -> 56). IAPD ↗
55
SAGESPRING WEALTH PARTNERS — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
55
CANOPY WEALTH MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
BISON ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
IEQ CAPITAL, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
55
APOGEM CAPITAL LLC — 's Item 11 disclosure-reporting entries rose by 1 (18 -> 19). IAPD ↗
55
GROVE POINT ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 8 (3 -> 11). IAPD ↗
55
ATOMIC INVEST LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
55
AMERITAS ADVISORY SERVICES, LLC — 's Item 11 disclosure-reporting entries rose by 4 (20 -> 24). IAPD ↗
55
GRANT TANI BARASH & ALTMAN, LLC — 's Item 11 disclosure-reporting entries rose by 3 (1 -> 4). IAPD ↗
55
H.M. PAYSON — notice-filed in IN, NM, NV, OR, SC, WI. IAPD ↗
55
SMITH MOORE & CO. — notice-filed in AZ, CO, MA, MD, MI, MN, NM, NV, PA, UT, WA. IAPD ↗
55
ADVISORS ASSET MANAGEMENT, INC. — notice-filed in DE, IA, MS, NM, NV, UT, WY. IAPD ↗
55
CPS INVESTMENT ADVISORS — notice-filed in CT, IA, OR, WA, WI. IAPD ↗
55
PAUL COMSTOCK PARTNERS — notice-filed in CO, CT, DE, FL, UT. IAPD ↗
55
WRIGHT INVESTORS SERVICE INC — notice-filed in CA, FL, IL, NE, NV, PA. IAPD ↗
55
UNITED ASSET STRATEGIES INC. — notice-filed in AZ, DE, ME, MO, OH. IAPD ↗
55
HOWARD FINANCIAL SERVICES, LTD. — notice-filed in CT, GA, IL, MA, NJ, NM, NY, OH, TN. IAPD ↗
55
GENTER CAPITAL MANAGEMENT — notice-filed in AL, DC, DE, HI, IA, KS, ME, NM, OK, PR, SD, WY. IAPD ↗
55
ADVISORNET WEALTH PARTNERS — notice-filed in DE, ID, ME, NH, OK. IAPD ↗
55
EFS ADVISORS — notice-filed in AK, AL, CT, DE, HI, KS, KY, LA, MA, MD, MS, OH, OK, PA, PR, RI, SC, UT, VT, WV, WY. IAPD ↗
55
JOHNSON INVESTMENT COUNSEL, INC. — notice-filed in AL, CT, ID, OK, UT, WI. IAPD ↗
55
SPRING MOUNTAIN CAPITAL, LP — notice-filed in AZ, CO, MD, NM, OR, UT, VA, WI. IAPD ↗
55
GREAT VALLEY ADVISOR GROUP, INC. — notice-filed in ID, KY, MS, VT, WY. IAPD ↗
55
JOHNSON WEALTH INC. — notice-filed in CT, IA, ID, KS, KY, UT. IAPD ↗
55
STRAIGHTLINE — notice-filed in AR, HI, MD, MS, NV, OR, UT, WV. IAPD ↗
55
EXENCIAL WEALTH ADVISORS — notice-filed in AK, IA, MT, SD, VT, WV, WY. IAPD ↗
55
COPELAND CAPITAL MANAGEMENT, LLC — notice-filed in IA, ID, MS, RI, VT. IAPD ↗
55
CLINTON INVESTMENT MANAGEMENT, LLC — notice-filed in AL, AR, CO, IN, KY, LA, ME, MI, MO, NE, NV, OH, OR, PA, TN, UT, WA. IAPD ↗
55
CHICAGO PARTNERS INVESTMENT GROUP LLC — notice-filed in AK, AR, DE, ID, KS, MS, ND, OK, PR, RI, VI, WV, WY. IAPD ↗
55
SUMMIT GLOBAL INVESTMENTS, LLC — notice-filed in AL, CT, HI, LA, MA, MI, MO, NC, NH, NJ, NM, OK, SD, TN, VT, WI, WY. IAPD ↗
55
PERSONAL CFO SOLUTIONS LLC — notice-filed in IA, IN, KY, NE, OR, VT. IAPD ↗
55
RITHOLTZ WEALTH MANAGEMENT — notice-filed in HI, IA, ME, MT, UT, VT. IAPD ↗
55
SPIDERROCK ADVISORS, LLC — notice-filed in AK, AL, AR, AZ, CO, CT, DC, DE, FL, GA, HI, IA, ID, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗
55
TRILOGY CAPITAL, INC. — notice-filed in AL, AR, DE, MS, VT, WY. IAPD ↗
55
MOLONEY SECURITIES ASSET MANAGEMENT LLC — notice-filed in CT, DC, DE, MS, VT, WY. IAPD ↗
55
COURIER CAPITAL, LLC — notice-filed in AZ, CO, CT, GA, MD, NJ. IAPD ↗
55
INVST, LLC — notice-filed in AL, DE, NM, OK, UT. IAPD ↗
55
MANHATTAN WEST ASSET MANAGEMENT, LLC — notice-filed in AZ, CO, DE, GA, IL, MA, MI, NC, NJ, OK, WA, WI. IAPD ↗
55
CALVERT RESEARCH AND MANAGEMENT — notice-filed in AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗
55
BRYN MAWR CAPITAL MANAGEMENT, LLC — notice-filed in DC, ME, NC, OH, SC, WA. IAPD ↗
55
PRINCIPAL STREET PARTNERS, LLC — notice-filed in CO, CT, FL, GA, LA, TX. IAPD ↗
55
CRESTWOOD ADVISORS — notice-filed in AZ, GA, IL, MI, OR, VT. IAPD ↗
55
EVERSOURCE WEALTH ADVISORS, LLC — notice-filed in AR, DC, IL, KS, KY, MI, MO, NM, OR, PA. IAPD ↗
55
PERENNIAL FINANCIAL SERVICES — notice-filed in GA, HI, IL, MT, NC, NJ, OK, TN, WI. IAPD ↗
55
VIDENT ASSET MANAGEMENT — notice-filed in AZ, CO, DE, MI, OR, PA. IAPD ↗
55
QUANTINNO CAPITAL MANAGEMENT LP — notice-filed in AL, DE, GA, IA, IN, KY, LA, MI, MN, MO, MT, NC, NJ, NV, OH, SC, SD, UT. IAPD ↗
55
F/M INVESTMENTS LLC — notice-filed in AK, AL, AR, AZ, DE, GA, IA, ID, IL, IN, KY, LA, MD, ME, MN, MO, MS, MT, ND, NM, OK, OR, RI, SC, TN, UT, VA, VT, WA, WI, WV, WY. IAPD ↗
55
MERCURY ADVISORY, LLC — notice-filed in AK, AL, AR, AZ, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗
55
CARRICK LANE LLC — notice-filed in CA, DC, FL, GA, NJ, OH, TX, WA. IAPD ↗
55
JOURNEY STRATEGIC WEALTH LLC — notice-filed in AZ, DC, IL, KS, MA, MN, MO, NC, NE, NM, OK, TX, WI, WY. IAPD ↗
55
SMITH GROUP ASSET MANAGEMENT, LLC — notice-filed in ID, KY, MT, NM, OR. IAPD ↗
55
HIGHPOINT PLANNING PARTNERS — notice-filed in ME, MT, NM, OK, RI, SD, UT, VT. IAPD ↗
55
INVICTUS PRIVATE WEALTH, LLC — notice-filed in AZ, CT, GA, IL, MA, NC, NJ, NM, SC. IAPD ↗
55
ADVISOR PARTNERS — notice-filed in AK, DC, DE, ID, ME, MS, OR, RI. IAPD ↗
55
STONEBRIDGE FINANCIAL GROUP, LLC — notice-filed in AZ, CA, CO, CT, DE, FL, GA, MD, ME, NC, NH, NY, OH, SC, VA. IAPD ↗
53
BRUCE & CO INC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
53
HARVEY INVESTMENT COMPANY, LLC — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗
53
DUNCKER STREETT & CO. — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗
53
FAITHWARD ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗
53
SECURE ASSET MANAGEMENT, L.L.C. — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
53
AXIOM ASSET MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗
53
AVIANCE CAPITAL PARTNERS LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
53
UNITED ADVISORS AMERICA — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
53
BUTTONWOOD FINANCIAL GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
53
BLUESTONE CAPITAL MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 3 (3 -> 6). IAPD ↗
53
VISTA INVESTMENT PARTNERS LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
53
FAITHWARD CAPITAL — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
53
INCOME RESEARCH + MANAGEMENT — notice-filed in KY, ME, PR, SD. IAPD ↗
53
JENSEN INVESTMENT MANAGEMENT INC. — notice-filed in GA, ID, LA, UT. IAPD ↗
53
TRUMBOWER FINANCIAL ADVISORS LLC — notice-filed in AZ, CA, MA, NJ. IAPD ↗
53
MCQUEEN FINANCIAL ADVISORS II, INC. — notice-filed in IL, NE, NY, OH. IAPD ↗
53
CAHILL FINANCIAL ADVISORS, INC. — notice-filed in GA, IL, NH, PA. IAPD ↗
53
FINANCIAL MANAGEMENT NETWORK INC — notice-filed in HI, ID, MN, OH. IAPD ↗
53
WAVERLY ADVISORS, LLC — notice-filed in ID, NH, NM, OK. IAPD ↗
53
ALEXANDER LABRUNERIE & CO., INC. — notice-filed in AR, DC, FL, NY, TN. IAPD ↗
53
PAUL WINKLER, INC. — notice-filed in CO, CT, IL, MD, ME, MO, NE, NY, PA, SC, UT, WA. IAPD ↗
53
THE CAPROCK GROUP, LLC — notice-filed in AZ, FL, IL, NJ. IAPD ↗
53
ADIRONDACK FINANCIAL SERVICES CORP — notice-filed in CO, GA, IL, MD, ME, MS, NJ, OH, OR, PA, SC, TN, VA. IAPD ↗
53
IFC PERSONAL MONEY MANAGERS, INC. — notice-filed in AZ, CT, DC, MA, MD. IAPD ↗
53
ABACUS WEALTH PARTNERS — notice-filed in KS, LA, SC, WI. IAPD ↗
53
MCMILL CPA AND ADVISORS — notice-filed in GA, KS, MN, NY, TN, WA. IAPD ↗
53
ABG CONSULTANTS — notice-filed in AR, AZ, CT, DC, FL, GA, IA, IL, IN, KS, MD, MI, MN, MO, NC, NH, NJ, NV, NY, OH, OR, PA, SC, TN, VA, WA, WI. IAPD ↗
53
THE HOERNER PLANNING GROUP, LLC — notice-filed in CO, CT, MT, NC. IAPD ↗
53
MEASURED RISK PORTFOLIOS — notice-filed in CO, GA, ID, NY, VA. IAPD ↗
53
BIP WEALTH, LLC — notice-filed in DC, KY, NJ, WA. IAPD ↗
53
CANNON CAPITAL MANAGEMENT, INC. — notice-filed in AZ, CA, GA, HI, IA, ID, IL, LA, MO, MS, NV, OK, TX, WA, WY. IAPD ↗
53
AXIOM ASSET MANAGEMENT — notice-filed in DC, IL, LA, NC, SC, TN, VA. IAPD ↗
53
PROSPERITY FINANCIAL GROUP, INC. — notice-filed in MA, NH, NM, SC, WI. IAPD ↗
53
OLD WEST INVESTMENT MANAGEMENT, LLC — notice-filed in AZ, DE, IL, LA, NH, NJ, NV, TN, TX. IAPD ↗
53
THREE BRIDGE WEALTH ADVISORS — notice-filed in CO, FL, HI, NJ, NV, OK, OR, WA. IAPD ↗
53
SELECT MONEY MANAGEMENT, INC. — notice-filed in IL, IN, MN, WY. IAPD ↗
53
WESTSIDE INVESTMENT MANAGEMENT, LLC — notice-filed in AZ, FL, LA, OR, WA. IAPD ↗
53
BEACON CAPITAL MANAGEMENT, LLC — notice-filed in CO, LA, MI, MS, NC, VA. IAPD ↗
53
CLARIFY WEALTH MANAGEMENT — notice-filed in AZ, GA, MI, NC, TN, WA. IAPD ↗
53
INTEGRITY WEALTH ADVISORS, LLC — notice-filed in NC, NV, NY, TN, UT. IAPD ↗
53
DGS CAPITAL MANAGEMENT — notice-filed in CO, CT, FL, NC, VA, WA. IAPD ↗
53
NICOLET WEALTH MANAGEMENT — notice-filed in NC, OH, UT, VA. IAPD ↗
53
ARISTOTLE ATLANTIC PARTNERS, LLC — notice-filed in DE, MA, MD, WA. IAPD ↗
53
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. — notice-filed in AZ, CA, CO, LA, NH, PA, SC, VA. IAPD ↗
53
FROST INVESTMENT SERVICES — notice-filed in HI, MI, OR, UT. IAPD ↗
53
MAIA WEALTH — notice-filed in GA, KS, MI, NJ, NM, OR, SD, UT, WA, WI. IAPD ↗
53
ACCURATE WEALTH MANAGEMENT, LLC — notice-filed in AL, CO, CT, GA, IA, KS, LA, MD, ME, MI, MT, NH, NM, OR, PR. IAPD ↗
53
EUDAIMONIA ADVISORS LLC — notice-filed in CA, MA, NC, NY, OK, VA. IAPD ↗
53
RSW INVESTMENTS — notice-filed in AL, GA, SD, TN. IAPD ↗
53
SCHORN WEALTH — notice-filed in CA, DE, MD, NC, NJ, NY, SC, TX. IAPD ↗
53
FORTIS CAPITAL ADVISORS, LLC — notice-filed in AZ, CO, GA, ME, TX, VA, VT. IAPD ↗
53
CALLAN FAMILY OFFICE, LLC — notice-filed in CA, DE, NJ, SC. IAPD ↗
53
TRANSCE3ND LLC — notice-filed in IA, IL, KS, NC, NE, NY, VA, VT, WA. IAPD ↗
53
PACE FINANCIAL ADVISORS — notice-filed in AZ, FL, GA, LA, MT, TN, WA. IAPD ↗
53
APOLLON FINANCIAL, LLC — notice-filed in AZ, CA, FL, IN, MI, NC, NY, OH, TX, VA, WI. IAPD ↗
53
LANDMARK WEALTH MANAGEMENT GROUP — notice-filed in AK, AZ, CO, FL, IN, NV, OR, TX, WA. IAPD ↗
53
COMMONWEALTH FINANCIAL SERVICES — notice-filed in FL, GA, IN, MD, NC, ND, NE, PA, SC, TX, VA. IAPD ↗
53
CASCADE FINANCIAL PARTNERS, LLC — notice-filed in AZ, MA, MI, NV, NY, TX, UT. IAPD ↗
53
KICKSTAND WEALTH ADVISORS — notice-filed in CA, FL, MA, MI, NC, SC, TX, VA. IAPD ↗
51
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. — notice-filed in NJ, NY, VA. IAPD ↗
51
SHELTON CAPITAL MANAGEMENT — notice-filed in ID, NE, UT. IAPD ↗
51
FINANCIAL SYNERGIES — notice-filed in AR, DC, SC. IAPD ↗
51
FRAZIER FINANCIAL ADVISORS, LLC — notice-filed in AZ, CA, IL, IN. IAPD ↗
51
ADELL HARRIMAN & CARPENTER — notice-filed in NC, OH, TN. IAPD ↗
51
GARCIA HAMILTON & ASSOCIATES LP — notice-filed in CT, MD, MI. IAPD ↗
51
GEMMER ASSET MANAGEMENT LLC — notice-filed in HI, NC, VA. IAPD ↗
51
IAG WEALTH PARTNERS, LLC — notice-filed in GA, IA, WA. IAPD ↗
51
FINANCIAL SENSE ADVISORS, INC. — notice-filed in IA, IN, MS, WI. IAPD ↗
51
SAND HILL GLOBAL ADVISORS, LLC — notice-filed in ME, NC, NV. IAPD ↗
51
STONEBRIDGE CAPITAL ADVISORS LLC — notice-filed in KY, MA, NH. IAPD ↗
51
CASTLEKEEP INVESTMENT ADVISORS — notice-filed in FL, IL, NJ, TX. IAPD ↗
51
HENDERSHOT INVESTMENTS, INC. — notice-filed in CO, MN, OH, SC. IAPD ↗
51
SILVERCREST ASSET MANAGEMENT GROUP LLC — notice-filed in CO, LA, WY. IAPD ↗
51
VERITY INVESTMENT PARTNERS — notice-filed in MA, MN, TN, WA. IAPD ↗
51
ACROPOLIS INVESTMENT MANAGEMENT, L.L.C. — notice-filed in NC, OR, SC. IAPD ↗
51
PCA INVESTMENT ADVISORY SERVICES, INC. — notice-filed in CA, CO, TN. IAPD ↗
51
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C. — notice-filed in AL, PA, UT, VA. IAPD ↗
51
EHRENKRANZ PARTNERS L.P. — notice-filed in AL, IL, LA. IAPD ↗
51
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC — notice-filed in DE, VA, VT. IAPD ↗
51
PURE FINANCIAL ADVISORS, LLC — notice-filed in AL, MD, WI. IAPD ↗
51
HOLLOW BROOK WEALTH MANAGEMENT LLC — notice-filed in CO, NJ, VA. IAPD ↗
51
FREESTONE CAPITAL MANAGEMENT, LLC — notice-filed in LA, NE, NH. IAPD ↗
51
ROSEMAN WAGNER WEALTH MANAGEMENT — notice-filed in AZ, GA, MT. IAPD ↗
51
MERIDIAN WEALTH MANAGEMENT, LLC — notice-filed in DE, NM, UT. IAPD ↗
51
RED DOOR WEALTH MANAGEMENT, LLC — notice-filed in NM, NY, VA. IAPD ↗
51
MARTIN CAPITAL PARTNERS, LLC — notice-filed in AZ, CA, TX, WA. IAPD ↗
51
CONNECTICUT WEALTH MANAGEMENT, LLC — notice-filed in CO, DC, OH. IAPD ↗
51
SOLTIS INVESTMENT ADVISORS, LLC — notice-filed in AK, AL, DC. IAPD ↗
51
MURPHY & SYLVEST — notice-filed in CO, FL, TN, VA. IAPD ↗
51
GOLDEN STATE WEALTH MANAGEMENT, LLC — notice-filed in IN, OK, SC. IAPD ↗
51
COPPER FINANCIAL — notice-filed in CT, OR, PA, WA. IAPD ↗
51
ARISTOTLE CREDIT PARTNERS, LLC — notice-filed in GA, NH, NJ, NV. IAPD ↗
51
SUMMIT TRAIL ADVISORS, LLC — notice-filed in IA, OK, TN. IAPD ↗
51
PROFICIO CAPITAL PARTNERS LLC — notice-filed in OH, SC, VA. IAPD ↗
51
TRUE LINK FINANCIAL ADVISORS — notice-filed in MI, MN, NJ. IAPD ↗
51
QUARRY HILL ADVISORS — notice-filed in CO, IL, MA, NH. IAPD ↗
51
CAPITA FINANCIAL NETWORK, LLC — notice-filed in HI, MO, OR. IAPD ↗
51
WILKINSON GLOBAL ASSET MANAGEMENT LLC — notice-filed in LA, NH, PA. IAPD ↗
51
GUARDIAN WEALTH ADVISORS, LLC — notice-filed in AZ, MD, NY. IAPD ↗
51
MAIN STREET FINANCIAL SOLUTIONS, LLC — notice-filed in AL, AR, CO. IAPD ↗
51
SOUTHBRIDGE ADVISORS, LLC — notice-filed in LA, OH, SC, TX. IAPD ↗
51
PALLAS CAPITAL ADVISORS, LLC — notice-filed in IL, OH, WI. IAPD ↗
51
HERITAGE WEALTH ADVISORS — notice-filed in CO, IL, MI, TN. IAPD ↗
51
PROSPERITAS FINANCIAL, LLC — notice-filed in AR, CO, NY, OR. IAPD ↗
51
STEVENS CAPITAL PARTNERS — notice-filed in IL, MN, NC, PA. IAPD ↗
51
FOURTHOUGHT FINANCIAL PARTNERS, LLC. — notice-filed in NV, RI, WV. IAPD ↗
51
UNITED ADVISOR GROUP — notice-filed in CA, FL, MD, NC. IAPD ↗
50
USAA INVESTMENT SERVICES COMPANY — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗
50
LIFEMARK SECURITIES CORP. — 's Item 11 disclosure-reporting entries rose by 9 (3 -> 12). IAPD ↗
50
WESTPARK CAPITAL, INC. — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗
50
THE PUTNEY FINANCIAL GROUP LLC — 's Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗
50
BOSTON ASSET MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
50
GUNN & COMPANY INVESTMENT MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 3 (12 -> 15). IAPD ↗
50
EQUITAS CAPITAL ADVISORS,LLC — 's Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗
50
SUMMIT PLANNING GROUP, INC. — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
50
CAPITAL GROWTH & SHELTER, INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
50
DRAWBRIDGE CAPITAL — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
50
MACROCLIMATE LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
50
GEASPHERE ADVISORS — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
50
GRADIENT ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 5 (16 -> 21). IAPD ↗
50
SCHWAB WEALTH ADVISORY, INC. — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗
50
M1 FINANCE — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
50
KEENAN FINANCIAL — 's Item 11 disclosure-reporting entries rose by 2 (2 -> 4). IAPD ↗
50
INFINITY FINANCIAL SERVICES ADVISORY — 's Item 11 disclosure-reporting entries rose by 3 (13 -> 16). IAPD ↗
50
FREEDOM FAMILY OFFICE, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
50
B. RILEY WEALTH PORTFOLIO ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (3 -> 5). IAPD ↗
50
BLUEPRINT FINANCIAL ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
50
SPARTA WEALTH PARTNERS — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
50
FG ADVISORY SERVICES, LLC. — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
50
DOMINARI SECURITIES LLC — notice-filed in AK, AL, HI, IA, ID, KS, KY, MS, NV, OK, PR, VI, WV. IAPD ↗
50
STERLING CAPITAL MANAGEMENT INC — notice-filed in CA, FL, IA, IL, MN, NM, NY, TX. IAPD ↗
50
GENTER ADVISORS LLC — notice-filed in AZ, CO, GA, LA, NV, NY, UT, WA. IAPD ↗
50
KIPLINGER WEALTH ADVISORS — notice-filed in FL, IN, KY, TN, TX. IAPD ↗
50
D & G ADVISORY GROUP, L.L.C. — notice-filed in AZ, FL, ID, MN, SC. IAPD ↗
50
DAI WEALTH, LLC — notice-filed in AR, CT, DC, IN, LA, MD, ME, MT, ND, NE, NJ, RI, SD, VT, WV. IAPD ↗
50
ALERA RETIREMENT ADVISORS, LLC — notice-filed in AZ, CO, IL, KS, MA, MD, MO, OH, OR, VA, WI. IAPD ↗
50
ELEVATION CAPITAL ADVISORY — notice-filed in AZ, CA, NC, NH, TX, UT, WA. IAPD ↗
50
MUNN WEALTH MANAGEMENT, LLC — notice-filed in AZ, CO, GA, IL, NH, TX. IAPD ↗
50
GOLDEN RESERVE RETIREMENT, LLC — notice-filed in CA, GA, IA, ID, ME, NC, SC, TN, VA, WY. IAPD ↗
50
ACCESS SOFTEK ADVISORY SERVICES — notice-filed in AR, CO, GA, ID, IN, KS, KY, LA, MD, ME, MO, MT, NC, NE, NH, NJ, NM, OH, OR, SD, VA, WI, WY. IAPD ↗
50
50
DRIVEN INVESTMENTS LLC — notice-filed in IA, IN, KY, MD, NJ, SC, TN. IAPD ↗
50
KEY WEALTH ADVISORS LLC — notice-filed in CA, CO, CT, IL, MA, MD, NJ, NM, NV, TX, VA. IAPD ↗
50
LET BOB ADVISORY, LLC — notice-filed in FL, GA, KY, LA, MD, MS, NJ, OH, TN, TX. IAPD ↗
50
RANGE ADVISORY, LLC — notice-filed in AR, DC, HI, IA, ID, KS, ME, MO, MT, NE, NH, NM, OH, OK, RI, SD, VT, WI. IAPD ↗
50
STEP ADVISERS, LLC — notice-filed in AK, AL, AR, AZ, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY. IAPD ↗
50
TRIAD WEALTH PARTNERS, LLC — notice-filed in AL, AR, FL, IL, IN, MI, MO, NC, NV, NY, OH, PA, TX, WI. IAPD ↗
50
NEON MONEY IA, LLC — notice-filed in AK, AL, AR, AZ, CO, CT, HI, IA, IL, IN, KY, MA, MD, MI, MN, MO, MS, NC, NJ, NM, NV, OK, OR, SC, TN, UT, WA, WI. IAPD ↗
50
JB WEALTH ADVISORS LLC — notice-filed in AR, LA, NJ, NV, OR. IAPD ↗
50
TAR RIVER WEALTH PLANNING, LLC — notice-filed in AL, CA, FL, GA, MD, OR, SC, TN, TX, VA. IAPD ↗
50
POTENTIA WEALTH — notice-filed in AZ, CO, FL, NY, OR, TX, WA. IAPD ↗
50
SOVRAN ADVISORS, LLC — notice-filed in AZ, CT, HI, ID, IL, IN, MA, MD, MI, MN, MO, NH, NY, OH, OR, SC, TN, UT. IAPD ↗
50
SALUS FINANCIAL ADVISORS — notice-filed in CA, FL, IL, MN, ND, WI. IAPD ↗
49
GEORGE MCKELVEY CO., LLC — notice-filed in DC, NC. IAPD ↗
49
ALLEGHENY INVESTMENTS, LTD. — notice-filed in MI, MO, WI. IAPD ↗
49
ABNER HERRMAN & BROCK, LLC — notice-filed in ME, WA. IAPD ↗
49
ROGAN & ASSOCIATES — notice-filed in AZ, OH, VA. IAPD ↗
49
FIRST CITIZENS INVESTOR SERVICES, INC. — notice-filed in DE, UT. IAPD ↗
49
NEXT FINANCIAL GROUP, INC. — notice-filed in PR, VI. IAPD ↗
49
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC. — notice-filed in MN, NV. IAPD ↗
49
SALEM INVESTMENT COUNSELORS INC — notice-filed in AZ, NE. IAPD ↗
49
D.F. DENT AND COMPANY, INC. — notice-filed in IA, VT. IAPD ↗
49
BALDWIN BROTHERS LLC — notice-filed in NJ, OR. IAPD ↗
49
SCHARF INVESTMENTS, LLC — notice-filed in DE, KY. IAPD ↗
49
HOLDERNESS INVESTMENTS CO — notice-filed in FL, SC, VA. IAPD ↗
49
PDS PLANNING INC — notice-filed in AZ, CO. IAPD ↗
49
BSW WEALTH PARTNERS — notice-filed in IA, VA. IAPD ↗
49
AGILI, P.C. — notice-filed in NE, NY. IAPD ↗
49
COMPASS CAPITAL MANAGEMENT INC — notice-filed in AL, NJ. IAPD ↗
49
BOURGEON CAPITAL MANAGEMENT LLC — notice-filed in MA, MD, OR. IAPD ↗
49
AFFILIATED FINANCIAL ADVISORS INC — notice-filed in AZ, MA, MD. IAPD ↗
49
SUNCOAST EQUITY MANAGEMENT, LLC — notice-filed in NJ, SC. IAPD ↗
49
ALESCO ADVISORS LLC — notice-filed in MI, NE. IAPD ↗
49
LEGACY WEALTH MANAGEMENT INC — notice-filed in OH, VA. IAPD ↗
49
WADE FINANCIAL ADVISORY, INC. — notice-filed in FL, MA, OR. IAPD ↗
49
CAPSTONE FINANCIAL ADVISORS INC — notice-filed in GA, MI. IAPD ↗
49
HALTER FERGUSON FINANCIAL INC — notice-filed in CA, LA, NH. IAPD ↗
49
WOODMONT INVESTMENT COUNSEL, LLC — notice-filed in MI, VA. IAPD ↗
49
SCHAEFER FINANCIAL MANAGEMENT, INC. — notice-filed in FL, NC, NY. IAPD ↗
49
SIERRA CAPITAL LLC — notice-filed in CT, TX. IAPD ↗
49
ZWJ INVESTMENT COUNSEL INC — notice-filed in PA, PR. IAPD ↗
49
ADVANCE CAPITAL MANAGEMENT INC — notice-filed in ME, MT. IAPD ↗
49
COOPER MCMANUS — notice-filed in AR, KY. IAPD ↗
49
IMA WEALTH — notice-filed in CT, IL, NC. IAPD ↗
49
ADVISORS MANAGEMENT GROUP INC — notice-filed in NE, SC, WA. IAPD ↗
49
ACORN FINANCIAL ADVISORY SERVICES, INC. — notice-filed in IN, MT. IAPD ↗
49
HOWARD CAPITAL MANAGEMENT, INC. — notice-filed in ND, VT. IAPD ↗
49
WALLACE CAPITAL MANAGEMENT, INC. — notice-filed in CA, CO. IAPD ↗
49
NEW CENTURY ADVISORS, LLC — notice-filed in CA, NH. IAPD ↗
49
AVIDIAN WEALTH SOLUTIONS, LLC — notice-filed in IN, NH. IAPD ↗
49
APRIO WEALTH MANAGEMENT, LLC — notice-filed in NV, VA. IAPD ↗
49
MAPLE CAPITAL MANAGEMENT, INC. — notice-filed in DE, NV. IAPD ↗
49
MYCIO WEALTH PARTNERS, LLC — notice-filed in MT, OR. IAPD ↗
49
WEALTH ARCHITECTS, LLC — notice-filed in OR, WA. IAPD ↗
49
KEY INVESTMENT SERVICES LLC — notice-filed in AR, LA. IAPD ↗
49
WEALTH MANAGEMENT — notice-filed in AK, VA. IAPD ↗
49
LIGHTHOUSE FINANCIAL — notice-filed in CA, NC, NY. IAPD ↗
49
PYA WALTMAN CAPITAL, LLC — notice-filed in CA, GA. IAPD ↗
49
HOYLECOHEN, LLC — notice-filed in GA, NJ. IAPD ↗
49
NEPSIS, INC. — notice-filed in ID, IN, NY. IAPD ↗
49
MORTON WEALTH — notice-filed in NC, UT. IAPD ↗
49
BENEFIT FINANCIAL SERVICES GROUP — notice-filed in IL, NJ. IAPD ↗
49
SENDERO WEALTH MANAGEMENT, LLC — notice-filed in NH, NM. IAPD ↗
49
TIEDEMANN ADVISORS, LLC — notice-filed in DC, UT. IAPD ↗
49
CONSTELLATION WEALTH ADVISORS — notice-filed in NC, SC. IAPD ↗
49
NUANCE INVESTMENTS, LLC — notice-filed in PR, VI. IAPD ↗
49
CAPWEALTH ADVISORS, LLC — notice-filed in MS, WA. IAPD ↗
49
CAPITAL INVESTMENT ADVISORY SERVICES, LLC — notice-filed in IA, MS. IAPD ↗
49
EVERMAY WEALTH MANAGEMENT, LLC — notice-filed in MT, TN. IAPD ↗
49
DELTA INVESTMENT MANAGEMENT, LLC — notice-filed in GA, NH, TN. IAPD ↗
49
LEAFHOUSE FINANCIAL ADVISORS, LLC — notice-filed in ME, RI. IAPD ↗
49
CS PLANNING CORP — notice-filed in ID, NE, WI. IAPD ↗
49
EFFICIENT ADVISORS — notice-filed in AK, WY. IAPD ↗
49
DENALI WEALTH MANAGEMENT, INC. — notice-filed in AZ, IL, MA. IAPD ↗
49
HARVEST FUND ADVISORS LLC — notice-filed in FL, LA. IAPD ↗
49
SEVEN POST INVESTMENT OFFICE LP — notice-filed in NY, TX. IAPD ↗
49
WELLSPRING FINANCIAL PARTNERS — notice-filed in MA, NC, UT. IAPD ↗
49
WEALTH ADVISORS OF TAMPA BAY — notice-filed in CA, OH, WI. IAPD ↗
49
TIM LOONEY INVESTMENTS, LLC — notice-filed in CO, SC, VA. IAPD ↗
49
PRAIRIE WEALTH ADVISORS, INC. — notice-filed in LA, NH, TX. IAPD ↗
49
ZEPHYR WEALTH MANAGEMENT — notice-filed in AZ, KS, NV. IAPD ↗
49
SAVOIE CAPITAL LLC — notice-filed in CA, CO. IAPD ↗
49
APTUS CAPITAL ADVISORS, LLC — notice-filed in KS, MN. IAPD ↗
49
NORTHROCK PARTNERS, LLC — notice-filed in NE, SD. IAPD ↗
49
KEYSTONE FINANCIAL GROUP, LLC — notice-filed in LA, NJ. IAPD ↗
49
STRATEGAS ASSET MANAGEMENT, LLC — notice-filed in CA, CT, NC. IAPD ↗
49
FOUNDERS FINANCIAL ALLIANCE, LLC — notice-filed in KY, MI, MN. IAPD ↗
49
GRATUS CAPITAL, LLC — notice-filed in LA, WI. IAPD ↗
49
DRIVE WEALTH ADVISERS — notice-filed in NE, OR. IAPD ↗
49
RELATIVE VALUE PARTNERS, LLC — notice-filed in DC, PA. IAPD ↗
49
GIBBS WEALTH MANAGEMENT, LLC — notice-filed in KS, KY, VT. IAPD ↗
49
KOVITZ INVESTMENT GROUP PARTNERS, LLC — notice-filed in MO, RI. IAPD ↗
49
GILBERT & COOK, INC. — notice-filed in CO, DE. IAPD ↗
49
PARADIGM WEALTH ADVISORY LLC — notice-filed in MA, MD, VA. IAPD ↗
49
XML FINANCIAL GROUP — notice-filed in VT, WY. IAPD ↗
49
SLATESTONE WEALTH LLC — notice-filed in MN, NH. IAPD ↗
49
SILVER GROVE ADVISORY SERVICES — notice-filed in CA, LA, PA. IAPD ↗
49
PLAN A WEALTH, LLC — notice-filed in AZ, FL, IL. IAPD ↗
49
MAGNUS FINANCIAL GROUP LLC — notice-filed in LA, UT. IAPD ↗
49
KPP ADVISORY SERVICES LLC — notice-filed in MA, NE, WI. IAPD ↗
49
SGROI WEALTH ADVISORY GROUP LLC — notice-filed in AZ, MI, OH. IAPD ↗
49
RBA WEALTH MANAGEMENT, LLC — notice-filed in CO, FL, WA. IAPD ↗
49
INSCRIPTION CAPITAL, LLC — notice-filed in CO, MO. IAPD ↗
49
RPA FINANCIAL, LLC — notice-filed in MI, OH. IAPD ↗
49
COLTER LEWIS INVESTMENT PARTNERS, LLC — notice-filed in CA, NJ. IAPD ↗
49
TACTIVE ADVISORS, LLC — notice-filed in CO, MI, NC. IAPD ↗
49
GROVE POINT ADVISORS, LLC — notice-filed in PR, VI. IAPD ↗
49
NILSINE PARTNERS, LLC — notice-filed in NV, SD. IAPD ↗
49
QUANTUM FINANCIAL ADVISORS, LLC — notice-filed in AR, MD, NY. IAPD ↗
49
CITRIN COOPERMAN WEALTH MANAGEMENT, LLC — notice-filed in CT, NJ. IAPD ↗
49
ICON WEALTH PARTNERS — notice-filed in AZ, FL. IAPD ↗
49
JOULE FINANCIAL, LLC — notice-filed in GA, LA, NH. IAPD ↗
49
CORE WEALTH PARTNERS LLC — notice-filed in CO, LA, OR. IAPD ↗
49
CONCURRENT INVESTMENT ADVISORS, LLC — notice-filed in AR, ME. IAPD ↗
49
CURIO WEALTH, LLC — notice-filed in CA, DE, MA. IAPD ↗
48
DELTA ADVISORY GROUP, INC. — notice-filed in CA, MD, NC, TN. IAPD ↗
48
CMG CAPITAL MANAGEMENT GROUP, INC. — notice-filed in LA, MD, MO, NE. IAPD ↗
48
THE BEDMINSTER GROUP — notice-filed in FL, GA, NC, VA. IAPD ↗
48
ATLANTIS WEALTH ADVISORS LLC — notice-filed in AK, LA, OH, TX. IAPD ↗
48
KINGSTONE CAPITAL PARTNERS TEXAS, LLC — notice-filed in IL, NH, OK, WA. IAPD ↗
48
POLARIS FINANCIAL, LLC — notice-filed in DE, GA, KS, TN. IAPD ↗
48
EAGLEBROOK ADVISORS — notice-filed in AK, ID, MN, OR. IAPD ↗
48
ABBEY STREET — notice-filed in FL, OR, TX, WI. IAPD ↗
48
ABICH FINANCIAL WEALTH MANAGEMENT, LLC — notice-filed in DC, PA, TX, WV. IAPD ↗
48
DISCIPLINE WEALTH SOLUTIONS, INC. — notice-filed in HI, ID, OH, PA. IAPD ↗
48
MORALIS TECHNOLOGIES, LLC — notice-filed in FL, KS, NJ, VA. IAPD ↗
48
FOX HILL WEALTH MANAGEMENT — notice-filed in CO, NC, PA, SC. IAPD ↗
48
NERDWALLET ADVISORY — notice-filed in CO, MA, NH, OR. IAPD ↗
48
PUREFI WEALTH, LLC — notice-filed in CA, CT, NH, NY. IAPD ↗
47
HORNOR, TOWNSEND & KENT, LLC — notice-filed in WY. IAPD ↗
47
NORTHERN TRUST SECURITIES, INC — notice-filed in OK. IAPD ↗
47
CADARET GRANT & CO INC — notice-filed in VI. IAPD ↗
47
FIRST HORIZON ADVISORS, INC — notice-filed in WY. IAPD ↗
47
CHAPIN DAVIS ASSET MANAGEMENT — notice-filed in MA, TN. IAPD ↗
47
WESTERN INTERNATIONAL SECURITIES — notice-filed in PR. IAPD ↗
47
CITIZENS SECURITIES, INC. — notice-filed in WY. IAPD ↗
47
DODGE & COX — notice-filed in AR. IAPD ↗
47
WEST COAST FINANCIAL, LLC — notice-filed in NV. IAPD ↗
47
NPF INVESTMENT ADVISORS — notice-filed in SC. IAPD ↗
47
HOWLAND CAPITAL MANAGEMENT LLC — notice-filed in IL. IAPD ↗
47
FIDUCIARY COUNSELLING INC — notice-filed in SC. IAPD ↗
47
CLARK CAPITAL MANAGEMENT GROUP INC — notice-filed in WY. IAPD ↗
47
SSI INVESTMENT MANAGEMENT LLC — notice-filed in DE. IAPD ↗
47
EVERGREEN CAPITAL MANAGEMENT LLC — notice-filed in VT. IAPD ↗
47
HIGHLAND ASSOCIATES INC — notice-filed in IL. IAPD ↗
47
FAMILY MANAGEMENT CORPORATION — notice-filed in ME. IAPD ↗
47
ATWOOD & PALMER, INC. — notice-filed in GA. IAPD ↗
47
BROADLAKE FINANCIAL MANAGEMENT — notice-filed in SC, VA. IAPD ↗
47
PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC. — notice-filed in FL. IAPD ↗
47
ST. DENIS J. VILLERE & CO., LLC — notice-filed in FL. IAPD ↗
47
WASHINGTON CAPITAL MANAGEMENT INC — notice-filed in LA. IAPD ↗
47
JOHN G. ULLMAN & ASSOCIATES, INC — notice-filed in NM. IAPD ↗
47
PROVISE MANAGEMENT GROUP, LLC — notice-filed in AL. IAPD ↗
47
HIRTLE, CALLAGHAN & CO., LLC — notice-filed in WV. IAPD ↗
47
ACCREDITED INVESTORS WEALTH MANAGEMENT — notice-filed in SC. IAPD ↗
47
HALBERT HARGROVE — notice-filed in MT. IAPD ↗
47
BEDEL FINANCIAL CONSULTING INC — notice-filed in MN. IAPD ↗
47
CLEARSTEAD; HARTLAND & CO., LLC — notice-filed in VT. IAPD ↗
47
TCW ASSET MANAGEMENT COMPANY LLC — notice-filed in NV. IAPD ↗
47
NEW ENGLAND ASSET MANAGEMENT, INC. — notice-filed in IL. IAPD ↗
47
KLINGENSTEIN FIELDS ADVISORS — notice-filed in NH. IAPD ↗
47
F L PUTNAM INVESTMENT MANAGEMENT CO. — notice-filed in MO. IAPD ↗
47
SMITH SHELLNUT WILSON — notice-filed in GA. IAPD ↗
47
FRANKLIN STREET ADVISORS INC. — notice-filed in MA. IAPD ↗
47
RETIREMENT INVESTMENT ADVISORS INC — notice-filed in TN. IAPD ↗
47
BAXTER INVESTMENT MANAGEMENT — notice-filed in IA, RI. IAPD ↗
47
FAYEZ SAROFIM & CO. — notice-filed in WY. IAPD ↗
47
ASSET PRESERVATION ADVISORS, LLC — notice-filed in NM. IAPD ↗
47
PZENA INVESTMENT MANAGEMENT LLC — notice-filed in VA. IAPD ↗
47
FOSTER & MOTLEY INC — notice-filed in AZ. IAPD ↗
47
HARTLINE INVESTMENT CORPORATION — notice-filed in GA, NH. IAPD ↗
47
PROVIDENT INVESTMENT MANAGEMENT, INC. — notice-filed in VA. IAPD ↗
47
GRANT STREET ASSET MANAGEMENT INC — notice-filed in NH, NJ. IAPD ↗
47
CHECK CAPITAL MANAGEMENT INC — notice-filed in NM. IAPD ↗
47
CABOT WEALTH MANAGEMENT — notice-filed in SC. IAPD ↗
47
J.M. FORBES & CO. LLP — notice-filed in DC. IAPD ↗
47
LITMAN GREGORY WEALTH MANAGEMENT, LLC — notice-filed in PA. IAPD ↗
47
PT ASSET MANAGEMENT, LLC — notice-filed in WI. IAPD ↗
47
SCHAPER BENZ & WISE INVESTMENT COUNSEL INC — notice-filed in UT. IAPD ↗
47
WOODLEY FARRA — notice-filed in MO. IAPD ↗
47
MEDIQUS ASSET ADVISORS, INC. — notice-filed in NM. IAPD ↗
47
MASLOW WEALTH ADVISORS — notice-filed in NC. IAPD ↗
47
SHOKER INVESTMENTS — notice-filed in FL, NC. IAPD ↗
47
ARGENT CAPITAL MANAGEMENT LLC — notice-filed in LA. IAPD ↗
47
PATHWAY CAPITAL MANAGEMENT, LP — notice-filed in TX. IAPD ↗
47
THOMAS DOLL — notice-filed in NC. IAPD ↗
47
LAFFER TENGLER INVESTMENTS, INC. — notice-filed in MS, NY. IAPD ↗
47
OSBORNE PARTNERS — notice-filed in IN. IAPD ↗
47
AVISO WEALTH MANAGEMENT — notice-filed in OR, SC. IAPD ↗
47
LEGEND FINANCIAL ADVISORS INC — notice-filed in MD, VA. IAPD ↗
47
GUGGENHEIM INVESTMENT ADVISORS, LLC — notice-filed in CT, FL. IAPD ↗
47
BRAVE FAMILY ADVISORS — notice-filed in ME, OH. IAPD ↗
47
CRESTONE ASSET MANAGEMENT LLC — notice-filed in AZ. IAPD ↗
47
GROSVENOR CAPITAL MANAGEMENT, L.P. — notice-filed in VA. IAPD ↗
47
ZEMENICK & WALKER INC — notice-filed in CO. IAPD ↗
47
COLDSTREAM WEALTH MANAGEMENT — notice-filed in DE. IAPD ↗
47
HALPERN FINANCIAL, INC. — notice-filed in SC. IAPD ↗
47
INDEX FUND ADVISORS, INC. — notice-filed in WV. IAPD ↗
47
BRISTLECONE ADVISORS LLC — notice-filed in CO. IAPD ↗
47
YUKON WEALTH MANAGEMENT, INC. — notice-filed in MO, NE. IAPD ↗
47
SHAYNE & JACOBS, LLC — notice-filed in AL, IL. IAPD ↗
47
HIGHLAND CONSULTING ASSOCIATES INC. — notice-filed in FL. IAPD ↗
47
ARISTOTLE CAPITAL MANAGEMENT, LLC — notice-filed in PR. IAPD ↗
47
SENTINEL PENSION ADVISORS INC — notice-filed in MS. IAPD ↗
47
S & CO., INC. — notice-filed in PA. IAPD ↗
47
GRIES FINANCIAL LLC — notice-filed in KS. IAPD ↗
47
RETIREMENT INCOME SOLUTIONS, INC. — notice-filed in VA. IAPD ↗
47
BROWN ADVISORY — notice-filed in HI. IAPD ↗
47
KARPUS INVESTMENT MANAGEMENT — notice-filed in IA. IAPD ↗
47
KNIGHTSBRIDGE WEALTH MANAGEMENT — notice-filed in GA, MD. IAPD ↗
47
MAIRS & POWER — notice-filed in LA. IAPD ↗
47
NWF ADVISORY SERVICES INC — notice-filed in GA. IAPD ↗
47
TERRIL & COMPANY — notice-filed in CA, IN. IAPD ↗
47
SILVEROAK WEALTH MANAGEMENT LLC — notice-filed in AZ. IAPD ↗
47
CHEVY CHASE TRUST COMPANY — notice-filed in UT. IAPD ↗
47
FINANCIAL SECURITY ADVISORY INC — notice-filed in LA. IAPD ↗
47
GRANDFIELD & DODD, LLC — notice-filed in HI. IAPD ↗
47
XPONANCE, INC. — notice-filed in GA. IAPD ↗
47
FLC CAPITAL ADVISORS — notice-filed in NV, NY. IAPD ↗
47
SIGNATUREFD, LLC — notice-filed in WV. IAPD ↗
47
CHARTER ADVISORY CORPORATION — notice-filed in CO, KY. IAPD ↗
47
BARES CAPITAL MANAGEMENT, INC. — notice-filed in MO. IAPD ↗
47
PARSONS CAPITAL MANAGEMENT, LLC — notice-filed in MD, OH. IAPD ↗
47
STRATEGIC CAPITAL ALLOCATION GROUP, L.L.C. — notice-filed in TX. IAPD ↗
47
PROFESSIONAL FINANCIAL SOLUTIONS, LLC — notice-filed in AZ, PA. IAPD ↗
47
GREENWOOD CAPITAL ASSOCIATES, LLC — notice-filed in CA. IAPD ↗
47
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC — notice-filed in CT. IAPD ↗
47
CLEARWATER ADVISORS, LLC — notice-filed in MI. IAPD ↗
47
SEQUOIA FINANCIAL GROUP, L.L.C. — notice-filed in PR. IAPD ↗
47
BUCKINGHAM CAPITAL MANAGEMENT, INC. — notice-filed in MA, WV. IAPD ↗
47
CONCORD WEALTH PARTNERS — notice-filed in LA, WI. IAPD ↗
47
FINANCIAL & TAX ARCHITECTS, LLC — notice-filed in AR, NY. IAPD ↗
47
PLANNING DIRECTIONS, INC. — notice-filed in GA, SC. IAPD ↗
47
CHARTER OAK CAPITAL MANAGEMENT — notice-filed in NE. IAPD ↗
47
SCHNIEDERS CAPITAL MANAGEMENT, LLC. — notice-filed in ID, MT. IAPD ↗
47
RIDGEWOOD INVESTMENTS — notice-filed in FL, NH. IAPD ↗
47
SCS CAPITAL MANAGEMENT LLC — notice-filed in UT. IAPD ↗
47
SCF INVESTMENT ADVISORS, INC. — notice-filed in PR. IAPD ↗
47
VALLEY FORGE INVESTMENT CONSULTANTS, INC. — notice-filed in CO. IAPD ↗
47
CRA FINANCIAL SERVICES, L.L.C. — notice-filed in MD. IAPD ↗
47
TRINITY FINANCIAL PARTNERS II, LLC — notice-filed in NC, NJ. IAPD ↗
47
REGAL INVESTMENT ADVISORS LLC — notice-filed in ID. IAPD ↗
47
SAGEVIEW ADVISORY GROUP, LLC — notice-filed in PR. IAPD ↗
47
VALEO FINANCIAL ADVISORS, LLC — notice-filed in OR. IAPD ↗
47
CONFIDENCE WEALTH MANAGEMENT, LLC — notice-filed in PA, VA. IAPD ↗
47
ELGETHUN CAPITAL MANAGEMENT — notice-filed in CO, IL. IAPD ↗
47
SUMMITRY, LLC — notice-filed in CO. IAPD ↗
47
KORHORN FINANCIAL GROUP — notice-filed in AR, KS. IAPD ↗
47
CSENGE ADVISORY GROUP, LLC — notice-filed in SD. IAPD ↗
47
J. SAFRA ASSET MANAGEMENT CORPORATION — notice-filed in NJ. IAPD ↗
47
VERSANT CAPITAL MANAGEMENT, INC. — notice-filed in NC, NY. IAPD ↗
47
BLUE CHIP PARTNERS, LLC — notice-filed in VA. IAPD ↗
47
CAPSOUTH WEALTH MANAGEMENT — notice-filed in KY, TN. IAPD ↗
47
PRIVATE WEALTH PARTNERS, LLC — notice-filed in TX. IAPD ↗
47
HERITAGE WEALTH ADVISORS — notice-filed in TN. IAPD ↗
47
ZUCKERMAN INVESTMENT GROUP — notice-filed in CO. IAPD ↗
47
GREENE WEALTH MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
47
TWIN FOCUS CAPITAL PARTNERS, LLC — notice-filed in TX. IAPD ↗
47
BRIDGE CREEK CAPITAL MANAGEMENT LLC — notice-filed in AZ, RI. IAPD ↗
47
CAMBRIA INVESTMENT MANAGEMENT, L.P. — notice-filed in VA. IAPD ↗
47
STRATEGIC FINANCIAL CONCEPTS, LLC — notice-filed in CO, TN. IAPD ↗
47
COLLABORATIVE WEALTH — notice-filed in NY, VA. IAPD ↗
47
METLIFE INVESTMENT MANAGEMENT, LLC — notice-filed in NY. IAPD ↗
47
CALLAN CAPITAL, LLC — notice-filed in WA. IAPD ↗
47
CIRCLE WEALTH MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗
47
CLARKSTON CAPITAL PARTNERS, LLC — notice-filed in PA. IAPD ↗
47
HECK CAPITAL ADVISORS, LLC — notice-filed in VA. IAPD ↗
47
SMITH ANGLIN FINANCIAL, LLC — notice-filed in CO. IAPD ↗
47
ROYAL FUND MANAGEMENT, LLC — notice-filed in HI. IAPD ↗
47
BARRY INVESTMENT ADVISORS, LLC — notice-filed in GA, NE. IAPD ↗
47
AUXANO ADVISORS — notice-filed in HI. IAPD ↗
47
MCILRATH & ECK, LLC — notice-filed in FL, ID. IAPD ↗
47
AVIANCE CAPITAL PARTNERS LLC — notice-filed in IL, VA. IAPD ↗
47
LIFEINVEST WEALTH MANAGEMENT, LTD — notice-filed in NJ, PR. IAPD ↗
47
PAYNE CAPITAL MANAGEMENT, LLC — notice-filed in NE. IAPD ↗
47
CAPITAL INSIGHT PARTNERS, LLC — notice-filed in GA, IL. IAPD ↗
47
NBW CAPITAL LLC — notice-filed in AZ, VA. IAPD ↗
47
COORDINATED FINANCIAL SERVICES, INC. — notice-filed in MS, NE. IAPD ↗
47
KINGSVIEW WEALTH MANAGEMENT, LLC — notice-filed in MS. IAPD ↗
47
EVERCORE WEALTH MANAGEMENT, LLC — notice-filed in IA. IAPD ↗
47
HUDOCK CAPITAL GROUP — notice-filed in CA, GA. IAPD ↗
47
COASTEDGE PARTNERS, LLC — notice-filed in FL. IAPD ↗
47
SENTRY, LLC — notice-filed in GA. IAPD ↗
47
GRANITE INVESTMENT PARTNERS, LLC — notice-filed in VT. IAPD ↗
47
RIA ADVISORS — notice-filed in IA. IAPD ↗
47
ARTEMIS WEALTH ADVISORS, LLC — notice-filed in TX. IAPD ↗
47
MISSION CREEK CAPITAL PARTNERS, INC. — notice-filed in IL, NH. IAPD ↗
47
PER STIRLING CAPITAL MANAGEMENT, LLC — notice-filed in TN. IAPD ↗
47
ARCHPOINT INVESTORS — notice-filed in IL. IAPD ↗
47
CKW FINANCIAL GROUP, LLC — notice-filed in OR. IAPD ↗
47
NEWSQUARE CAPITAL, LLC — notice-filed in IL. IAPD ↗
47
EXPAND FINANCIAL, LLC — notice-filed in NV. IAPD ↗
47
BTG PACTUAL ASSET MANAGEMENT US , LLC — notice-filed in WA. IAPD ↗
47
SOUTHSTATE ADVISORY, INC. — notice-filed in AL. IAPD ↗
47
DRAKE & ASSOCIATES, LLC — notice-filed in CA, NC. IAPD ↗
47
KINGDOM FINANCIAL GROUP, LLC — notice-filed in AK, CO. IAPD ↗
47
PROSPERITY CAPITAL ADVISORS — notice-filed in ID. IAPD ↗
47
NAPLES GLOBAL ADVISORS — notice-filed in TN. IAPD ↗
47
ASCENT WEALTH PARTNERS, LLC — notice-filed in NJ. IAPD ↗
47
ZHANG FINANCIAL — notice-filed in CT. IAPD ↗
47
BALTIMORE-WASHINGTON FINANCIAL ADVISORS — notice-filed in NE. IAPD ↗
47
LVW ADVISORS, LLC — notice-filed in CO. IAPD ↗
47
THREE BELL CAPITAL LLC — notice-filed in IL. IAPD ↗
47
ANGELES WEALTH MANAGEMENT, LLC — notice-filed in NC. IAPD ↗
47
DELEGATE ADVISORS, LLC — notice-filed in SC. IAPD ↗
47
VIVALDI CAPITAL MANAGEMENT LP — notice-filed in DE. IAPD ↗
47
THE INVESTMENT HOUSE LLC — notice-filed in FL. IAPD ↗
47
BISON WEALTH, LLC — notice-filed in WI. IAPD ↗
47
AFFINITY CAPITAL ADVISORS LLC — notice-filed in LA, MA. IAPD ↗
47
BILTMORE FAMILY OFFICE, LLC — notice-filed in NY. IAPD ↗
47
INSIGHT ADVISORS, LLC — notice-filed in MA, SC. IAPD ↗
47
EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC — notice-filed in TN, WA. IAPD ↗
47
OCCIDENTAL ASSET MANAGEMENT, LLC — notice-filed in LA, NM. IAPD ↗
47
GCM CUSTOMIZED FUND INVESTMENT GROUP, L.P. — notice-filed in NC. IAPD ↗
47
ALLIANCE WEALTH MANAGEMENT GROUP, LLC — notice-filed in AZ, CO. IAPD ↗
47
VENTURI PRIVATE WEALTH — notice-filed in TN. IAPD ↗
47
VISIONARY WEALTH ADVISORS, LLC — notice-filed in DC. IAPD ↗
47
FOURSTAR WEALTH ADVISORS, LLC — notice-filed in NE. IAPD ↗
47
JOHNSON & WHITE WEALTH MANAGEMENT LLC — notice-filed in CA, NJ. IAPD ↗
47
PRIVATE ADVISORY GROUP LLC — notice-filed in AZ, CO. IAPD ↗
47
CAPITAL PLANNING ADVISORS LLC — notice-filed in FL. IAPD ↗
47
GOVERNMENT PORTFOLIO ADVISORS LLC — notice-filed in TX. IAPD ↗
47
CLEAR CREEK FINANCIAL MANAGEMENT, LLC — notice-filed in AR. IAPD ↗
47
CRESCENT GROVE ADVISORS — notice-filed in SC. IAPD ↗
47
MCADAM LLC — notice-filed in KS. IAPD ↗
47
APELLA WEALTH — notice-filed in AL. IAPD ↗
47
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. — notice-filed in DE, MN. IAPD ↗
47
ARISTOTLE CAPITAL BOSTON, LLC — notice-filed in IL. IAPD ↗
47
IFAM CAPITAL — notice-filed in GA. IAPD ↗
47
ALIGN IMPACT, LLC — notice-filed in ID, PA. IAPD ↗
47
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. — notice-filed in ME, VA. IAPD ↗
47
EPIC TRUST INVESTMENT ADVISORS LLC — notice-filed in FL, VA. IAPD ↗
47
PETSO FINANCIAL CONSULTANTS LLC — notice-filed in LA. IAPD ↗
47
DOUGLAS C. LANE & ASSOCIATES — notice-filed in NE. IAPD ↗
47
INSIGNEO ADVISORY SERVICES, LLC — notice-filed in MD. IAPD ↗
47
MERIDIAN WEALTH ADVISORS, LLC — notice-filed in MT. IAPD ↗
47
PENNINGTON PARTNERS & CO., LLC — notice-filed in TX. IAPD ↗
47
RHAME & GORRELL WEALTH MANAGEMENT — notice-filed in FL, NC. IAPD ↗
47
BOGART WEALTH, LLC — notice-filed in CT. IAPD ↗
47
5C CAPITAL MANAGEMENT, LLC — notice-filed in NC, VA. IAPD ↗
47
INTEGRATED WEALTH CONCEPTS LLC — notice-filed in PR. IAPD ↗
47
THE FIDUCIARY ALLIANCE — notice-filed in WI. IAPD ↗
47
ROUND ROCK ADVISORS LLC — notice-filed in IL, WA. IAPD ↗
47
ADAMS WEALTH ADVISORS — notice-filed in CA, FL. IAPD ↗
47
ARKOS GLOBAL ADVISORS, LLC — notice-filed in NY, TN. IAPD ↗
47
ALERA INVESTMENT ADVISORS, LLC — notice-filed in RI. IAPD ↗
47
PROCYON ADVISORS, LLC — notice-filed in OH. IAPD ↗
47
ROSSMORE PRIVATE CAPITAL, LLC — notice-filed in PA. IAPD ↗
47
VERDENCE CAPITAL ADVISORS, LLC — notice-filed in CT. IAPD ↗
47
TOWERPOINT WEALTH, LLC — notice-filed in NV, OR. IAPD ↗
47
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC — notice-filed in TX. IAPD ↗
47
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC — notice-filed in IA, OK. IAPD ↗
47
FINANCIAL STRATEGIES GROUP, INC — notice-filed in NE, WA. IAPD ↗
47
HFM INVESTMENT ADVISORS, LLC — notice-filed in CO, VA. IAPD ↗
47
MEYERS WEALTH MANAGEMENT, LLC — notice-filed in PA. IAPD ↗
47
CORNERSTONE WEALTH — notice-filed in MT. IAPD ↗
47
APOLLON WEALTH MANAGEMENT, LLC — notice-filed in IA. IAPD ↗
47
CAMPBELL DEEGAN FINANCIAL — notice-filed in CA, MI. IAPD ↗
47
GRAVES LIGHT LENHART — notice-filed in MD. IAPD ↗
47
FIRST NEBRASKA FINANCIAL SERVICES — notice-filed in CA, FL. IAPD ↗
47
LOGAN PARK WEALTH MANAGEMENT — notice-filed in CO, NC. IAPD ↗
47
INDEPENDENCE SQUARE HOLDINGS, LLC — notice-filed in TN. IAPD ↗
47
CH INVESTMENT PARTNERS, LLC — notice-filed in NC. IAPD ↗
47
TSCHETTER GROUP — notice-filed in MT. IAPD ↗
47
AUSTIN PRIVATE WEALTH, LLC — notice-filed in NH. IAPD ↗
47
PAINTED PORCH ADVISORS LLC — notice-filed in CO, NY. IAPD ↗
47
CLOVERFIELDS CAPITAL GROUP, LP — notice-filed in NH, WY. IAPD ↗
47
TRUWEALTH ADVISORS, LLC — notice-filed in MT. IAPD ↗
47
OCTAVIA WEALTH ADVISORS LLC — notice-filed in OK. IAPD ↗
47
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC — notice-filed in LA. IAPD ↗
47
DECHTMAN WEALTH MANAGEMENT — notice-filed in IL, IN. IAPD ↗
47
DUCENTA SQUARED ASSET MANAGEMENT — notice-filed in CO. IAPD ↗
47
TRB WEALTH MANAGEMENT, LLC — notice-filed in IL. IAPD ↗
47
HOWARD CAPITAL MANAGEMENT GROUP, LLC — notice-filed in IN. IAPD ↗
47
FAIRWAY WEALTH MANAGEMENT LLC — notice-filed in CA. IAPD ↗
47
OAKHURST CAPITAL ADVISORS, LLC — notice-filed in NH, TX. IAPD ↗
47
LEEWARD INVESTMENTS — notice-filed in LA. IAPD ↗
47
ROLLINS FINANCIAL ADVISORS, LLC — notice-filed in PA. IAPD ↗
47
BELZBERG & CO. — notice-filed in FL. IAPD ↗
47
HOMRICH BERG — notice-filed in NV. IAPD ↗
47
GOLDEN STATE EQUITY PARTNERS, LLC — notice-filed in HI, OR. IAPD ↗
47
BEAUMONT FINANCIAL PARTNERS — notice-filed in OK. IAPD ↗
47
NORDWAND ADVISORS — notice-filed in FL. IAPD ↗
47
GUIDANCE CAPITAL, INC. — notice-filed in FL, GA. IAPD ↗
47
CRAFT&SAGE WEALTH — notice-filed in AR, CO. IAPD ↗
47
DIVERSIFY ADVISORY SERVICES, LLC — notice-filed in FL. IAPD ↗
47
CATALYTIC WEALTH MANAGEMENT — notice-filed in NH. IAPD ↗
47
SPIREPOINT PRIVATE CLIENT, LLC — notice-filed in NC, NY. IAPD ↗
47
GLOBALT INVESTMENTS — notice-filed in OH. IAPD ↗
46
KEENE & DORCHAK — notice-filed in AR, CA, NV. IAPD ↗
46
NEW PERSPECTIVES, INC. — notice-filed in MD, TN, TX. IAPD ↗
46
KCD FINANCIAL, INC. — notice-filed in NY, PA, WY. IAPD ↗
46
TURNER FINANCIAL GROUP, INC. — notice-filed in CO, OR, WA. IAPD ↗
46
TWEDDELL GOLDBERG INVESTMENT MANAGEMENT — notice-filed in ID, MA, TX. IAPD ↗
46
DESERT ROSE CAPITAL MANAGEMENT, INC. — notice-filed in CO, LA, WY. IAPD ↗
46
ARCHETYPE ADVISORS, LLC — notice-filed in CO, IL, NC. IAPD ↗
46
THOMAS LEO ADVISORY, LLC — notice-filed in CA, CO, TX. IAPD ↗
46
WINDWARD WEALTH STRATEGIES, INC. — notice-filed in AL, MA, NY. IAPD ↗
46
JANUARY CAPITAL ADVISORS LLC — notice-filed in AZ, NY, OR. IAPD ↗
46
ST. JAMES INVESTMENT ADVISORS, LLC — notice-filed in CA, PA, VT. IAPD ↗
46
AWH FINANCIAL, LLC — notice-filed in IL, MN, NM. IAPD ↗
46
FISHER & WIENS WEALTH MANAGEMENT, LLC — notice-filed in NE, NH, WA. IAPD ↗
46
TROUTMAN WEALTH MANAGEMENT — notice-filed in CT, TX, VA. IAPD ↗
46
ADVISOR SHARE WEALTH MANAGEMENT — notice-filed in NE, NH, TX. IAPD ↗
46
APEX STRATEGIC WEALTH, LLC — notice-filed in IL, OH, SC. IAPD ↗
46
TRACTION FINANCIAL PARTNERS — notice-filed in MO, NH, OR. IAPD ↗
46
PRESTIGE WEALTHWIDE, LLC — notice-filed in CA, ID, LA. IAPD ↗
46
LEGACY WEALTH MANAGEMENT GROUP, INC. — notice-filed in FL, NH, PA. IAPD ↗
46
FORTHRIGHT CAPITAL ADVISORY — notice-filed in AR, IL, VA. IAPD ↗
46
POINTER FINANCIAL ADVISORS LLC — notice-filed in FL, PA, VA. IAPD ↗
46
WAYSTONE ADVISORS LLC — notice-filed in CA, LA, TX. IAPD ↗
46
210 FINANCIAL — notice-filed in IA, TN, TX. IAPD ↗
46
STONEPATH WEALTH MANAGEMENT — notice-filed in FL, OH, TX. IAPD ↗
46
ALTITUDE CAPITAL MANAGEMENT LLC — notice-filed in FL, MO, TX. IAPD ↗
45
M.D. SASS, LLC — filed an Item 4A succession naming M.D. SASS, LLC (CRD 110590) — an entity change, not a deal. IAPD ↗
45
EFS ADVISORS — filed an Item 4A succession naming EFS ADVISORS (CRD 115211) — an entity change, not a deal. IAPD ↗
45
MEANS WEALTH MANAGEMENT — notice-filed in GA. IAPD ↗
45
COLLIERS SECURITIES LLC — notice-filed in NE. IAPD ↗
45
DALE K. EHRHART, INC. — notice-filed in MO. IAPD ↗
45
FIDUCIARY ADVISORS, LLC — notice-filed in UT. IAPD ↗
45
MCRAE CAPITAL MANAGEMENT INC. — notice-filed in CO. IAPD ↗
45
AUFMAN ASSOCIATES INC — notice-filed in MD. IAPD ↗
45
HFM WEALTH MANAGEMENT — notice-filed in MD. IAPD ↗
45
DB FITZPATRICK — notice-filed in WA. IAPD ↗
45
LOC INVESTMENT ADVISERS — notice-filed in GA. IAPD ↗
45
CARLSON INVESTMENTS — notice-filed in MT. IAPD ↗
45
AUGUSTINE ASSET MANAGEMENT INC — notice-filed in TX. IAPD ↗
45
MANCHESTER FINANCIAL INC — notice-filed in TN. IAPD ↗
45
TARBOX FAMILY OFFICE, INC. — notice-filed in TX. IAPD ↗
45
CHATHAM CAPITAL GROUP INC — notice-filed in VA. IAPD ↗
45
ELDRIDGE INVESTMENT ADVISORS INC — notice-filed in CT. IAPD ↗
45
GODSHALK WELSH CAPITAL MANAGEMENT, INC. — notice-filed in CO. IAPD ↗
45
ESSENTIAL PLANNING, LLC — notice-filed in VT. IAPD ↗
45
THE HOGAN-KNOTTS FINANCIAL GROUP, INC. — notice-filed in NY. IAPD ↗
45
FINANCIAL CONSULATE — notice-filed in NH. IAPD ↗
45
PREMIER FINANCIAL GROUP INC — notice-filed in CO. IAPD ↗
45
RUGGAARD & ASSOCIATES — notice-filed in VA. IAPD ↗
45
NEWMAN DIGNAN & SHEERAR, INC — notice-filed in VA. IAPD ↗
45
FINANCIAL DECISIONS, LLC — notice-filed in FL. IAPD ↗
45
COHEN CAPITAL MANAGEMENT INC — notice-filed in CO. IAPD ↗
45
KENSINGTON INVESTMENT COUNSEL — notice-filed in CO. IAPD ↗
45
SEMPER AUGUSTUS INVESTMENTS GROUP LLC — notice-filed in LA. IAPD ↗
45
RAINSBERGER WEALTH ADVISORS — notice-filed in CA. IAPD ↗
45
THOMAS J. HERZFELD ADVISORS, INC. — notice-filed in AL. IAPD ↗
45
BELL INVESTMENT ADVISORS INC — notice-filed in WA. IAPD ↗
45
INTREPID CAPITAL MANAGEMENT INC — notice-filed in LA. IAPD ↗
45
SPECTRUM INVESTMENT ADVISORS, INC. — notice-filed in FL. IAPD ↗
45
HIGH FALLS ADVISORS, INC. — notice-filed in PA. IAPD ↗
45
AMP WEALTH MANAGEMENT — notice-filed in IL. IAPD ↗
45
HURLEY FINANCIAL GROUP, INC. — notice-filed in ID. IAPD ↗
45
BUFFINGTON MOHR MCNEAL — notice-filed in TN. IAPD ↗
45
ALPHAMARK ADVISORS, LLC — notice-filed in NC. IAPD ↗
45
RUSSELL CAPITAL MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
45
ROBERTS, GLORE & CO. — notice-filed in AZ. IAPD ↗
45
KEATING INVESTMENT COUNSELORS INC — notice-filed in LA. IAPD ↗
45
MERIDIAN INVESTMENT ADVISORS — notice-filed in LA. IAPD ↗
45
DENALI ADVISORS, LLC — notice-filed in IL. IAPD ↗
45
FINANCIAL COUNCIL, LLC — notice-filed in CO. IAPD ↗
45
D. SCOTT NEAL, INC. — notice-filed in GA. IAPD ↗
45
OSHER VAN DE VOORDE INVESTMENT MANAGEMENT — notice-filed in NE. IAPD ↗
45
ARBOR CAPITAL MANAGEMENT INC — notice-filed in MO. IAPD ↗
45
STANLEY-LAMAN GROUP LTD. — notice-filed in HI. IAPD ↗
45
SPRINKLE FINANCIAL CONSULTANTS LLC — notice-filed in MO. IAPD ↗
45
CAMBRIDGE FINANCIAL GROUP, INC. — notice-filed in VT. IAPD ↗
45
CHICAGO WEALTH MANAGEMENT, INC. — notice-filed in WI. IAPD ↗
45
CALLAHAN ADVISORS, LLC — notice-filed in CA. IAPD ↗
45
THREE MAGNOLIAS FINANCIAL ADVISORS — notice-filed in NH. IAPD ↗
45
SLAYTON LEWIS INC — notice-filed in FL. IAPD ↗
45
SCHUBERT & COMPANY, INC. — notice-filed in LA. IAPD ↗
45
AMERICAN MONEY MANAGEMENT, LLC — notice-filed in PA. IAPD ↗
45
BCS WEALTH MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
45
MADRONA FINANCIAL & CPAS — notice-filed in CO. IAPD ↗
45
MILLENNIUM ADVISORY SERVICES, INC. — notice-filed in WA. IAPD ↗
45
FORTITUDE ADVISORY GROUP L.L.C. — notice-filed in VT. IAPD ↗
45
TRADEMARK FINANCIAL MANAGEMENT, LLC — notice-filed in OR. IAPD ↗
45
FINANCIAL SECURITY MANAGEMENT, INC — notice-filed in NE. IAPD ↗
45
HOULIHAN FINANCIAL RESOURCE GROUP, LTD. — notice-filed in CO. IAPD ↗
45
AFFINITY INVESTMENT GROUP, LLC — notice-filed in VT. IAPD ↗
45
SYNERGY ASSET MANAGEMENT, LLC — notice-filed in OR. IAPD ↗
45
CARSON ADVISORY GROUP — notice-filed in CO. IAPD ↗
45
SQUIRE WEALTH ADVISORS — notice-filed in CA. IAPD ↗
45
MCCARTHY ASSET MANAGEMENT, INC. — notice-filed in AZ. IAPD ↗
45
CASTLE WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗
45
NAVALIGN, LLC — notice-filed in MA. IAPD ↗
45
GLASS JACOBSON WEALTH ADVISORS — notice-filed in MI. IAPD ↗
45
SC&H WEALTH — notice-filed in CA. IAPD ↗
45
THE FAIRMAN GROUP, LLC — notice-filed in NJ. IAPD ↗
45
LIGHTHOUSE FINANCIAL ADVISORS, INC. — notice-filed in LA. IAPD ↗
45
LONGVIEW ASSET MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
45
FINANCIAL PLANS & STRATEGIES, INC. — notice-filed in KY. IAPD ↗
45
ZRC WEALTH MANAGEMENT, LLC — notice-filed in OR. IAPD ↗
45
DICKMEYER BOYCE FINANCIAL MANAGEMENT, INC — notice-filed in CO. IAPD ↗
45
ARCATAUR CAPITAL MANAGEMENT LLC — notice-filed in CO. IAPD ↗
45
PALISADE INVESTMENTS, LLC — notice-filed in HI. IAPD ↗
45
CORNERSTONE WEALTH ADVISORS, INC. — notice-filed in NM. IAPD ↗
45
SILICON VALLEY CAPITAL PARTNERS, L.P. — notice-filed in WA. IAPD ↗
45
HIGHLAND FINANCIAL ADVISORS, LLC — notice-filed in CA. IAPD ↗
45
DCM ADVISORS, LLC — notice-filed in TX. IAPD ↗
45
HOPWOOD FINANCIAL SERVICES, INC. — notice-filed in NC. IAPD ↗
45
FRANCIS FINANCIAL — notice-filed in FL. IAPD ↗
45
OAKMONT CAPITAL MANAGEMENT, LLC — notice-filed in DC. IAPD ↗
45
HOMAN WEALTH ADVISORS, LLC — notice-filed in IL. IAPD ↗
45
DISCIPLINED EQUITY MANAGEMENT, INC. — notice-filed in LA. IAPD ↗
45
DIVIDEND ASSETS CAPITAL, LLC — notice-filed in WV. IAPD ↗
45
ANDREWS, LUCIA WEALTH MANAGEMENT LLC — notice-filed in TX. IAPD ↗
45
ASCENT CAPITAL — notice-filed in HI. IAPD ↗
45
WATTS GWILLIAM & COMPANY, LLC — notice-filed in SC. IAPD ↗
45
ANDERSON & ANDERSON ADVISORY, LLC — notice-filed in TX. IAPD ↗
45
C & J WEALTH ADVISORS — notice-filed in IN. IAPD ↗
45
ATLAS BROWN — notice-filed in CA. IAPD ↗
45
RIVER CAPITAL ADVISORS, LC — notice-filed in NJ. IAPD ↗
45
CAPITAL TRUST ADVISORS — notice-filed in NY. IAPD ↗
45
CAPITAL MARKETS IQ, LLC — notice-filed in OH. IAPD ↗
45
FINANCIAL PERSPECTIVES — notice-filed in NE. IAPD ↗
45
FIELDS GOTTSCHO CAPITAL MANAGEMENT LLC — notice-filed in VA. IAPD ↗
45
Q3 ASSET MANAGEMENT CORPORATION — notice-filed in GA. IAPD ↗
45
SMI ADVISORY SERVICES, LLC — notice-filed in SD. IAPD ↗
45
LOGIC CAPITAL MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
45
STONE HOUSE INVESTMENT MANAGEMENT, LLC — notice-filed in WV. IAPD ↗
45
KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC — notice-filed in CA. IAPD ↗
45
5TH STREET ADVISORS, LLC — notice-filed in DE. IAPD ↗
45
OAK LANE ADVISORS — notice-filed in WY. IAPD ↗
45
MILLER EQUITY CAPITAL ADVISORS — notice-filed in OK. IAPD ↗
45
EXETER FINANCIAL, LLC — notice-filed in OR. IAPD ↗
45
WISE WEALTH, LLC — notice-filed in OH. IAPD ↗
45
COPPERWYND FINANCIAL — notice-filed in NY. IAPD ↗
45
BELLATORE FINANCIAL, INC. — notice-filed in SC. IAPD ↗
45
WAKEFIELD ASSET MANAGEMENT, LLLP — notice-filed in VA. IAPD ↗
45
93 FINANCIAL GROUP, LLC — notice-filed in VA. IAPD ↗
45
CALDWELL ADVISORS, LLC — notice-filed in CA. IAPD ↗
45
WALSH & ASSOCIATES, LLC — notice-filed in OR. IAPD ↗
45
ARGOS WEALTH ADVISORS LLC — notice-filed in NJ. IAPD ↗
45
HAMILTON POINT INVESTMENT ADVISORS, LLC — notice-filed in PA. IAPD ↗
45
LJI WEALTH MANAGEMENT, LLC — notice-filed in SC. IAPD ↗
45
GENEX CONSULTING — notice-filed in AZ. IAPD ↗
45
TRADEWINDS CAPITAL MANAGEMENT, LLC — notice-filed in MO. IAPD ↗
45
FIDUCIARY EXPERTS LLC — notice-filed in TN. IAPD ↗
45
FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. — notice-filed in VI. IAPD ↗
45
GREAT POINT WEALTH ADVISORS, LLC — notice-filed in ME. IAPD ↗
45
VERDE CAPITAL MANAGEMENT, INC. — notice-filed in MO. IAPD ↗
45
UNITED ADVISORS AMERICA — notice-filed in IN. IAPD ↗
45
CLEAR HAVEN CAPITAL MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
45
ROCKINGSTONE ADVISORS — notice-filed in TX. IAPD ↗
45
DECKER WEALTH MANAGEMENT, LLC — notice-filed in MS. IAPD ↗
45
IRONWOOD FINANCIAL, LLC — notice-filed in CO. IAPD ↗
45
BUTTONWOOD FINANCIAL GROUP, LLC — notice-filed in IA. IAPD ↗
45
STONE RUN CAPITAL, LLC — notice-filed in TX. IAPD ↗
45
FLYNN ZITO CAPITAL MANAGEMENT, LLC — notice-filed in SC. IAPD ↗
45
BECK CAPITAL MANAGEMENT LLC — notice-filed in CO. IAPD ↗
45
HORAN CAPITAL ADVISORS, LLC — notice-filed in SC. IAPD ↗
45
MATTSON FINANCIAL SERVICES, LLC — notice-filed in LA. IAPD ↗
45
ALLSQUARE WEALTH MANAGEMENT, LLC — notice-filed in SC. IAPD ↗
45
RENAISSANCE INVESTMENT GROUP, LLC — notice-filed in LA. IAPD ↗
45
WAYCROSS PARTNERS, LLC — notice-filed in NY. IAPD ↗
45
BELMONT CAPITAL GROUP — notice-filed in NV. IAPD ↗
45
MORIN PRIVATE CLIENT GROUP, LLC — notice-filed in TX. IAPD ↗
45
COLUMBIA RIVER ADVISORS — notice-filed in AZ. IAPD ↗
45
CONSILIUM WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗
45
BROWN FINANCIAL ADVISORY — notice-filed in FL. IAPD ↗
45
FINANCIAL CONCEPTS — notice-filed in PA. IAPD ↗
45
UNITED CAPITAL MANAGEMENT OF KANSAS, INC. — notice-filed in MI. IAPD ↗
45
CARSWELL INVESTMENTS, LLC — notice-filed in NC. IAPD ↗
45
TLWM FINANCIAL — notice-filed in NH. IAPD ↗
45
NORTHWEST QUADRANT WEALTH MANAGEMENT — notice-filed in NE. IAPD ↗
45
STUDIO INVESTMENT MANAGEMENT — notice-filed in WI. IAPD ↗
45
SCULATI WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
45
RADNOR CAPITAL MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
45
PILLAR WEALTH ADVISORS, LLC — notice-filed in NC. IAPD ↗
45
SUMMIT STREET CAPITAL MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
45
CULTIVAR CAPITAL, INC. — notice-filed in NE. IAPD ↗
45
EAGLE'S VIEW CAPITAL MANAGEMENT LLC — notice-filed in NY. IAPD ↗
45
AVIER WEALTH ADVISORS — notice-filed in NY. IAPD ↗
45
A.G. CAMPBELL ADVISORY, LLC — notice-filed in TN. IAPD ↗
45
AMJ FINANCIAL WEALTH MANAGEMENT LLC — notice-filed in WV. IAPD ↗
45
SINGLE POINT PARTNERS — notice-filed in VA. IAPD ↗
45
ATEGRA CAPITAL MANAGEMENT, LLC — notice-filed in CA. IAPD ↗
45
AAF WEALTH MANAGEMENT, LLC — notice-filed in CA. IAPD ↗
45
THE JOSEPH GROUP CAPITAL MANAGEMENT — notice-filed in NY. IAPD ↗
45
STRATEGIC WEALTH INVESTMENT GROUP, LLC — notice-filed in CA. IAPD ↗
45
STRATEGIC INCOME GROUP LLC — notice-filed in ID. IAPD ↗
45
NOVI WEALTH PARTNERS — notice-filed in VT. IAPD ↗
45
BENEDETTI, GUCER & ASSOCIATES — notice-filed in NH. IAPD ↗
45
VESTA WEALTH MANAGEMENT, LLC — notice-filed in WA. IAPD ↗
45
WEALTH PRESERVATION ADVISORS, LLC — notice-filed in AL. IAPD ↗
45
MILESTONE INVESTMENT ADVISORS, LLC — notice-filed in PA. IAPD ↗
45
SOLANO WEALTH MANAGEMENT, INC. — notice-filed in WA. IAPD ↗
45
LOGICA CAPITAL ADVISERS, LLC — notice-filed in CT. IAPD ↗
45
SHEPHERD FINANCIAL PARTNERS, LLC — notice-filed in NJ. IAPD ↗
45
SANCHEZ WEALTH MANAGEMENT GROUP, LLC — notice-filed in CA. IAPD ↗
45
TRANSATLANTIQUE PRIVATE WEALTH LLC — notice-filed in CO. IAPD ↗
45
BROPHY WEALTH MANAGEMENT, LLC — notice-filed in CT. IAPD ↗
45
COOK WEALTH, LLC — notice-filed in NM. IAPD ↗
45
BUSKA WEALTH MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗
45
WEALTH MANAGEMENT ADVISORS, LLC — notice-filed in CA. IAPD ↗
45
ARCHVEST WEALTH ADVISORS, INC. — notice-filed in NY. IAPD ↗
45
O'DONNELL FINANCIAL SERVICES, LLC — notice-filed in ID. IAPD ↗
45
CATALINA CAPITAL GROUP, LLC — notice-filed in OK. IAPD ↗
45
AUOUR INVESTMENTS LLC — notice-filed in SC. IAPD ↗
45
MIRADOR CAPITAL PARTNERS — notice-filed in HI. IAPD ↗
45
SHARIAPORTFOLIO, INC. — notice-filed in CO. IAPD ↗
45
BEACON FINANCIAL ADVISORY LLC — notice-filed in NC. IAPD ↗
45
TREVIAN WEALTH MANAGEMENT, LLC — notice-filed in TN. IAPD ↗
45
ENTRUST FINANCIAL LLC — notice-filed in NC. IAPD ↗
45
KONDO WEALTH ADVISORS, INC — notice-filed in TX. IAPD ↗
45
SEASIDE WEALTH MANAGEMENT, INC. — notice-filed in NE. IAPD ↗
45
EQUITA FINANCIAL NETWORK, INC. — notice-filed in MI. IAPD ↗
45
KFA PRIVATE WEALTH GROUP, LLC — notice-filed in NH. IAPD ↗
45
MERIDIAN FINANCIAL PARTNERS LLC — notice-filed in MD. IAPD ↗
45
DELAP WEALTH ADVISORY, LLC — notice-filed in CA. IAPD ↗
45
LONGTAIL ALPHA, LLC — notice-filed in TX. IAPD ↗
45
KANEN WEALTH MANAGEMENT LLC — notice-filed in CO. IAPD ↗
45
RUBEY & RUST CAPITAL MANAGEMENT, LLC — notice-filed in WA. IAPD ↗
45
EXECUTIVE WEALTH GROUP, LLC — notice-filed in TX. IAPD ↗
45
WOLFF FINANCIAL MANAGEMENT LLC — notice-filed in FL. IAPD ↗
45
ALPHA CAPITAL MANAGEMENT GROUP LLC — notice-filed in CT. IAPD ↗
45
LEXAURUM ADVISORS — notice-filed in DE. IAPD ↗
45
TTP INVESTMENTS, INC. — notice-filed in AZ. IAPD ↗
45
SMART MONEY GROUP, LLC — notice-filed in CO. IAPD ↗
45
AVORY & CO. — notice-filed in TX. IAPD ↗
45
MORSE ASSET MANAGEMENT, INC. — notice-filed in NV. IAPD ↗
45
ORIN GREEN FINANCIAL, LLC — notice-filed in NC. IAPD ↗
45
SFG WEALTH MANAGEMENT — notice-filed in SC. IAPD ↗
45
STRATA WEALTH ADVISORS, LLC — notice-filed in OK. IAPD ↗
45
JACKSON HOLE CAPITAL PARTNERS, LLC — notice-filed in AR. IAPD ↗
45
AWM CAPITAL, LLC — notice-filed in CO. IAPD ↗
45
FIRST OAK WEALTH MANAGEMENT, LLC — notice-filed in SC. IAPD ↗
45
ALLIANCE WEALTH ADVISORS, LLC — notice-filed in MA. IAPD ↗
45
LIVELIFE CAPITAL PARTNERS LLC — notice-filed in CT. IAPD ↗
45
SAGE RHINO CAPITAL LLC — notice-filed in WA. IAPD ↗
45
ROOT FINANCIAL PARTNERS — notice-filed in CO. IAPD ↗
45
AFFINITY WEALTH MANAGEMENT LLC — notice-filed in TN. IAPD ↗
45
LONGVIEW FINANCIAL ADVISORS, LLC — notice-filed in NE. IAPD ↗
45
MASONRY CAPITAL MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
45
BAY HARBOR WEALTH MANAGEMENT, LLC — notice-filed in DE. IAPD ↗
45
SOUDERS FINANCIAL ADVISORS, LLC — notice-filed in NC. IAPD ↗
45
DECISIONPOINT FINANCIAL, LLC — notice-filed in CA. IAPD ↗
45
ELLSWORTH ADVISORS, LLC — notice-filed in NY. IAPD ↗
45
BLUE INVESTMENT PARTNERS LLC — notice-filed in GA. IAPD ↗
45
VERUM PARTNERS LLC — notice-filed in CT. IAPD ↗
45
SIGNAL ADVISORS WEALTH, LLC — notice-filed in MD. IAPD ↗
45
OPTIVISE ADVISORY SERVICES LLC — notice-filed in PA. IAPD ↗
45
EMERALD ADVISORS, LLC — notice-filed in DC. IAPD ↗
45
HERON BAY CAPITAL MANAGEMENT — notice-filed in CA. IAPD ↗
45
MADISON PARTNERS — notice-filed in NY. IAPD ↗
45
CW INVESTMENT ADVISERS, LLC — notice-filed in MA. IAPD ↗
45
GIVERNY CAPITAL ASSET MANAGEMENT — notice-filed in CA. IAPD ↗
45
PALUMBO WEALTH MANAGEMENT LLC — notice-filed in CA. IAPD ↗
45
VELA INVESTMENT MANAGEMENT, LLC — notice-filed in CA. IAPD ↗
45
ASPECT PARTNERS, LLC — notice-filed in CA. IAPD ↗
45
ROWLING & ASSOCIATES LLC — notice-filed in OR. IAPD ↗
45
TRIAGEN WEALTH MANAGEMENT LLC — notice-filed in FL. IAPD ↗
45
TMD WEALTH MANAGEMENT — notice-filed in IL. IAPD ↗
45
VANCE WEALTH — notice-filed in ID. IAPD ↗
45
THE CLARUS GROUP — notice-filed in OK. IAPD ↗
45
PATRON PARTNERS, LLC — notice-filed in CO. IAPD ↗
45
THE MILLSTONE EVANS GROUP, LLC — notice-filed in DE. IAPD ↗
45
GREENUP STREET WEALTH MANAGEMENT LLC — notice-filed in SC. IAPD ↗
45
HILL INVESTMENT GROUP — notice-filed in NH. IAPD ↗
45
ORG PARTNERS — notice-filed in TN. IAPD ↗
45
OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC. — notice-filed in MO. IAPD ↗
45
REFRAME WEALTH, LLC — notice-filed in PA. IAPD ↗
45
HILL ISLAND FINANCIAL LLC — notice-filed in FL. IAPD ↗
45
FYRA CAPITAL MANAGEMENT — notice-filed in WI. IAPD ↗
45
TRG INVESTMENT ADVISORS, LLC — notice-filed in TX. IAPD ↗
45
THE LEWIS FINANCIAL GROUP — notice-filed in AZ. IAPD ↗
45
HILLCREST FINANCIAL GROUP — notice-filed in CO. IAPD ↗
45
25 FINANCIAL — notice-filed in VA. IAPD ↗
45
OAK HILL WEALTH ADVISORS, LLC — notice-filed in MI. IAPD ↗
45
ACCENT CAPITAL MANAGEMENT, LLC — notice-filed in CA. IAPD ↗
45
49 FINANCIAL — notice-filed in MN. IAPD ↗
45
WEALTH SCIENCE ADVISORS LLC — notice-filed in TN. IAPD ↗
45
ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC — notice-filed in AL. IAPD ↗
45
MN WEALTH ADVISORS, LLC — notice-filed in TN. IAPD ↗
45
CHANNEL WEALTH, LLC — notice-filed in WA. IAPD ↗
45
STENGER FAMILY OFFICE, LLC — notice-filed in NC. IAPD ↗
45
WAVELAND FAMILY OFFICE, LLC — notice-filed in NH. IAPD ↗
45
EVERPAR ADVISORS LLC — notice-filed in NM. IAPD ↗
45
LEGACY EDGE ADVISORS — notice-filed in PA. IAPD ↗
44
COMMONWEALTH FINANCIAL PLANNERS INC — notice-filed in FL, NC. IAPD ↗
44
HANSEATIC MANAGEMENT SERVICES INC — notice-filed in AZ, CA. IAPD ↗
44
VICTORY WEALTH PARTNERS — notice-filed in FL, TX. IAPD ↗
44
THE KOCEN FINANCIAL GROUP, INC. — notice-filed in IL, VA. IAPD ↗
44
COVINGTON & ASSOCIATES, INC. — notice-filed in CA, NY. IAPD ↗
44
CAPITAL IDEAS — notice-filed in CO, NY. IAPD ↗
44
VEACH FAMILY FINANCIAL — notice-filed in FL, LA. IAPD ↗
44
LIVELSBERGER FINANCIAL ADVISORY — notice-filed in GA, PA. IAPD ↗
44
SHAKER FINANCIAL SERVICES — notice-filed in AZ, WA. IAPD ↗
44
DAVENPORT WATTS & DRAKE INVESTMENT ADVISORS, LLC — notice-filed in AL, TN. IAPD ↗
44
INVESTMENT INSIGHT WEALTH MANAGEMENT, LLC — notice-filed in FL, TX. IAPD ↗
44
SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC — notice-filed in AZ, IL. IAPD ↗
44
SCHAFFER & COMPANY ASSET MANAGEMENT, INC. — notice-filed in FL, TX. IAPD ↗
44
SECURE INVESTMENT MANAGEMENT, LLC — notice-filed in MN, VA. IAPD ↗
44
GLOBAL VALUE INVESTMENT CORPORATION — notice-filed in MT, NJ. IAPD ↗
44
INFINIUM INVESTMENT ADVISORS, LLC — notice-filed in MI, TX. IAPD ↗
44
KUBHERA ENTERPRISES LLC — notice-filed in CA, VA. IAPD ↗
44
FISCHER INVESTMENT STRATEGIES, LLC — notice-filed in LA, MT. IAPD ↗
44
NOVUS ADVISORS — notice-filed in CT, TN. IAPD ↗
44
DEL-SETTE CAPITAL MANAGEMENT, LLC — notice-filed in CA, VA. IAPD ↗
44
ROI FINANCIAL — notice-filed in CA, TX. IAPD ↗
44
THE CLARK GROUP ASSET MANAGEMENT — notice-filed in IL, LA. IAPD ↗
44
FELTL ADVISORS — notice-filed in ID, OK. IAPD ↗
44
TREASURE COAST FINANCIAL PLANNING, INC. — notice-filed in NE, SC. IAPD ↗
44
STEADY RETURNS — notice-filed in KS, VA. IAPD ↗
44
NOVA WEALTH MANAGEMENT, INC. — notice-filed in TX, WI. IAPD ↗
44
KILTERHOWLING LLC — notice-filed in OR, WA. IAPD ↗
44
SECTOR ANALYSTS LLC — notice-filed in DE, NH. IAPD ↗
44
HOLDER WEALTH MANAGEMENT — notice-filed in FL, TX. IAPD ↗
44
SIMPLEX WEALTH MANAGEMENT — notice-filed in NV, TX. IAPD ↗
44
PROSPERITY WEALTH MANAGEMENT, INC. — notice-filed in AR, AZ. IAPD ↗
44
ABBINGTON INVESTMENT GROUP, LLC — notice-filed in FL, ME. IAPD ↗
44
ATLAS WEALTH PARTNERS LLC — notice-filed in LA, NH. IAPD ↗
44
MARTIN WEALTH SOLUTIONS — notice-filed in FL, TX. IAPD ↗
44
LYNNLEIGH & COMPANY, LLC — notice-filed in FL, NC. IAPD ↗
44
XYPN INVEST — notice-filed in KY, MI. IAPD ↗
44
NRG WEALTH MANAGEMENT — notice-filed in CO, NE. IAPD ↗
44
CAPITAL ADVISOR NETWORK — notice-filed in CA, FL. IAPD ↗
44
MALATAI CAPITAL LLC — notice-filed in MA, TX. IAPD ↗
44
SMARTPATH ADVISORS — notice-filed in NC, NH. IAPD ↗
44
SWAN CAPITAL — notice-filed in CO, LA. IAPD ↗
44
ASPEN WEALTH STRATEGIES, LLC — notice-filed in AZ, WY. IAPD ↗
44
PATH DIGITAL ADVISORS, LLC — notice-filed in TX, VA. IAPD ↗
44
EVERSTAR ASSET MANAGEMENT, LLC — notice-filed in CA, IL. IAPD ↗
44
WAGNER PLANNING — notice-filed in AZ, WA. IAPD ↗
44
BASE WEALTH MANAGEMENT — notice-filed in MI, PA. IAPD ↗
44
HERITAGE ASSET MANAGEMENT, LLC — notice-filed in AR, MI. IAPD ↗
44
FOUNTAINDALE, LLC — notice-filed in AZ, MI. IAPD ↗
44
MINDORO CAPITAL PARTNERS LLC — notice-filed in NY, TX. IAPD ↗
44
FIRST FINANCIAL SERVICES, LLC — notice-filed in OK, TX. IAPD ↗
43
OLD PORT ADVISORS — filed an Item 4A succession naming OLD PORT ADVISORS (CRD 108228) — an entity change, not a deal. IAPD ↗
43
43
THAYER PARTNERS LLC — filed an Item 4A succession naming THAYER PARTNERS LLC (CRD 290734) — an entity change, not a deal. IAPD ↗
43
HART & PATTERSON FINANCIAL GROUP LLP — filed an Item 4A succession naming HART & PATTERSON FINANCIAL GROUP LLP (CRD 310639) — an entity change, not a deal. IAPD ↗
43
NAVIGATE FINANCIAL LLC — filed an Item 4A succession naming NAVIGATE FINANCIAL LLC (CRD 325945) — an entity change, not a deal. IAPD ↗
42
IBN FINANCIAL SERVICES, INC — notice-filed in TN. IAPD ↗
42
BARRY M. CORKERN & CO., INC. — notice-filed in WY. IAPD ↗
42
PERKINS CAPITAL MANAGEMENT INC — notice-filed in WA. IAPD ↗
42
WAYCROSS INVESTMENT MANAGEMENT CO — notice-filed in LA. IAPD ↗
42
BOYAR ASSET MANAGEMENT, INC. — notice-filed in CA. IAPD ↗
42
THE SCOTT S. JAMES COMPANY — notice-filed in TX. IAPD ↗
42
WALSKY INVESTMENT MANAGEMENT INC — notice-filed in TX. IAPD ↗
42
OTTO & ASSOCIATES, INC. — notice-filed in MA. IAPD ↗
42
FORTRESS WEALTH MANAGEMENT, INC. — notice-filed in LA. IAPD ↗
42
MILLER VALUE PARTNERS, LLC — notice-filed in CT. IAPD ↗
42
FINANCIAL SOLUTIONS ASSOCIATES — notice-filed in ME. IAPD ↗
42
THE PUTNEY FINANCIAL GROUP LLC — notice-filed in NM. IAPD ↗
42
GEORGE M. HILLER COMPANIES, LLC — notice-filed in CO. IAPD ↗
42
FUND ADVISORS OF AMERICA INC — notice-filed in MO. IAPD ↗
42
MWA FINANCIAL SERVICES, INC. — notice-filed in KY. IAPD ↗
42
TRIBECA FINANCIAL, LLC — notice-filed in WA. IAPD ↗
42
GILBERT CAPITAL GROUP — notice-filed in CO. IAPD ↗
42
INVESTORS PORTFOLIO SERVICES LLC — notice-filed in TX. IAPD ↗
42
KACHKOVSKY & FISHER, INC. — notice-filed in MA. IAPD ↗
42
ALPHA ADVISORS, LLC — notice-filed in TX. IAPD ↗
42
PILLAR WEALTH MANAGEMENT CO. — notice-filed in FL. IAPD ↗
42
SHAKER INVESTMENTS — notice-filed in TX. IAPD ↗
42
SHAPIRO FINANCIAL SECURITY GROUP, INC. — notice-filed in FL. IAPD ↗
42
CAPSTONE INVESTMENT FINANCIAL GROUP, LLC — notice-filed in NY. IAPD ↗
42
SAXONY CAPITAL MANAGEMENT, LLC — notice-filed in AR. IAPD ↗
42
D C VOSS & COMPANY, LLC — notice-filed in SC. IAPD ↗
42
GIBRALTAR WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
42
OMNI 360 WEALTH, INC. — notice-filed in TX. IAPD ↗
42
CAPITAL GROWTH & SHELTER, INC. — notice-filed in FL. IAPD ↗
42
COLCHESTER INVESTMENT COUNSEL LLC — notice-filed in FL. IAPD ↗
42
THREE PEAKS CAPITAL MANAGEMENT, LLC — notice-filed in NE. IAPD ↗
42
SPECTRUM FINANCIAL RESOURCES — notice-filed in TX. IAPD ↗
42
WEALTH MANAGEMENT SOLUTIONS — notice-filed in FL. IAPD ↗
42
CAMELOTTA ADVISORS — notice-filed in LA. IAPD ↗
42
MEZZASALMA ADVISORS — notice-filed in PA. IAPD ↗
42
OAKBOURNE ADVISORS — notice-filed in MD. IAPD ↗
42
SFC FINANCIAL LLC — notice-filed in TX. IAPD ↗
42
MAD RIVER INVESTORS — notice-filed in IL. IAPD ↗
42
S&S WEALTH MANAGEMENT — notice-filed in OK. IAPD ↗
42
SIERRA FINANCIAL ADVISORY — notice-filed in OR. IAPD ↗
42
NORTHSTAR FINANCIAL PLANNERS, INC. — notice-filed in TN. IAPD ↗
42
DWR WEALTH MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗
42
GLAXIS CAPITAL MANAGEMENT, LLC — notice-filed in KS. IAPD ↗
42
ASPETUCK FINANCIAL MANAGEMENT LLC — notice-filed in VA. IAPD ↗
42
KAHN FINANCIAL GROUP — notice-filed in TX. IAPD ↗
42
COMPASS INVESTMENTS LLC — notice-filed in ID. IAPD ↗
42
BECKERMAN WEALTH — notice-filed in TX. IAPD ↗
42
LUTHER FOREST WEALTH ADVISORS, L.L.C. — notice-filed in CT. IAPD ↗
42
FINANCIAL ABUNDANCE, INC. — notice-filed in NV. IAPD ↗
42
LOTUSGROUP ADVISORS — notice-filed in NE. IAPD ↗
42
MCDONOUGH CAPITAL MANAGEMENT, INC. — notice-filed in GA. IAPD ↗
42
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC — notice-filed in OH. IAPD ↗
42
ADVANTAGE INVESTMENT MANAGEMENT — notice-filed in FL. IAPD ↗
42
TAYLOR CAPITAL MANAGEMENT — notice-filed in TX. IAPD ↗
42
AVERY WEALTH, INC. — notice-filed in FL. IAPD ↗
42
CONVERGENCE INVESTMENT PARTNERS, LLC — notice-filed in NE. IAPD ↗
42
ARBUS CAPITAL MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
42
SANCTUARY WEALTH MANAGEMENT, LLC — notice-filed in CA. IAPD ↗
42
KRUSEN CAPITAL MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
42
UP NORTH FINANCIAL, LLC — notice-filed in FL. IAPD ↗
42
MCBROOM & ASSOCIATES, LLC — notice-filed in ID. IAPD ↗
42
MORI HUSTON PARTNERS — notice-filed in TX. IAPD ↗
42
ADASINA SOCIAL CAPITAL — notice-filed in MA. IAPD ↗
42
SAFRAN WEALTH ADVISORS, LLC — notice-filed in LA. IAPD ↗
42
IFS ADVISORS, INC — notice-filed in AZ. IAPD ↗
42
KIKER WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
42
STONEBRIDGE FINANCIAL PLANNING GROUP, LLC — notice-filed in IL. IAPD ↗
42
INTERWEALTH MANAGEMENT, LLC — notice-filed in WA. IAPD ↗
42
RIVERCHASE WEALTH MANAGEMENT, LLC — notice-filed in PA. IAPD ↗
42
FORTRESS PLANNING GROUP — notice-filed in KY. IAPD ↗
42
SEASON INVESTMENTS, LLC — notice-filed in NE. IAPD ↗
42
BRS FINANCIAL LLC — notice-filed in TN. IAPD ↗
42
FIFTH SET PRIVATE WEALTH MANAGEMENT LLC — notice-filed in TX. IAPD ↗
42
FINANCIAL PLANNING ASSOCIATES, LLC — notice-filed in FL. IAPD ↗
42
SENTARA CAPITAL — notice-filed in NC. IAPD ↗
42
RPM CAPITAL MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗
42
STRATEGY FINANCIAL GROUP — notice-filed in WA. IAPD ↗
42
TOTAL WEALTH ADVISORS, LLC — notice-filed in NY. IAPD ↗
42
MARSTONE LLC — notice-filed in NJ. IAPD ↗
42
FOUNDATION WEALTH MANAGEMENT, LLC — notice-filed in DE. IAPD ↗
42
SHIRAISHI FINANCIAL GROUP ADVISORS — notice-filed in OR. IAPD ↗
42
SCOTTSDALE WEALTH PLANNING, INC. — notice-filed in FL. IAPD ↗
42
SIMS INVESTMENT MANAGEMENT LLC — notice-filed in NC. IAPD ↗
42
HAHN FINANCIAL GROUP — notice-filed in MA. IAPD ↗
42
LEHMANN, LIVIAN, FRIDSON ADVISORS, LLC — notice-filed in TX. IAPD ↗
42
STAR CAPITAL INC. — notice-filed in AZ. IAPD ↗
42
CENTER FOR WEALTH MANAGEMENT ADVISORY — notice-filed in GA. IAPD ↗
42
H&H RETIREMENT DESIGN AND MANAGEMENT INC — notice-filed in AL. IAPD ↗
42
MELIORA CAPITAL — notice-filed in TX. IAPD ↗
42
BENTLEY FINANCIAL GROUP — notice-filed in VA. IAPD ↗
42
MODERN CAPITAL GROUP LLC — notice-filed in CA. IAPD ↗
42
TACTIVEST, LLC — notice-filed in OR. IAPD ↗
42
EVERGREEN WEALTH MANAGEMENT, LLC — notice-filed in IN. IAPD ↗
42
MARSHALL INVESTMENT MANAGEMENT, LLC — notice-filed in SD. IAPD ↗
42
WEATHERHELM CAPITAL MANAGEMENT LLC — notice-filed in RI. IAPD ↗
42
WP ASSET MANAGEMENT — notice-filed in CA. IAPD ↗
42
APTUS FINANCIAL, LLC — notice-filed in AL. IAPD ↗
42
WHARTON WEALTH MANAGEMENT, LLC — notice-filed in VA. IAPD ↗
42
CROSS STATE FINANCIAL GROUP LLC — notice-filed in AL. IAPD ↗
42
DUNHAM LANE CAPITAL PARTNERS LLC — notice-filed in NH. IAPD ↗
42
MERCURIO WEALTH ADVISORS — notice-filed in NE. IAPD ↗
42
WELLINGTON INVESTMENT ADVISORS — notice-filed in AZ. IAPD ↗
42
FOUR FINANCIAL MANAGEMENT — notice-filed in TX. IAPD ↗
42
ADVANCED PORTFOLIO STRATEGIES — notice-filed in LA. IAPD ↗
42
SMITH & WYATT — notice-filed in CA. IAPD ↗
42
APPLIED RESEARCH INVESTMENTS, LLC — notice-filed in DE. IAPD ↗
42
SOUND FINANCIAL STRATEGIES GROUP, LLC — notice-filed in AZ. IAPD ↗
42
ALPHA BETA GAMMA WEALTH MANAGEMENT — notice-filed in AR. IAPD ↗
42
T.M. WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗
42
KANANI ADVISORY GROUP INC. — notice-filed in CO. IAPD ↗
42
CROSS BORDER WEALTH, LLC — notice-filed in VA. IAPD ↗
42
KNOX WEALTH PARTNERS ADVISORY — notice-filed in CA. IAPD ↗
42
HERITAGE WEALTH PARTNERS, LLC — notice-filed in FL. IAPD ↗
42
FORTRESS PRIVATE LEDGER, LLC — notice-filed in FL. IAPD ↗
42
KINWELL LLC — notice-filed in FL. IAPD ↗
42
PANORAMIC INVESTMENT ADVISORS — notice-filed in WY. IAPD ↗
42
BRUCKE FINANCIAL, INC. — notice-filed in NY. IAPD ↗
42
FBL WEALTH MANAGEMENT, LLC — notice-filed in MA. IAPD ↗
42
LUMINA WEALTH MANAGEMENT, LLC — notice-filed in CA. IAPD ↗
42
SAPPHIRE BLUE INVESTMENT PARTNERS — notice-filed in WV. IAPD ↗
42
BROOKLYN FI, LLC — notice-filed in FL. IAPD ↗
42
FIDELIS WEALTH ADVISORS — notice-filed in NE. IAPD ↗
42
ROCK HOUSE FINANCIAL — notice-filed in AZ. IAPD ↗
42
LONE PEAK ADVISERS — notice-filed in CO. IAPD ↗
42
NORTHAVENUE LLC — notice-filed in VA. IAPD ↗
42
PGI WEALTH MANAGEMENT — notice-filed in NY. IAPD ↗
42
CARTER FINANCIAL, LLC — notice-filed in CO. IAPD ↗
42
CLEAR SKY FINANCIAL, LP — notice-filed in LA. IAPD ↗
42
MODEL WEALTH — notice-filed in CO. IAPD ↗
42
OPPORTUNUS WEALTH MANAGEMENT, LLC — notice-filed in WY. IAPD ↗
42
RIGHTWEALTH ADVISORS, LLC — notice-filed in NC. IAPD ↗
42
GREEN RIDGE WEALTH PLANNING LLC — notice-filed in NH. IAPD ↗
42
LION CAPITAL ADVISORS LLC — notice-filed in CA. IAPD ↗
42
KUHN & COMPANY INVESTMENT COUNSEL, LLC — notice-filed in FL. IAPD ↗
42
SECFI ADVISORY LIMITED — notice-filed in FL. IAPD ↗
42
ONEGROUP WEALTH PARTNERS, INC. — notice-filed in NH. IAPD ↗
42
FBD ASSET MGMT — notice-filed in SD. IAPD ↗
42
GREAT POINT ADVISORS, LLC — notice-filed in AZ. IAPD ↗
42
THREE CORD TRUE WEALTH MANAGEMENT, LLC — notice-filed in OH. IAPD ↗
42
KEYSTONE FINANCIAL SERVICES, LLC — notice-filed in KS. IAPD ↗
42
EPIQWEST CULVER WEALTH ADVISORS LLC — notice-filed in WY. IAPD ↗
42
VIAWEALTH, LLC — notice-filed in FL. IAPD ↗
42
HF ADVISORY GROUP, LLC — notice-filed in CO. IAPD ↗
42
WINTER & ASSOCIATES, INC. — notice-filed in FL. IAPD ↗
42
NORTHBRIDGE FINANCIAL GROUP, LLC — notice-filed in GA. IAPD ↗
42
RWM CAPITAL, LLC — notice-filed in IN. IAPD ↗
42
REDMONT WEALTH — notice-filed in OH. IAPD ↗
42
TETON WEALTH GROUP LLC — notice-filed in LA. IAPD ↗
42
ELPHINSTONE — notice-filed in TX. IAPD ↗
42
NEXWEALTH LLC — notice-filed in PA. IAPD ↗
42
WHALEN FINANCIAL — notice-filed in WA. IAPD ↗
42
MARIPAU WEALTH MANAGEMENT LLC — notice-filed in AR. IAPD ↗
42
BLACK DIAMOND FINANCIAL, LLC — notice-filed in NV. IAPD ↗
42
BLUEPRINT FINANCIAL ADVISORS — notice-filed in CT. IAPD ↗
42
PINNACLE WEALTH MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
42
ENZA FINANCIAL, LLC — notice-filed in NE. IAPD ↗
42
OPTIMIZE FINANCIAL INC. — notice-filed in CO. IAPD ↗
42
WPM WEALTH ADVISORS LLC — notice-filed in TX. IAPD ↗
42
SCHERER FINANCIAL ADVISORY SERVICES, LLC — notice-filed in OK. IAPD ↗
42
SAYBROOK WEALTH GROUP, INC. — notice-filed in AL. IAPD ↗
42
FILIGREE WEALTH ADVISORS, LLC — notice-filed in AZ. IAPD ↗
42
SELECT INVESTMENT SOLUTIONS, LLC — notice-filed in TX. IAPD ↗
42
ALPHA ZERO LLC — notice-filed in LA. IAPD ↗
42
IA NETWORK, LLC — notice-filed in NY. IAPD ↗
42
DABA ADVISORS LLC — notice-filed in VA. IAPD ↗
42
CAPITAL AND PLANNING, LLC — notice-filed in LA. IAPD ↗
42
STEWARD ADVISORS GROUP, LLC — notice-filed in NH. IAPD ↗
42
RM INVESTMENT STRATEGIES, LLC — notice-filed in TX. IAPD ↗
42
AURORA WEALTH ADVISORS — notice-filed in NC. IAPD ↗
42
TRADEWINDS WEALTH MANAGEMENT — notice-filed in MA. IAPD ↗
42
PETROS FAMILY WEALTH, LLC — notice-filed in NM. IAPD ↗
42
LIGHTSQUARE WEALTH MANAGEMENT, LLC — notice-filed in NH. IAPD ↗
42
THREE SEASONS WEALTH — notice-filed in CO. IAPD ↗
42
COVINGTONALSINA — notice-filed in PA. IAPD ↗
42
OXENFREE FINANCIAL — notice-filed in PA. IAPD ↗
42
FOGUTH WEALTH MANAGEMENT, LLC. — notice-filed in FL. IAPD ↗
42
STIRLINGSHIRE INVESTMENTS — notice-filed in PA. IAPD ↗
42
LAKE WATER ADVISORY, LLC — notice-filed in FL. IAPD ↗
42
KELLER FINANCIAL GROUP — notice-filed in AZ. IAPD ↗
42
KELLY WEALTH MANAGEMENT, INC. — notice-filed in FL. IAPD ↗
42
LORD AND RICHARDS — notice-filed in TX. IAPD ↗
42
GFG SOLUTIONS — notice-filed in PA. IAPD ↗
40
EFS ASSET MANAGEMENT LLC — filed an Item 4A succession naming FIVE KEYS CAPITAL ADVISORS INC. (CRD 106184) — an entity change, not a deal. IAPD ↗
40
GENEREUX INVESTMENT MANAGEMENT, INC. — filed an Item 4A succession naming GENEREUX INVESTMENT MANAGEMENT, INC. (CRD 117436) — an entity change, not a deal. IAPD ↗
40
RANGE ADVISORY, LLC — filed an Item 4A succession naming RANGE FINANCE, INC. (CRD 321969) — an entity change, not a deal. IAPD ↗
85
BOON INVESTMENT GROUP, INC. — (AUSTIN, TX) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
SHASTA VENTURES — (location n/a) is newly SEC-registered with $2.02B RAUM and 4 advisory reps. IAPD ↗fund
85
MACQUARIE CAPITAL PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 15 advisory reps. IAPD ↗institutional
85
STOCK SNIPS, INC. — (PITTSBURGH, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
QUANTITATIVE FINANCE LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
TRINITY CAPITAL ADVISER, LLC — (PHOENIX, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 29 advisory reps. IAPD ↗institutional
85
AIP CAPITAL ADVISORS LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
85
SHORENSTEIN INVESTMENT ADVISERS LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 47 advisory reps. IAPD ↗institutional
85
ARC LUMINOUS MANAGEMENT COMPANY LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
NORIAS CAPITAL MANAGEMENT LP — (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 27 advisory reps. IAPD ↗institutional
85
INVESTCORP CORSAIR INFRASTRUCTURE PARTNERS, L.P. — (NEW YORK, NY) is newly SEC-registered with $3.70B RAUM and 6 advisory reps. IAPD ↗fund
85
FORTWOOD CAPITAL LP — (GRENWICH, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
NILES INVESTMENT MANAGEMENT, LLC — (PLANTATION, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
MISSION INVESTMENT ADVISORS LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
INATAI INVESTMENT MANAGEMENT CO. LLC — (SEATTLE, WA) is newly SEC-registered with $2.19B RAUM and 5 advisory reps. IAPD ↗fund
85
EVEN HERD LLC — (OKLAHOMA CITY, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
GALLO PARTNERS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
DUNDEE MAESTRO MANAGEMENT, LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
DRACO EVOLUTION — (NEWPORT BEACH, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BENCHSTONE CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
SOUND POINT MERIDIAN MANAGEMENT COMPANY LLC — (NEW YORK, NY) is newly SEC-registered with $2 RAUM and 4 advisory reps. IAPD ↗institutional
85
GE VERNOVA INVESTMENT ADVISERS, LLC — (NORWALK, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 15 advisory reps. IAPD ↗institutional
85
OBION CAPITAL MANAGEMENT LP — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
QUANTESSENCE CAPITAL — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
FMI TECHNOLOGIES LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
AMPLIFIED ADVISORS — (location n/a) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗institutional
85
APOLLO S3 RIC MANAGEMENT, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2540 advisory reps. IAPD ↗institutional
85
STRAWBERRY TREE MANAGEMENT COMPANY — (SEATTLE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
FINANCEBUZZ — (DELRAY BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
83
HUMBLE GROWTH — (NEW YORK, NY) is newly SEC-registered with $316.1M RAUM and 8 advisory reps. IAPD ↗fund
83
LEH II MANAGEMENT LLC — (ENGLEWOOD, CO) is newly SEC-registered with $380.4M RAUM and 7 advisory reps. IAPD ↗fund
80
L CAPITAL, LLC — (WINDSOR, CA) is newly SEC-registered with $156.4M RAUM and 1 advisory reps. IAPD ↗fund
80
RSC ASSET MANAGEMENT GROUP, LLC — (STUDIO CITY, CA) is newly SEC-registered with $137.3M RAUM and 2 advisory reps. IAPD ↗fund
80
PATRICOF CO — (NEW YORK, NY) is newly SEC-registered with $179.3M RAUM and 5 advisory reps. IAPD ↗fund
80
ARTESIAN CAPITAL MANAGEMENT (DELAWARE) LP — (NEW YORK, NY) is newly SEC-registered with $10.0M RAUM and 4 advisory reps. IAPD ↗fund
80
CALAMOS PRIVATE EQUITY LLC — (NAPERVILLE, IL) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗fund
80
ACME CREDIT PARTNERS — (NEW YORK, NY) is newly SEC-registered with $90.9M RAUM and 4 advisory reps. IAPD ↗fund
80
CHARTER OAK ADVISORS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗fund
80
TRP CAPITAL ADVISORS VI, LLC — (BIRMINGHAM, MI) is newly SEC-registered with $163.1M RAUM and 8 advisory reps. IAPD ↗fund
75
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ALBRITTON CAPITAL MANAGEMENT CO — crossed $1B in regulatory AUM ($895.0M -> $1.09B). IAPD ↗institutional
75
MODERN PORTFOLIO CONSULTANTS, LLC — crossed $1B in regulatory AUM ($970.3M -> $1.02B). IAPD ↗institutional
75
APPLIED FINANCE ADVISORS, LLC — crossed $1B in regulatory AUM ($762.0M -> $1.30B). IAPD ↗institutional
75
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. — crossed $1B in regulatory AUM ($988.0M -> $3.09B). IAPD ↗institutional
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CNL STRATEGIC CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($732.5M -> $1.01B). IAPD ↗institutional
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LEVINE LEICHTMAN STRATEGIC CAPITAL, LLC — crossed $1B in regulatory AUM ($709.1M -> $1.01B). IAPD ↗institutional
75
DISTILLATE CAPITAL PARTNERS LLC — crossed $1B in regulatory AUM ($924.1M -> $1.61B). IAPD ↗institutional
75
WINSHORE CAPITAL PARTNERS LP — crossed $1B in regulatory AUM ($766.3M -> $1.56B). IAPD ↗institutional
75
SOUTHERN RIDGES CAPITAL (USA) LLC — crossed $1B in regulatory AUM ($976.8M -> $1.01B). IAPD ↗institutional
75
KESTRA INVESTMENT MANAGEMENT, LLC. — crossed $1B in regulatory AUM ($109.8M -> $1.51B). IAPD ↗institutional
75
IMPACTASSETS CAPITAL PARTNERS PBLLC — crossed $1B in regulatory AUM ($541.6M -> $1.58B). IAPD ↗institutional
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OHA PRIVATE CREDIT ADVISORS LLC — crossed $1B in regulatory AUM ($99.2M -> $1.46B). IAPD ↗institutional
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JEFFERIES CREDIT MANAGEMENT LLC — crossed $1B in regulatory AUM ($985.0M -> $2.46B). IAPD ↗institutional
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BROOKFIELD ASSET MANAGEMENT INSURANCE ADVISOR LLC — grew from 959 to 998 advisory reps. IAPD ↗institutional
75
SILVER POINT SPECIALTY CREDIT FUND MANAGEMENT, LLC — grew from 81 to 103 advisory reps. IAPD ↗institutional
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VAN ECK ABSOLUTE RETURN ADVISERS CORP. — crossed $1B in regulatory AUM ($818.5M -> $1.66B). IAPD ↗fund
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CARLYLE AVIATION SECURITIES PARTNERS LLC — crossed $1B in regulatory AUM ($876.3M -> $1.13B). IAPD ↗fund
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HIDDEN HARBOR CAPITAL MANAGEMENT, L.P. — crossed $1B in regulatory AUM ($767.5M -> $1.01B). IAPD ↗fund
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METROPOLITAN PARTNERS GROUP MANAGEMENT, LLC — crossed $1B in regulatory AUM ($956.3M -> $1.45B). IAPD ↗fund
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EXCELSIOR RENEWABLE ENERGY MANAGEMENT COMPANY LP — crossed $1B in regulatory AUM ($667.0M -> $1.31B). IAPD ↗fund
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ALBANY ROAD REAL ESTATE PARTNERS, LLC — crossed $1B in regulatory AUM ($329.5M -> $1.05B). IAPD ↗fund
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BAIN CAPITAL INSURANCE SOLUTIONS, LP — crossed $1B in regulatory AUM ($876.6M -> $1.86B). IAPD ↗fund
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PACIFIC AVENUE CAPITAL PARTNERS MANAGEMENT COMPANY LLC — crossed $1B in regulatory AUM ($420.1M -> $1.08B). IAPD ↗fund
70
SYCAMORE TREE CAPITAL PARTNERS, L.P. — crossed $1B in regulatory AUM ($968.3M -> $1.79B). IAPD ↗fund
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SPEARHEAD ADMINISTRATIVE SERVICES, LLC — crossed $1B in regulatory AUM ($566.6M -> $1.20B). IAPD ↗fund
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NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC — grew from 197 to 247 advisory reps. IAPD ↗fund
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FIVE ARROWS MANAGERS LLP — (LONDON, United Kingdom) is newly SEC-registered with $11.08B RAUM and 85 advisory reps. IAPD ↗foreign
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WHITE OAK CAPITAL PARTNERS PTE. LTD. — (SAMSUNG HUB, Singapore) is newly SEC-registered with $3.60B RAUM and 12 advisory reps. IAPD ↗foreign
70
COMPLUS ASSET MANAGEMENT (UK) LIMITED — (LONDON, United Kingdom) is newly SEC-registered with $4.07B RAUM and 5 advisory reps. IAPD ↗foreign
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KING RIVER CAPITAL MANAGEMENT PTY LTD — (SURRY HILLS, NEW SOUTH WALES, Australia) is newly SEC-registered with $338.5M RAUM and 8 advisory reps. IAPD ↗foreign
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BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT — grew from 39 to 44 advisory reps. IAPD ↗institutional
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SIXTH STREET SPECIALTY LENDING ADVISERS, LLC — grew from 37 to 42 advisory reps. IAPD ↗institutional
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POM WEALTH MANAGEMENT US LLC — (SÃO PAULO, Brazil) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
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TAULA CAPITAL MANAGEMENT (DIFC) LTD — (ST HELIER, Jersey) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗foreign
65
TAULA CAPITAL MANAGEMENT (UK) LLP — (ST HELIER, Jersey) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗foreign
65
TAULA CAPITAL MANAGEMENT (US) LLC — (ST HELIER, Jersey) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗foreign
65
TAULA CAPITAL MANAGEMENT (JERSEY) LIMITED — (ST HELIER, Jersey) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗foreign
65
UTI INVESTMENTS AMERICA LIMITED — (ST PETER PORT, Guernsey) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗foreign
65
THE MASS GROUP — (DUBAI, United Arab Emirates) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
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RADIAN INVESTMENT MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗institutional
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BLACKSTONE REAL ESTATE SPECIAL SITUATIONS ADVISORS L.L.C. — grew from 144 to 150 advisory reps. IAPD ↗fund
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ARES CAPITAL MANAGEMENT II LLC — now reports custody of client assets ($455.0M). IAPD ↗institutional
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MANULIFE INVESTMENT MANAGEMENT TIMBERLAND AND AGRICULTURE INC — grew from 80 to 85 advisory reps. IAPD ↗fund
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ENCORE HOUSING OPPORTUNITY FUND INVESTMENT MANAGER, LLC — grew from 18 to 23 advisory reps. IAPD ↗fund
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ASPIRE STRATEGIST PORTFOLIOS LLC — 's provisional registration is now fully approved. IAPD ↗institutional
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BLUE OWL TECHNOLOGY CREDIT ADVISORS II LLC — now reports 1 private fund(s) ($479.8M gross). IAPD ↗fund
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GID MULTIFAMILY INVESTMENT MANAGEMENT LLC — now reports 3 private fund(s) ($3.82B gross). IAPD ↗fund
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PACIFIC AVENUE CAPITAL PARTNERS MANAGEMENT COMPANY LLC — grew from 14 to 18 advisory reps. IAPD ↗fund
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ANTHEMIS CAPITAL MANAGERS (AMERICAS) LLC — now reports 1 private fund(s) ($386,119 gross). IAPD ↗fund
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ANALYST PORTFOLIO MANAGEMENT LTD. — crossed $1B in regulatory AUM ($832.6M -> $1.03B). IAPD ↗foreign
55
BLACKROCK ASSET MANAGEMENT SCHWEIZ AG — crossed $1B in regulatory AUM ($768.9M -> $1.27B). IAPD ↗foreign
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ZENTIFIC INVESTMENT MANAGEMENT LIMITED — crossed $1B in regulatory AUM ($623.4M -> $1.01B). IAPD ↗foreign
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BLUE SWELL ASSET MANAGEMENT PRIVATE LIMITED — crossed $1B in regulatory AUM ($700.9M -> $1.19B). IAPD ↗foreign
55
MAN INVESTMENTS AUSTRALIA LIMITED — crossed $1B in regulatory AUM ($756.6M -> $1.16B). IAPD ↗foreign
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ENCORE HOUSING OPPORTUNITY FUND INVESTMENT MANAGER, LLC — now reports custody of client assets ($1.59B). IAPD ↗fund
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METROPOLITAN PARTNERS GROUP MANAGEMENT, LLC — now reports custody of client assets ($1.32B). IAPD ↗fund
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GID MULTIFAMILY INVESTMENT MANAGEMENT LLC — now reports custody of client assets ($3.41B). IAPD ↗fund
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BLACKSTONE PRIVATE INVESTMENTS ADVISORS L.L.C. — now reports 1 private fund(s) ($100,000 gross). IAPD ↗fund
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BENFORD CAPITAL PARTNERS MANAGEMENT, L.P. — now reports custody of client assets ($547.6M). IAPD ↗fund
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SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD — grew from 306 to 317 advisory reps. IAPD ↗foreign
50
50
50
CATENARY ALTERNATIVES ASSET MANAGEMENT, LLC — now reports custody of client assets ($9.1M). IAPD ↗fund
50
50
50
50
50
BLACKSTONE PRIVATE INVESTMENTS ADVISORS L.L.C. — now reports custody of client assets ($100,000). IAPD ↗fund
50
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50
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50
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GOLDMAN SACHS ASSET MANAGEMENT (SINGAPORE) PTE. LTD. — grew from 22 to 30 advisory reps. IAPD ↗foreign
47
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45
THE VARIABLE ANNUITY LIFE INSURANCE COMPANY — 's Item 11 disclosure-reporting entries rose by 11 (31 -> 42). IAPD ↗institutional
45
VAN ECK ASSOCIATES CORP. — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗institutional
45
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗institutional
45
AST INVESTMENT SERVICES, INC. — 's Item 11 disclosure-reporting entries rose by 26 (4 -> 30). IAPD ↗institutional
45
SAMSUNG ASSET MANAGEMENT (NEW YORK), INC. — 's Item 11 disclosure-reporting entries rose by 4 (24 -> 28). IAPD ↗institutional
45
DBX ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 3 (97 -> 100). IAPD ↗institutional
45
ARGO INFRASTRUCTURE PARTNERS LP — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗institutional
45
M&G INVESTMENTS (USA) INC. — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗institutional
45
UBS ASSET MANAGERS OF PUERTO RICO — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗institutional
45
MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED — grew from 21 to 26 advisory reps. IAPD ↗foreign
45
45
45
45
45
45
45
HILLTOP SECURITIES ASSET MANAGEMENT, LLC — notice-filed in GA, LA, MA, MI, MS, NJ, NY, OH, OR, RI, TN, VA, WA. IAPD ↗institutional
45
ASCENSUS INVESTMENT ADVISORS, LLC — notice-filed in AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, KS, KY, LA, MD, ME, MI, MN, MO, MS, NC, ND, NE, NH, NJ, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WY. IAPD ↗institutional
45
ADHESION WEALTH ADVISOR SOLUTIONS — notice-filed in AK, AL, AR, AZ, CO, CT, DC, DE, GA, HI, IA, ID, IN, KS, KY, MA, MD, ME, MI, MN, MO, MS, MT, ND, NE, NH, NJ, NM, NV, OH, OK, OR, PA, PR, RI, SC, SD, TN, UT, VI, VT, WA, WI, WV, WY. IAPD ↗institutional
44
44
44
44
44
44
43
MUTUAL OF AMERICA LIFE INSURANCE COMPANY — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗institutional
43
BOW RIVER ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 18 (0 -> 18). IAPD ↗institutional
43
43
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43
43
43
ABRDN PRIVATE EQUITY (EUROPE) LIMITED — now reports 5 private fund(s) ($648.9M gross). IAPD ↗foreign
43
MTC WEALTH MANAGEMENT — notice-filed in AK, AL, AR, AZ, CA, CT, DC, DE, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗institutional
42
42
42
FOUNTAINCAP RESEARCH & INVESTMENT (HONG KONG) CO., LIMITED — grew from 9 to 11 advisory reps. IAPD ↗foreign
42
42
42
41
41
41
40
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED — now reports custody of client assets ($1.64B). IAPD ↗foreign
40
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY — now reports custody of client assets ($755.1M). IAPD ↗foreign
40
40
40
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED — now reports custody of client assets ($97.6M). IAPD ↗foreign
40
40
40
DEUTSCHE BANK SECURITIES INC. — 's Item 11 disclosure-reporting entries rose by 5 (655 -> 660). IAPD ↗institutional
40
MMA SECURITIES LLC — 's Item 11 disclosure-reporting entries rose by 1 (5 -> 6). IAPD ↗institutional
40
QUAN VEST CONSULTANTS INC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗institutional
40
UBS FARMLAND INVESTORS LLC — 's Item 11 disclosure-reporting entries rose by 6 (93 -> 99). IAPD ↗institutional
40
UBS REALTY INVESTORS LLC — 's Item 11 disclosure-reporting entries rose by 6 (94 -> 100). IAPD ↗fund
40
40
MANULIFE INVESTMENT MANAGEMENT TIMBERLAND AND AGRICULTURE INC — 's Item 11 disclosure-reporting entries rose by 7 (4 -> 11). IAPD ↗fund
40
VAN ECK ABSOLUTE RETURN ADVISERS CORP. — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗fund
40
40
HG VORA CAPITAL MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
40
40
GPB CAPITAL HOLDINGS, LLC — 's Item 11 disclosure-reporting entries rose by 5 (12 -> 17). IAPD ↗fund
40
SCHONFELD STRATEGIC ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
40
ROSECLIFF VENTURE MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗fund
40
MADISON AVENUE SOLUTIONS, LLC — 's Item 11 disclosure-reporting entries rose by 3 (1 -> 4). IAPD ↗fund
40
STONE POINT CREDIT ADVISER LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund
40
40
KEYBANC CAPITAL MARKETS RESEARCH, LLC — 's Item 11 disclosure-reporting entries rose by 3 (7 -> 10). IAPD ↗institutional
40
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC — 's Item 11 disclosure-reporting entries rose by 2 (4 -> 6). IAPD ↗institutional
40
40
40
SUMITOMO MITSUI DS ASSET MANAGEMENT (SINGAPORE) PTE. LTD. — grew from 7 to 9 advisory reps. IAPD ↗foreign
40
40
40
40
40
40
STONE CREEK CAPITAL MANAGEMENT LLC — notice-filed in AL, CO, HI, KS, KY, MA, MD, MI, MN, MO, NM, NV, OR, RI, TN, WI. IAPD ↗institutional
39
38
38
WAYZATA INVESTMENT PARTNERS LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
38
SQN CAPITAL MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 3 (2 -> 5). IAPD ↗fund
38
GLOBAL EVOLUTION USA, LLC — 's Item 11 disclosure-reporting entries rose by 1 (12 -> 13). IAPD ↗fund
38
SIERRA CREST INVESTMENT MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗fund
38
38
FLATIRON RR LLC, MANAGER SERIES — 's Item 11 disclosure-reporting entries rose by 1 (21 -> 22). IAPD ↗fund
38
B. RILEY WEALTH PRIVATE SHARES — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗fund
38
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38
37
37
37
37
37
37
37
37
37
37
37
36
36
36
36
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35
CICC ALPHA INVESTMENT MANAGEMENT (USA), LLC — 's Item 11 disclosure-reporting entries rose by 3 (8 -> 11). IAPD ↗fund
35
POLUS CAPITAL MANAGEMENT (US) INC. — 's Item 11 disclosure-reporting entries rose by 4 (3 -> 7). IAPD ↗fund
35
35
35
35
35
35
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35
34
34
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34
34
34
34
34
34
33
INTERVEST CAPITAL PARTNERS LLC — filed an Item 4A succession naming INTERVEST CAPITAL PARTNERS INC. (CRD 159681) — an entity change, not a deal. IAPD ↗institutional
32
32
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32
32
32
32
32
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32
30
30
LOTUS INFRASTRUCTURE PARTNERS, LP — filed an Item 4A succession naming LOTUS INFRASTRUCTURE PARTNERS, LP (CRD 324015) — an entity change, not a deal. IAPD ↗fund
30
30
30
30
30
30
30
30
30
30
30
30
29
28
PEAKEQUITY PARTNERS MANAGEMENT CO., L.L.C. — filed an Item 4A succession naming PEAKEQUITY PARTNERS MANAGEMENT CO LP (CRD 281131) — an entity change, not a deal. IAPD ↗fund
27
27
27
27
27
27
27
27
27
27
27
27
27
27
25
DWS INTERNATIONAL GMBH — 's Item 11 disclosure-reporting entries rose by 3 (97 -> 100). IAPD ↗foreign
25
DWS INVESTMENTS AUSTRALIA LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (96 -> 99). IAPD ↗foreign
25
DWS ALTERNATIVES GLOBAL LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (98 -> 101). IAPD ↗foreign
25
DWS INVESTMENTS HONG KONG LIMITED — 's Item 11 disclosure-reporting entries rose by 3 (98 -> 101). IAPD ↗foreign
25
SANTANDER ASSET MANAGEMENT SA SGIIC — 's Item 11 disclosure-reporting entries rose by 1 (20 -> 21). IAPD ↗foreign
25
GMO SINGAPORE PTE. LIMITED — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗foreign
25
23
SARASIN ASSET MANAGEMENT LIMITED — 's Item 11 disclosure-reporting entries rose by 9 (0 -> 9). IAPD ↗foreign
23
COELI FRONTIER MARKETS AB — 's Item 11 disclosure-reporting entries rose by 1 (7 -> 8). IAPD ↗foreign
23
SAMSUNG ASSET MANAGEMENT (HONG KONG) LIMITED — 's Item 11 disclosure-reporting entries rose by 4 (24 -> 28). IAPD ↗foreign
21
20
17
17
16
15
12
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.