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SPRING LAKE ASSET MANAGEMENT, INC.

· CRD 283750 · IAPD ↗ · springlakeassetmanagement.com · 813-336-6889

$1.47BRegulatory AUM
8Advisory reps
10Employees
0Clients
n/aPlanning clients
2Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — SPRING LAKE ASSET MANAGEMENT, INC. added office(s): 7 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
51
April 2026 — SPRING LAKE ASSET MANAGEMENT, INC. reported RAUM up 32% ($1.12B -> $1.47B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
57
April 2026 — SPRING LAKE ASSET MANAGEMENT, INC. grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2024 — SPRING LAKE ASSET MANAGEMENT, INC. crossed $1B in regulatory AUM ($836.6M -> $1.09B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.