← Tributary

SUGARLOAF WEALTH MANAGEMENT, LLC

DULUTH, GA · CRD 129602 · IAPD ↗ · 770.985.5473

$610.1MRegulatory AUM
10Advisory reps
14Employees
14Clients
1-10Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2025 — SUGARLOAF WEALTH MANAGEMENT, LLC (DULUTH, GA) left the SEC roster (was $610.1M RAUM, 10 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
70
April 2024 — SUGARLOAF WEALTH MANAGEMENT, LLC grew from 8 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.