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HEIGHTS LLC

LOS ANGELES, CA · CRD 315969 · IAPD ↗ · 310-640-7647

$239.2MRegulatory AUM
2Advisory reps
3Employees
0Clients
n/aPlanning clients
3Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2024 — HEIGHTS LLC reported RAUM up 26% ($152.8M -> $192.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2024 — HEIGHTS LLC now reports custody of client assets ($117.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.