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SCHMIDT FINANCIAL MANAGEMENT

KIRKLAND, WA · CRD 328247 · IAPD ↗ · schmidtfm.com · 425-893-9195

$497.5MRegulatory AUM
2Advisory reps
7Employees
0Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
February 2026 — SCHMIDT FINANCIAL MANAGEMENT now reports custody of client assets ($89.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
September 2024 — SCHMIDT FINANCIAL MANAGEMENT reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2024 — SCHMIDT FINANCIAL MANAGEMENT's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.