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BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.

ROCHESTER, NY · CRD 314111 · IAPD ↗ · brightonsecurities.com · 585-473-3590

$195.0MRegulatory AUM
2Advisory reps
2Employees
2Clients
1-10Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
July 2024 — BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC. (ROCHESTER, NY) left the SEC roster (was $195.0M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
60
April 2024 — BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC. began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
68
April 2024 — BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC. reported RAUM up 66% ($117.4M -> $195.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.