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SOUTHERN RIDGES CAPITAL (USA) LLC

NEW YORK, NY · CRD 311358 · IAPD ↗ · +1 332 910 5167

$1.68BRegulatory AUM
10Advisory reps
14Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

55
June 2025 — SOUTHERN RIDGES CAPITAL (USA) LLC (NEW YORK, NY) left the SEC roster (was $1.68B RAUM, 10 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
63
April 2025 — SOUTHERN RIDGES CAPITAL (USA) LLC reported RAUM up 67% ($1.01B -> $1.68B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
63
April 2024 — SOUTHERN RIDGES CAPITAL (USA) LLC grew from 8 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
75
April 2024 — SOUTHERN RIDGES CAPITAL (USA) LLC crossed $1B in regulatory AUM ($976.8M -> $1.01B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.