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CIRCLE WEALTH MANAGEMENT, LLC

SUMMIT, NJ · CRD 142878 · IAPD ↗ · circlewm.com · 908-206-1306

$14.07BRegulatory AUM
11Advisory reps
23Employees
0Clients
51-100Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

72
April 2026 — CIRCLE WEALTH MANAGEMENT, LLC grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
April 2024 — CIRCLE WEALTH MANAGEMENT, LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
71
April 2024 — CIRCLE WEALTH MANAGEMENT, LLC reported RAUM up 55% ($6.55B -> $10.17B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.