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CHATTERTON & ASSOCIATES

ANAHEIM, CA · CRD 132295 · IAPD ↗ · chattertoninc.com · 714-572-2050

$1.33BRegulatory AUM
10Advisory reps
31Employees
0Clients
More than 500Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
February 2026 — CHATTERTON & ASSOCIATES notice-filed in AL, CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
September 2024 — CHATTERTON & ASSOCIATES notice-filed in VA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
April 2024 — CHATTERTON & ASSOCIATES grew from 4 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2024 — CHATTERTON & ASSOCIATES crossed $1B in regulatory AUM ($943.7M -> $1.05B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.