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FIDELIS CAPITAL

TAMPA, FL · CRD 322287 · IAPD ↗ · fideliscapital.com · 813-934-6246

$2.28BRegulatory AUM
12Advisory reps
22Employees
4Clients
1-10Planning clients
0Private funds
24States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

67
April 2026 — FIDELIS CAPITAL reported RAUM up 38% ($1.66B -> $2.28B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2026 — FIDELIS CAPITAL now reports custody of client assets ($1.25B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
April 2025 — FIDELIS CAPITAL added office(s): 3 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2025 — FIDELIS CAPITAL reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
February 2025 — FIDELIS CAPITAL notice-filed in AR, DE, IL, LA, NJ, OH, PA, SC, TN, WA, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
February 2025 — FIDELIS CAPITAL crossed $1B in regulatory AUM ($917.2M -> $1.68B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
51
May 2024 — FIDELIS CAPITAL notice-filed in CO, GA, MO, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — FIDELIS CAPITAL added office(s): 1 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
64
April 2024 — FIDELIS CAPITAL reported RAUM up 32% ($697.3M -> $917.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
71
April 2024 — FIDELIS CAPITAL grew from 8 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.