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HIGHLAND ASSOCIATES INC

BIRMINGHAM, AL · CRD 104948 · IAPD ↗ · 205-933-8664

$20.99BRegulatory AUM
18Advisory reps
19Employees
0Clients
0Planning clients
4Private funds
17States
13Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
August 2026 — HIGHLAND ASSOCIATES INC's Item 11 disclosure-reporting entries rose by 2 (11 -> 13).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
November 2024 — HIGHLAND ASSOCIATES INC's Item 11 disclosure-reporting entries rose by 3 (8 -> 11).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
47
April 2024 — HIGHLAND ASSOCIATES INC notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.