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RAI WEALTH

NAPERVILLE, IL · CRD 324695 · IAPD ↗ · raiwealth.com · 6307338434

$530.8MRegulatory AUM
6Advisory reps
12Employees
2Clients
101-250Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — RAI WEALTH crossed $500M in regulatory AUM ($408.6M -> $530.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
63
March 2025 — RAI WEALTH reported RAUM up 25% ($326.1M -> $408.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
73
March 2025 — RAI WEALTH reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
64
April 2024 — RAI WEALTH reported RAUM up 35% ($242.3M -> $326.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2024 — RAI WEALTH now reports custody of client assets ($78.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.