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HALTER FERGUSON FINANCIAL INC

CARMEL, IN · CRD 109563 · IAPD ↗ · folkd.com · 317-875-0202

$705.0MRegulatory AUM
7Advisory reps
15Employees
4Clients
101-250Planning clients
1Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — HALTER FERGUSON FINANCIAL INC notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — HALTER FERGUSON FINANCIAL INC crossed $500M in regulatory AUM ($487.8M -> $705.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
73
April 2026 — HALTER FERGUSON FINANCIAL INC now reports 1 private fund(s) ($3.8M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
53
March 2025 — HALTER FERGUSON FINANCIAL INC notice-filed in CO, IL, MI, NJ, TN, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
March 2025 — HALTER FERGUSON FINANCIAL INC reported RAUM up 29% ($378.2M -> $487.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
49
April 2024 — HALTER FERGUSON FINANCIAL INC notice-filed in CA, LA, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2024 — HALTER FERGUSON FINANCIAL INC reported RAUM up 42% ($266.7M -> $378.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.