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CATALINA CAPITAL GROUP, LLC

TORRANCE, CA · CRD 172556 · IAPD ↗ · 310-540-5544

$616.3MRegulatory AUM
3Advisory reps
3Employees
0Clients
26-50Planning clients
0Private funds
6States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
July 2026 — CATALINA CAPITAL GROUP, LLC (TORRANCE, CA) left the SEC roster (was $616.3M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
September 2024 — CATALINA CAPITAL GROUP, LLC notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — CATALINA CAPITAL GROUP, LLC notice-filed in OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — CATALINA CAPITAL GROUP, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2024 — CATALINA CAPITAL GROUP, LLC crossed $500M in regulatory AUM ($394.6M -> $629.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.