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CARSWELL INVESTMENTS, LLC

EAST SYRACUSE, NY · CRD 158205 · IAPD ↗ · (800) 510-6693

$322.5MRegulatory AUM
2Advisory reps
2Employees
0Clients
26-50Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — CARSWELL INVESTMENTS, LLC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — CARSWELL INVESTMENTS, LLC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.