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SEVEN EIGHT CAPITAL, LP

NEW YORK, NY · CRD 170624 · IAPD ↗ · 646-513-4350

$1.35BRegulatory AUM
6Advisory reps
22Employees
0Clients
n/aPlanning clients
4Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
February 2025 — SEVEN EIGHT CAPITAL, LP (NEW YORK, NY) left the SEC roster (was $1.35B RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
40
April 2024 — SEVEN EIGHT CAPITAL, LP shrank from 20 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — SEVEN EIGHT CAPITAL, LP now reports custody of client assets ($1.35B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2024 — SEVEN EIGHT CAPITAL, LP crossed $1B in regulatory AUM ($666.5M -> $1.35B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.