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CROSS STATE FINANCIAL GROUP LLC

ALBUQUERQUE, NM · CRD 282011 · IAPD ↗ · 800-621-6974

$188.3MRegulatory AUM
10Advisory reps
10Employees
1Clients
0Planning clients
0Private funds
11States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
March 2025 — CROSS STATE FINANCIAL GROUP LLC notice-filed in MI, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
March 2025 — CROSS STATE FINANCIAL GROUP LLC added office(s): 7 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
April 2024 — CROSS STATE FINANCIAL GROUP LLC notice-filed in AL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2024 — CROSS STATE FINANCIAL GROUP LLC now reports custody of client assets ($1.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.