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AO WEALTH ADVISORY

URBANDALE, IA · CRD 288301 · IAPD ↗ · 515-224-7849

$213.2MRegulatory AUM
4Advisory reps
7Employees
0Clients
251-500Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2024 — AO WEALTH ADVISORY now reports custody of client assets ($3.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.