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CAPITAL ADVISORS, LTD., LLC

SHAKER HEIGHTS, OH · CRD 153600 · IAPD ↗ · capitaladvisorsltd.com · 216-295-7900

$1.37BRegulatory AUM
11Advisory reps
14Employees
0Clients
101-250Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
September 2026 — CAPITAL ADVISORS, LTD., LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
April 2026 — CAPITAL ADVISORS, LTD., LLC notice-filed in NY, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
December 2025 — CAPITAL ADVISORS, LTD., LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
November 2024 — CAPITAL ADVISORS, LTD., LLC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
November 2024 — CAPITAL ADVISORS, LTD., LLC added office(s): 0 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2024 — CAPITAL ADVISORS, LTD., LLC crossed $1B in regulatory AUM ($956.8M -> $1.13B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.