← Tributary

RUGGAARD & ASSOCIATES

HUDSON, OH · CRD 107489 · IAPD ↗ · (330) 487-5888

$368.6MRegulatory AUM
6Advisory reps
10Employees
0Clients
26-50Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
August 2025 — RUGGAARD & ASSOCIATES notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
August 2025 — RUGGAARD & ASSOCIATES added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
June 2024 — RUGGAARD & ASSOCIATES notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
May 2024 — RUGGAARD & ASSOCIATES moved its main office from TWINSBURG, OH to HUDSON, OH.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
45
April 2024 — RUGGAARD & ASSOCIATES notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2024 — RUGGAARD & ASSOCIATES reported RAUM up 48% ($210.5M -> $312.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.