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HANWHA ASSET MANAGEMENT (USA) LTD.

SAN FRANCISCO, CA · CRD 288464 · IAPD ↗ · (415) 534-1190

$4.00BRegulatory AUM
15Advisory reps
22Employees
3Clients
n/aPlanning clients
2Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

60
April 2026 — HANWHA ASSET MANAGEMENT (USA) LTD. reported RAUM up 91% ($2.09B -> $4.00B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
32
April 2024 — HANWHA ASSET MANAGEMENT (USA) LTD. notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.