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WAKEFIELD ASSET MANAGEMENT, LLLP

ENGLEWOOD, CO · CRD 143720 · IAPD ↗ · wakefieldasset.com · 303-771-0630

$454.0MRegulatory AUM
3Advisory reps
11Employees
9Clients
101-250Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2024 — WAKEFIELD ASSET MANAGEMENT, LLLP notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.