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FIDELITY PERSONAL AND WORKPLACE ADVISORS

BOSTON, MA · CRD 288590 · IAPD ↗ · 617-563-7000

$818.78BRegulatory AUM
15424Advisory reps
15424Employees
13624Clients
More than 500Planning clients
0Private funds
52States
16Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2025 — FIDELITY PERSONAL AND WORKPLACE ADVISORS (BOSTON, MA) left the SEC roster (was $818.78B RAUM, 15424 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
65
April 2024 — FIDELITY PERSONAL AND WORKPLACE ADVISORS reported RAUM up 25% ($652.55B -> $818.78B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2024 — FIDELITY PERSONAL AND WORKPLACE ADVISORS grew from 13507 to 15424 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.