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AAF WEALTH MANAGEMENT, LLC

WESTBOROUGH, MA · CRD 164646 · IAPD ↗ · 508-366-9100

$727.6MRegulatory AUM
6Advisory reps
10Employees
5Clients
1-10Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — AAF WEALTH MANAGEMENT, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
April 2026 — AAF WEALTH MANAGEMENT, LLC now reports custody of client assets ($123.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
April 2024 — AAF WEALTH MANAGEMENT, LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — AAF WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($385.3M -> $507.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.