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424 CAPITAL, LLC

WAKEFIELD, MA · CRD 167462 · IAPD ↗ · 781-295-4000

$584.5MRegulatory AUM
16Advisory reps
20Employees
0Clients
n/aPlanning clients
9Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — 424 CAPITAL, LLC crossed $500M in regulatory AUM ($396.7M -> $584.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
49
April 2025 — 424 CAPITAL, LLC reported RAUM up 33% ($297.9M -> $396.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
51
April 2024 — 424 CAPITAL, LLC reported RAUM up 44% ($207.1M -> $297.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
April 2024 — 424 CAPITAL, LLC grew from 14 to 19 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.