← Tributary

BROADLIGHT CAPITAL MANAGEMENT, LLC

GREENWICH, CT · CRD 315015 · IAPD ↗ · broadlightcapital.com · 203 496 5400

$287.5MRegulatory AUM
4Advisory reps
8Employees
0Clients
n/aPlanning clients
6Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

49
April 2026 — BROADLIGHT CAPITAL MANAGEMENT, LLC reported RAUM up 32% ($217.8M -> $287.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
27
April 2024 — BROADLIGHT CAPITAL MANAGEMENT, LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.