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SUMERU EQUITY PARTNERS

SAN MATEO, CA · CRD 172955 · IAPD ↗ · sumeruequity.com · 650-522-3300

$3.37BRegulatory AUM
36Advisory reps
43Employees
0Clients
n/aPlanning clients
9Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — SUMERU EQUITY PARTNERS shrank from 41 to 36 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
32
April 2024 — SUMERU EQUITY PARTNERS notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2024 — SUMERU EQUITY PARTNERS added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — SUMERU EQUITY PARTNERS now reports custody of client assets ($2.43B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
68
April 2024 — SUMERU EQUITY PARTNERS grew from 28 to 41 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.