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IPSEN ADVISOR GROUP

LITTLE ROCK, AR · CRD 318010 · IAPD ↗ · ipsenadvisorgroup.com · (501) 614-4700

$236.1MRegulatory AUM
2Advisory reps
5Employees
0Clients
51-100Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
April 2026 — IPSEN ADVISOR GROUP reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
44
January 2025 — IPSEN ADVISOR GROUP notice-filed in LA, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
September 2024 — IPSEN ADVISOR GROUP notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2024 — IPSEN ADVISOR GROUP now reports custody of client assets ($34.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.