← Tributary

WINDHAM CAPITAL MANAGEMENT, LLC

CAMBRIDGE, MA · CRD 110539 · IAPD ↗ · 617-419-3900

$192.1MRegulatory AUM
5Advisory reps
9Employees
0Clients
0Planning clients
2Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
January 2025 — WINDHAM CAPITAL MANAGEMENT, LLC (CAMBRIDGE, MA) left the SEC roster (was $192.1M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
30
August 2024 — WINDHAM CAPITAL MANAGEMENT, LLC reported RAUM down 69% ($611.9M -> $192.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
30
August 2024 — WINDHAM CAPITAL MANAGEMENT, LLC moved its main office from BOSTON, MA to CAMBRIDGE, MA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
68
April 2024 — WINDHAM CAPITAL MANAGEMENT, LLC now reports custody of client assets ($322.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.