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VOLT INVESTMENT HOLDINGS LLC

BROOKLYN, NY · CRD 306923 · IAPD ↗ · voltinvestmentholdings.com · 917-983-0505

$383.5MRegulatory AUM
4Advisory reps
5Employees
0Clients
n/aPlanning clients
12Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
September 2026 — VOLT INVESTMENT HOLDINGS LLC (BROOKLYN, NY) left the SEC roster (was $383.5M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
33
April 2026 — VOLT INVESTMENT HOLDINGS LLC reported RAUM down 43% ($667.6M -> $383.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
33
April 2025 — VOLT INVESTMENT HOLDINGS LLC reported RAUM down 34% ($1.02B -> $667.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
70
April 2024 — VOLT INVESTMENT HOLDINGS LLC crossed $1B in regulatory AUM ($719.4M -> $1.02B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.