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KARPUS INVESTMENT MANAGEMENT

PITTSFORD, NY · CRD 110275 · IAPD ↗ · karpus.com · 585-586-4680

$4.30BRegulatory AUM
21Advisory reps
35Employees
0Clients
n/aPlanning clients
0Private funds
46States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2024 — KARPUS INVESTMENT MANAGEMENT notice-filed in IA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
February 2024 — KARPUS INVESTMENT MANAGEMENT notice-filed in ME.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.