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SALUS FINANCIAL ADVISORS

· CRD 329882 · IAPD ↗ · salusfinancialadvisors.com · (612) 747-9420

$262.6MRegulatory AUM
5Advisory reps
5Employees
0Clients
51-100Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
April 2026 — SALUS FINANCIAL ADVISORS notice-filed in MO, NE, PA, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — SALUS FINANCIAL ADVISORS added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2026 — SALUS FINANCIAL ADVISORS reported RAUM up 29% ($203.1M -> $262.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2026 — SALUS FINANCIAL ADVISORS reports 51-100 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
42
December 2025 — SALUS FINANCIAL ADVISORS notice-filed in WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
December 2025 — SALUS FINANCIAL ADVISORS added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
July 2024 — SALUS FINANCIAL ADVISORS added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
July 2024 — SALUS FINANCIAL ADVISORS now reports custody of client assets ($6.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
July 2024 — SALUS FINANCIAL ADVISORS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
42
May 2024 — SALUS FINANCIAL ADVISORS notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
May 2024 — SALUS FINANCIAL ADVISORS added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
April 2024 — SALUS FINANCIAL ADVISORS notice-filed in CA, FL, IL, MN, ND, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
March 2024 — SALUS FINANCIAL ADVISORS (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.