← Tributary

VANN EQUITY MANAGEMENT LLC

PLANO, TX · CRD 174239 · IAPD ↗ · vannequitymanagement.com · 214-983-0346

$231.2MRegulatory AUM
5Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
December 2025 — VANN EQUITY MANAGEMENT LLC notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2025 — VANN EQUITY MANAGEMENT LLC reported RAUM down 71% ($701.0M -> $203.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
68
April 2024 — VANN EQUITY MANAGEMENT LLC now reports custody of client assets ($7.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2024 — VANN EQUITY MANAGEMENT LLC grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.