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RETIREMENT PLANNING SOLUTIONS, LLC

LOUISVILLE, KY · CRD 311575 · IAPD ↗ · 502-499-5668

$467.0MRegulatory AUM
5Advisory reps
10Employees
0Clients
11-25Planning clients
0Private funds
16States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
August 2026 — RETIREMENT PLANNING SOLUTIONS, LLC shrank from 8 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
53
April 2026 — RETIREMENT PLANNING SOLUTIONS, LLC shrank from 11 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
January 2026 — RETIREMENT PLANNING SOLUTIONS, LLC notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
December 2025 — RETIREMENT PLANNING SOLUTIONS, LLC notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
August 2025 — RETIREMENT PLANNING SOLUTIONS, LLC notice-filed in GA, NH, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2025 — RETIREMENT PLANNING SOLUTIONS, LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
64
April 2025 — RETIREMENT PLANNING SOLUTIONS, LLC reported RAUM up 32% ($285.4M -> $376.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
March 2025 — RETIREMENT PLANNING SOLUTIONS, LLC notice-filed in MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
February 2025 — RETIREMENT PLANNING SOLUTIONS, LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
August 2024 — RETIREMENT PLANNING SOLUTIONS, LLC notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
May 2024 — RETIREMENT PLANNING SOLUTIONS, LLC notice-filed in CO, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2024 — RETIREMENT PLANNING SOLUTIONS, LLC reported RAUM up 46% ($194.8M -> $285.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2024 — RETIREMENT PLANNING SOLUTIONS, LLC now reports custody of client assets ($281.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2024 — RETIREMENT PLANNING SOLUTIONS, LLC grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.