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MORAN WEALTH MANAGEMENT, LLC

NAPLES, FL · CRD 319208 · IAPD ↗ · 239-920-4440

$5.10BRegulatory AUM
40Advisory reps
56Employees
5Clients
251-500Planning clients
0Private funds
33States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
May 2026 — MORAN WEALTH MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
47
March 2025 — MORAN WEALTH MANAGEMENT, LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
March 2025 — MORAN WEALTH MANAGEMENT, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
75
March 2025 — MORAN WEALTH MANAGEMENT, LLC grew from 26 to 31 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
October 2024 — MORAN WEALTH MANAGEMENT, LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
76
April 2024 — MORAN WEALTH MANAGEMENT, LLC grew from 20 to 26 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.