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ALLWORTH FINANCIAL, L.P.

FOLSOM, CA · CRD 111167 · IAPD ↗ · 916-482-2196

$33.55BRegulatory AUM
165Advisory reps
493Employees
0Clients
101-250Planning clients
0Private funds
51States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

66
April 2026 — ALLWORTH FINANCIAL, L.P. reported RAUM up 34% ($25.10B -> $33.55B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
84
April 2026 — ALLWORTH FINANCIAL, L.P. grew from 151 to 165 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — ALLWORTH FINANCIAL, L.P. shrank from 156 to 151 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
65
April 2025 — ALLWORTH FINANCIAL, L.P. reported RAUM up 30% ($19.31B -> $25.10B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
November 2024 — ALLWORTH FINANCIAL, L.P. now reports custody of client assets ($26.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
April 2024 — ALLWORTH FINANCIAL, L.P. added office(s): 26 -> 35 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2024 — ALLWORTH FINANCIAL, L.P. reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2024 — ALLWORTH FINANCIAL, L.P. grew from 133 to 156 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.