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COMMERCE STREET INVESTMENT MANAGEMENT

DALLAS, TX · CRD 144278 · IAPD ↗ · commercestreetholdings.com · 214-545-6800

$891.3MRegulatory AUM
10Advisory reps
14Employees
1Clients
n/aPlanning clients
2Private funds
16States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
December 2025 — COMMERCE STREET INVESTMENT MANAGEMENT notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
December 2025 — COMMERCE STREET INVESTMENT MANAGEMENT added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2024 — COMMERCE STREET INVESTMENT MANAGEMENT reported RAUM up 39% ($535.4M -> $745.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
71
April 2024 — COMMERCE STREET INVESTMENT MANAGEMENT grew from 9 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.